13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 3,507 holding rows worth $68,158,927,000.
- Accession
- 0001086364-16-002274
- Filer
- CIK 1364742
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 9,068 entries on the cover page, a total value of $68,158,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $68,158,927,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Isle of Man) Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerXulu, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 887 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL INTL INC | 494274103 | CL B | 864 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,291 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,754 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 2,621 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 761 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G106 | COM | 775 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| K12 INC | 48273U102 | COM | 952 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,171 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,697 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEP INDUSTRIES INC | 001031103 | COM | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARANTY BANCORP | 40075T607 | COM | 495 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 2,792 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 381 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 580 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDVWIRELESS INC | 69290R104 | COM | 307 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALANCHE BIOT | 05337G107 | Common Stock | 865 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESS GANEY HOL | 74113L102 | Common Stock | 239 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lion Biotechnologies | 53619R102 | COM | 1,050 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 382 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVE CORP COM NEW | 629445206 | Stock | 130 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 121 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VSE CORP COM | 918284100 | Stock | 107 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 710 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWELL INDS INC | 739128106 | COM | 301 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 967 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 149 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 566 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 167 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 613 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 1,600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 390 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 113 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M509 | COM | 926 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 639 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 1,448 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,044 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 303 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 594 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 394 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 648 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 161 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 281 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 91 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,198 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 204 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 532 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,066 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X286 | COMMON STOCK | 153 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,662 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,301 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSS INDS INC | 125906107 | COMMON STOCK | 237 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 228 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKFINANCIAL CORP | 06643P104 | COM | 589 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 264 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 34,470 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMOST FAMILY INC | 020409108 | COM | 195 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIBER INC | 17163B102 | COM | 2,029 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNERWORKINGS INC | 45773Y105 | COM | 869 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C102 | COM | 996 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086101 | COM | 1,014 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,864 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERA GROUP INC | 26885G109 | COM | 612 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 736 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 5,433 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 418 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 287 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 402 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 683 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 681 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 671 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRECORA RES | 894648104 | COM | 564 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 545 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 963 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPOWER INC | 68375Y109 | COM | 617 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 62 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 117 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 202 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 494 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 566 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,238 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 301 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 1,845 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672106 | COM | 527 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,688 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 216 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,478 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,802 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 118 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,130 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645108 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 220 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,382 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 339 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 121 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,117 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 641 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 864 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLY GEM HLDGS INC | 72941W100 | COM | 448 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,610 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 996 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 1,699 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 6,717 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL CORP | 313549404 | COM | 809 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 633 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 2,742 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 259 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,387 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 189 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 307 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,069 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 766 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KMG CHEMICALS INC | 482564101 | COM | 258 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 687 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 269 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 45 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,872 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 120 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 290 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 264 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNYTA INC | 451731103 | COM | 476 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| K2M GROUP HLDGS INC | 48273J107 | COM | 321 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 632 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Foundation Medicine Inc | 350465100 | COM | 268 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 1,218 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 349 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 43 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global REIT ETF | 46434V647 | SHS | 192 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 49 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 66 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 77 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP INC DEL | 05969A105 | COM | 811 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 62 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILYSYS INC | 00847J105 | COM | 457 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 299 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,118 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 571 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,879 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 217 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 532746104 | COM | 314 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 601 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 859 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 227 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 278 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,866 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KVH INDS INC | 482738101 | COM | 499 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 177 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 945 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 145 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 1,595 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 353 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 531 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 131 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,562 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 360 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 713 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 823 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 721 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLITIONRX LTD | 928661107 | COM | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY CORP | 73754Y100 | COM | 414 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271108 | COM | 1,222 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIS PERRY INTL INC | 288853104 | COM | 291 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 525 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 853 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 264 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196103 | COM | 1,308 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 707 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 3,249 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,015 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 3,528 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,408 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTON CORP | 847235108 | COM | 251 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 298 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 304 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 213 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Market Vectors Small Cap India | 57061r551 | COM | 104 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 397 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 188 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 98 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 242 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 572 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Industry Inc | 75601w104 | CS | 577 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 659 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH COAL INC | 039380308 | Common Stock | 5,186 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 46 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 563 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 716 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX INC CL A | 10316T104 | Stock | 263 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC COM | 358039105 | Stock | 455 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRA INTL INC | 12618T105 | COM | 235 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 294 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETSY INC | 29786A106 | COM | 450 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 263 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 314 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOT BARN HLDGS INC | 099406100 | COM | 287 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 528 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 346 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q100 | COM | 877 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 355 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURCO CO | 447324104 | COM | 166 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 295 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 412 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 224633107 | COM | 741 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U102 | COMMON STOCK | 584 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,535 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 434 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,594 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 1,114 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 813 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,045 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 320 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EROS INTL PLC | G3788M114 | SHS NEW | 465 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 185 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,023 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 906 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 1,051 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 388 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 168 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,652 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,109 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 2,086 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 3,285 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 1,022 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,504 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 1,947 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 422 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO RENT CORP | 285218103 | COM | 469 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 665 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 646 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 860 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 385 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 209 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,030 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 349 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 234 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,305 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 3,324 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 203 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 151 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 70 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDW | 78463X889 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 473 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 111 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 81 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 1,057 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 322 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 26 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 81 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINMARK CORP | 974250102 | COM | 37 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 34 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 653 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 756 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 472 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337105 | COM | 280 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 483 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 842 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 261 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 248 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764107 | COMMON STOCK | 848 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 237934104 | COMMON STOCK | 501 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 619 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 407 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 597 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 193 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 281 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 2,223 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 176 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 410 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,424 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 118 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 1,658 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,764 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 2,140 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,620 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R105 | COM | 614 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 609 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 404 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 540 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 126 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 927 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,396 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 346 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 481 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 174 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 702 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 542 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MBS ETF | 464288588 | SHS | 19 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 54 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 17 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288430 | ASIA 50 ETF | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 62 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR GROUP INC | 74967R106 | CL A | 204 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 703 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 216 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 116 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 145 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,021 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 310 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 751 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,651 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 611 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 347 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC | 760112201 | COMMON STOCK | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 182 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 957 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 919 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 4,379 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 262 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 350 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 649 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 322 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,025 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,158 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,239 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 2,333 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 416 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 839 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 635 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 817 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288422 | S&P DEV EX-US | 61 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 511 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 87 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 729 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 312 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 451 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 227 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 390 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E103 | COM | 377 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 1,082 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 60 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 2,028 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 213 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIZMEK INC | 83013P105 | COM | 658 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 367 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 53 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 38 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 18 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARSTONE LTD | M20598104 | ORD SHS | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 836 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 27 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 65 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,392 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER WHEATON CORP | 828336107 | COM | 65 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 725 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LinnCo, LLC | 535782106 | LTD | 806 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,501 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 3,159 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 669 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,503 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 2,593 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,499 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 1,137 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 1,130 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,505 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 691 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 52 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 150 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 39 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD INC | 044104107 | COM | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 617 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FQF TR | 351680855 | OSHARS FTSE US | 21 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 550 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 579 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W108 | COM | 246 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 1,322 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 1,033 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268209 | COM NEW | 70 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MGC | 921910873 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Utilities ETF | 92204A876 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM CORP | 384556106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287713 | US TELECOM ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MONROE CAPITAL CORP | 610335101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Morningstar Wide Moat | 57060U134 | Common | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 350 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,538 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W102 | COM CL A | 1,232 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Frontier 100 | 464286145 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L107 | ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Amedica Corporation | 023435100 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002274 | this filing | 2016-02-11 | acceptance time not in the bulk data set |