13F-HR filed by BLACKROCK ADVISORS LLC
BLACKROCK ADVISORS LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 3,817 holding rows worth $94,385,210,000.
- Accession
- 0001086364-16-002272
- Filer
- CIK 1086364
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 4,659 entries on the cover page, a total value of $94,385,210,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,385,210,000 with VALUE read as thousands by filing date, 13F file number 028-04295. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Capital Management, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,061 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,807 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-B | 74727D207 | Common | 1,021 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 3,805 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 10,300 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,285 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693205 | Common Stock | 1,155 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEGATE MTG CORP | 86181Q300 | COM | 3,518 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 2,284 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 4,810 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 753 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRCO MFG CO | 927651109 | COM | 5,315 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,599 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,310 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 9,180 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,546 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 17,361 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 7,324 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 13,771 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 16,386 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAR3D INC | 83417A209 | COM NEW | 4,851 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 6,052 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTHEUS HLDGS INC | 516544103 | COM | 5,144 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,840 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,436 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK ENERGY INC | 846511103 | CL A COM | 802 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,373 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 4,507 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,305 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,668 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,106 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 7,855 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 12,042 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 16,987 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 8,678 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,165 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,254 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,312 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,717 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,240 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,498 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,110 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 14,659 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 7,643 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 44,878 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ID SYSTEMS INC | 449489103 | COM | 3,541 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,061 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATYR PHARMA INC | 002120103 | COM | 1,638 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 1,357 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 2,925 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,787 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,147 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,927 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,938 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,900 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 41,726 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 8,736 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,236 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCM INC | 69323K100 | COM | 1,516 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 8,267 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL INC | 70338T102 | COM | 2,171 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021127 | Cmn | 2,410 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 4,605 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 19,621 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 2,808 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 8,459 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 8,820 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE SYS INC | 36227k106 | COM | 5,963 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICA INC-CW18 | 200340115 | WTS | 1,026 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 627 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 1,565 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 641 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE BIRD CORP | 095306106 | COM | 1,264 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 422 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYERSON HLDG CORP | 783754104 | COM | 2,883 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,148 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 4,600 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,764 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFRI INC | 552721102 | COMMON STOCK | 1,937 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 5,286 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,275 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 7,198 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 14,059 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 10,903 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 14,736 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 6,456 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,428 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,694 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,034 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XBIOTECH INC | 98400H102 | COM | 1,087 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 644 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,302 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARTEK INC | 85569C107 | COM | 3,340 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 29,769 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC COM | 606501104 | COM | 4,047 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 22,042 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,376 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 17,845 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 882 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC FDRY INC | 83545R207 | COM NEW | 2,214 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033104 | COM | 21,015 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 8,433 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,671 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,063 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 17,930 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 3,787 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,814 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMSON REUTERS CORP | 884903105 | COM | 293 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 494 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,890 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 8,334 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMCELLS INC | 85857R204 | COM NEW | 26,556 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 9,826 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 3,517 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,245 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2,796 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 217 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 9,095 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 4,880 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 31,671 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 13,517 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,103 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,182 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 3,189 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 2,854 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TECHNOLOGY INC | 493143101 | COM | 998 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,498 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 4,032 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,152 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 2,800 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,101 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,631 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,801 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNWELL INDS INC | 068221100 | COM | 4,904 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 11,125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 6,297 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 873 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 800 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,346 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,026 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 262 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTER BANCORP INC | 736233107 | COM | 6,148 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 17,125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 936 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 5,100 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 180 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 1,640 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,656 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,518 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 3,204 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,315 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 297 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 39,288 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 29,342 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 28,098 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 5,032 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 21,543 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,619 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 384 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,457 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 2,249 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DETERMINE INC | 250660107 | COM | 2,985 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 3,656 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,974 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 5,453 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 24,610 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 438 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 3,365 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,864 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTECH HLDGS INC | 57633B100 | COM | 1,020 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 2,930 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 38,917 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 10,615 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 6,916 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 6,204 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 2,202 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK MEDIA INC | 75954W107 | COM | 1,421 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 665 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 2,991 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 7,740 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGALET CORP | 28226B104 | COM | 613 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTURE INC COM | 20786J106 | Stock | 2,006 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E107 | Cmn | 4,574 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 348 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,868 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,838 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,312 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 11,732 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLITIONRX LTD | 928661107 | COM | 1,424 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 15,223 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 5,154 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 15,428 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,299 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 68,726 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 4,346 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W102 | COM CL A | 19,174 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 1,272 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,951 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 2,149 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 2,050 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,873 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,364 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,166 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 782 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 3,361 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 1,806 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 1,227 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 599 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,918 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 4,302 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 864 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,750 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 2,228 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 2,246 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 35,620 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC | 93564A100 | COM | 25,482 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,528 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 525 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,474 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 3,416 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 3,678 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 5,009 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ocugen | 43358V109 | Common | 1,354 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,842 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 1,665 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,579 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTESIAN INC | 146534102 | COM ADDED | 2,116 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 463 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 57 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 13,619 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 555 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,436 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,823 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 251 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 6,054 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 17,287 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 17,069 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 15,201 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,592 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 7,490 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 9,380 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 13,435 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 28,275 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 280 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 548 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emerald Oil Inc | 29101U407 | Common Stock | 3,264 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 2,331 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | BRSJ0RUZ9 | OPTIONS | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPAR GROUP INC | 784933103 | COM | 3,165 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,729 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 784 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 1,362 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 252 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 15,250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Neothetics Inc | 64066G101 | COM | 1,961 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH COAL INC | 039380308 | Common Stock | 3,242 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 1,621 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 2,174 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 1,779 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,784 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLORI ENERGY INC | 379606106 | Cmn | 7,230 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 25,946 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 407 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 558 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 9,302 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 194 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 56,448 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 1,146 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178303 | COM | 12,462 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3,259 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 2,462 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST | 14888D109 | COM | 605 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 253 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 791 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY MERGER CORP | 413247107 | COM | 177 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 251 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 175 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 4,920 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,215 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 5,104 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ENTERPRISES | 381010107 | COM | 277 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOPER HOLMES INC | 439104100 | COM | 9,589 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 96 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATARAM CORP | 238108302 | COM | 893 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 2,753 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,399 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 96 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 849 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 706 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 1,044 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 21,832 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 782 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 985 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 2,440 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODE REBEL CORP | 19200J106 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 10,274 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC | 25213A107 | COM | 1,243 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| 6D Global Tech Inc | 83002F100 | COM | 5,656 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PERSEON CORP | 715270203 | Cmn | 1,034 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002272 | this filing | 2016-02-11 | acceptance time not in the bulk data set |