13F-HR filed by BlackRock Fund Advisors
BlackRock Fund Advisors filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,911 holding rows worth $386,202,508,000.
- Accession
- 0001086364-15-002210
- Filer
- CIK 1006249
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 3,911 entries on the cover page, a total value of $386,202,508,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,202,508,000 with VALUE read as thousands by filing date, 13F file number 028-13359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 32,100 | $3,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 203,355 | $3,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 673,004 | $3,143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 93,416 | $3,140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 140,339 | $3,137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 777,301 | $3,133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,007,194 | $3,122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 238,591 | $3,116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 32,250 | $3,103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 495,850 | $3,079,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 4,076,625 | $3,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRC HEALTH | 637372202 | COMMON STOCK | 256,507 | $3,063,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 217,603 | $3,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 237934104 | COMMON STOCK | 511,422 | $3,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 551,153 | $3,048,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 144,714 | $3,040,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 943,194 | $3,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,369,821 | $3,033,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAR ST FINL INC | 073844102 | COM | 338,962 | $3,017,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 499,173 | $3,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HOME CO INC COM | 645370107 | COM | 231,602 | $2,999,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 78,266 | $2,993,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 4,146,123 | $2,985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,978,154 | $2,984,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 11,045,985 | $2,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 226,929 | $2,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 3,042,056 | $2,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 908,050 | $2,978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 502,503 | $2,955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 329,752 | $2,935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN BANCORP INC | 39260X100 | COM | 255,925 | $2,933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 276,046 | $2,918,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C1 FINL INC | 12591N109 | COM | 153,198 | $2,918,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 597,749 | $2,917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC COM CL A | 98139A105 | Stock | 191,322 | $2,906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 483,234 | $2,899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 126,568 | $2,898,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 234,061 | $2,895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 1,515,918 | $2,895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIENT INC | 019330109 | COM | 161,349 | $2,867,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 189,660 | $2,860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 31,215 | $2,842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 285,997 | $2,831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,021,554 | $2,830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC | 760112201 | COMMON STOCK | 503,649 | $2,820,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 122,397 | $2,780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 199,223 | $2,771,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 411,352 | $2,735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 526,106 | $2,725,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 735,122 | $2,720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 949,897 | $2,717,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 128,436 | $2,710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAMT CORP | 693149106 | COMMON STOCK | 81,547 | $2,695,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 885,359 | $2,656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 554,709 | $2,635,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 949,911 | $2,622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 317,470 | $2,613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEGATE MTG CORP | 86181Q300 | COM | 366,548 | $2,606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 676,396 | $2,604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATERA INC COM | 632307104 | Stock | 238,668 | $2,590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 1,503,214 | $2,586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTELLUS MED INC | 29363K105 | COM | 143,281 | $2,582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 205,739 | $2,553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,547,735 | $2,548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 111,712 | $2,525,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORIUM INTL INC | 21887L107 | COM | 269,733 | $2,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 3,576,656 | $2,517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,391,522 | $2,511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 134,954 | $2,505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 242,041 | $2,505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPFOLIO INC | 03783C100 | COM CL A | 148,553 | $2,503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 67,320 | $2,501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,100,019 | $2,486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 126,296 | $2,480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARE COM INC | 141633107 | COM | 481,850 | $2,477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 169,561 | $2,465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 398,331 | $2,458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 49,618 | $2,437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 595,023 | $2,434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 52,822 | $2,420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 158,400 | $2,412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 1,343,842 | $2,405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FENIX PTS INC | 31446L100 | COM | 359,692 | $2,403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 46,414 | $2,393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCBC HLDGS INC | 55276F107 | COM | 184,414 | $2,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICE ENERGY INC | 762760106 | COM | 147,509 | $2,384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 181,145 | $2,348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 749,850 | $2,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 47,924 | $2,338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 465141406 | COM | 23,406 | $2,325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,021,000 | $2,324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,280,052 | $2,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 4,352,279 | $2,307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Castle Brands Inc | 148435100 | COM | 1,746,139 | $2,305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 128,286 | $2,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 689,317 | $2,289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 68,394 | $2,284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 55,610 | $2,280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 21,402 | $2,277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE9 INC | 338307101 | COM | 614,365 | $2,273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 249,613 | $2,271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 49,552 | $2,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 41,700 | $2,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 191,087 | $2,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,619,822 | $2,219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 56,655 | $2,212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 1,128,682 | $2,201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 294,914 | $2,171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 981,718 | $2,170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 871851101 | COM | 287,398 | $2,153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 212,090 | $2,153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 700,736 | $2,137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 1,248,665 | $2,123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 265,497 | $2,116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 783,337 | $2,084,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 236,012 | $2,067,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 117,994 | $2,065,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 289,317 | $2,063,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 413,913 | $2,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOGO DE CHAO INC | 344177100 | COM | 131,741 | $2,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 399,063 | $2,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,448,111 | $1,998,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viacom Inc Cl A | 92553P102 | CL A | 44,526 | $1,971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 162,104 | $1,970,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 54,260 | $1,965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 171,671 | $1,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,722,852 | $1,946,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 568427108 | cs | 277,005 | $1,922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBER ROAD INC | 02318Y108 | COM | 450,738 | $1,902,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 270,925 | $1,883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 316,003 | $1,874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 139,744 | $1,873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 273,435 | $1,843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 864,616 | $1,842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 270,960 | $1,837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 590,534 | $1,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 158,700 | $1,819,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,271,395 | $1,805,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 285,447 | $1,804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 362,993 | $1,790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 899,245 | $1,789,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 265,655 | $1,783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 180,442 | $1,763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 435,584 | $1,760,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX PHARMA INC | 33938A105 | COM | 145,363 | $1,746,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 118,029 | $1,716,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052206 | COM | 405,687 | $1,708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 893,478 | $1,698,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 279,781 | $1,687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 171,342 | $1,676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATYR PHARMA INC | 002120103 | COM | 162,421 | $1,666,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 69,369 | $1,663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 322,228 | $1,659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 129,126 | $1,642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 644,095 | $1,636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 347,350 | $1,629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 66,229 | $1,613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 87,412 | $1,598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 124,057 | $1,587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 332,191 | $1,585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD INC | 044104107 | COM | 24,741 | $1,570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,338,877 | $1,569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XBIOTECH INC | 98400H102 | COM | 104,633 | $1,563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEFF CORP COM CL A | 640094207 | Stock | 278,593 | $1,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 119,859 | $1,555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 188,394 | $1,547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 109,466 | $1,535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q205 | CMN | 185,268 | $1,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 668,633 | $1,518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYERSON HLDG CORP | 783754104 | COM | 285,692 | $1,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 275,678 | $1,497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 165,654 | $1,486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 6D Global Tech Inc | 83002F100 | COM | 507,404 | $1,471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYSON FOODS | 902494301 | COM | 27,919 | $1,431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XACTLY CORP | 98386L101 | COM | 183,177 | $1,429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APIGEE CORP COM | 03765N108 | Stock | 134,171 | $1,416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 148,426 | $1,403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185L103 | COM | 193,281 | $1,395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 367,409 | $1,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W108 | COM | 397,000 | $1,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,767,276 | $1,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK ENERGY INC | 846511103 | CL A COM | 81,883 | $1,355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE BIRD CORP | 095306106 | COM | 133,371 | $1,328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 123,958 | $1,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 131,817 | $1,287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,000 | $1,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 258,930 | $1,258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTHEUS HLDGS INC | 516544103 | COM | 291,710 | $1,254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 319,743 | $1,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 196,636 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,115,574 | $1,238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 311,730 | $1,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,475 | $1,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,252,871 | $1,201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 82,478 | $1,180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 157,815 | $1,179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN SOLAR INC | 136635109 | COM | 70,565 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R105 | COM | 164,079 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 322,303 | $1,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 69,790 | $1,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 271,372 | $1,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 164,768 | $1,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 22,821 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 35,233 | $1,077,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES UTAH BANCORP | 712706209 | COM | 65,774 | $1,073,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 274,301 | $1,062,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W102 | COM CL A | 1,226,642 | $994,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 56,996 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 146,622 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 22,581 | $896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 107,223 | $867,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 88,969 | $838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 442,358 | $836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 949,781 | $831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 257,883 | $825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTURE INC COM | 20786J106 | Stock | 177,622 | $810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 89,919 | $747,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 179,464 | $732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 726,161 | $683,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10,686 | $682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 14,246 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 211,775 | $646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 65,650 | $634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 50,521 | $611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178303 | COM | 1,160,024 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,302 | $587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 673,573 | $579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 547,325 | $575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 23,649 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 89,634 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 20,897 | $539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OI SA-ADR | 670851401 | Com | 789,499 | $534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPE BANCORP INC | 139209100 | COM | 41,281 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 41,129 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 15,612 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 59,660 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 163,853 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 325,000 | $490,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SI FINL GROUP INC MD | 78425V104 | COM | 40,827 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 225,000 | $470,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 509,294 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 13,520 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 37,296 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 30,347 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13,533 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 13,749 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 27,896 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 34,960 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY OFFICE REIT INC | 178587101 | COM | 39,640 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWENS RLTY MTG INC | 690828108 | COM | 32,624 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULASKI FINANCIAL CORP | 745548107 | COM | 33,045 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 60,239 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M B T FINANCIAL CORP | 578877102 | Stock | 71,088 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LCNB CORP | 50181P100 | COM | 27,263 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 21,419 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 21,376 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 36,606 | $433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 73,728 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGETICS USA INC | 87160G107 | COM | 65,512 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,436 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 25,436 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 12,160 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 37,506 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E107 | Cmn | 395,814 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 3,750 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 78,509 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 24,062 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGALET CORP | 28226B104 | COM | 30,620 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 50,293 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WTR CORP | 74165N105 | COM | 52,817 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 73,386 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 17,242 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 19,138 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 157,255 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,617 | $387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 16,162 | $387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 13,844 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 29,541 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASB BANCORP INC N C | 00213T109 | COM | 15,075 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 115,985 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delta Apparel Inc | 247368103 | COM | 20,969 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,085 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 300,000 | $364,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 275,000 | $362,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FBR & CO | 30247C400 | COM NEW | 17,507 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 57,916 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 42,548 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 21,199 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 20,565 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 21,803 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN MTRS INC | 846819100 | COM | 84,612 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,299 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JERNIGAN CAP INC | 476405105 | COM | 19,763 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 45,470 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 19,336 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,144 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 46,552 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 18,850 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 39,456 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 89,867 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 37,512 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 43,686 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAS NAT INC | 367204104 | COM | 37,350 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 62,538 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 84,682 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 350,000 | $329,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 144,873 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 35,661 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAMIC MATLS CORP | 267888105 | COM | 34,127 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANDGOLD RES LTD | 752344309 | ADR | 5,494 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 37,370 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 48,330 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 113,879 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780107 | COM | 47,893 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 24,648 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 55,417 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 53,073 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 24,708 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 48,815 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMI AEROSPACE INC | 502079106 | COM | 30,826 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 125,067 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 275,000 | $315,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 22,751 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 577097108 | COM | 40,739 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,500 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,121 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 60,736 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,559 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 34,976 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 58,876 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRA FINL CORP | 29363J108 | COM | 17,510 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXA CORP | 300614500 | COM | 29,124 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOPFED BANCORP INC | 439734104 | COM | 25,159 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emergent Capital | 29102N105 | Com | 55,320 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 70,000 | $300,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 59,892 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,446 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 25,363 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Golden Entertainment Inc | 381013101 | Common Stock | 32,816 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 32,170 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANAR SYSTEMS INC | 726900103 | COM | 51,257 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,503 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 37,453 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 28,167 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 59,079 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIUM INC | 008916108 | COM | 3,288 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 34,297 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 86,227 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 61,444 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 15,069 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 139,824 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 18,114 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 34,786 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 39,446 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 300,000 | $290,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 99,898 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 24,636 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODORUS VY BANCORP INC | 192025104 | COM | 14,185 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 90,428 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 131,277 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 632,288 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 31,899 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 151,185 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TRONIC CORP | 493144109 | COM | 28,035 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 200,000 | $281,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J101 | COM | 77,030 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 29,224 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 148,749 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND INDS INC | 511795106 | COM | 19,690 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 16,699 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 42,549 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 18,991 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,877 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYLAKE CORP | 072788102 | COM | 18,968 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Neothetics Inc | 64066G101 | COM | 33,256 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 34,883 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 56,380 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 9,013 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 64,791 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 250,000 | $264,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 52,885 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHAOGEN INC | 004449104 | COM | 45,555 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITEX HLDGS INC | 923451108 | COM | 16,695 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL INDS INC | 784413106 | COMMON STOCK | 7,687 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 23,957 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 103,883 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 51,813 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 26,103 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 49,620 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 39,795 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 24,917 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CRAFTS INC | 228309100 | COM | 30,273 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCM INC | 69323K100 | COM | 27,270 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 18,234 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 125,000 | $245,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 222,973 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 200,000 | $245,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 46,263 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 39,410 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 27,461 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 17,496 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 48,986 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 89,677 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 39,745 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734109 | COM | 16,293 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 51,676 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 30,463 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 34,667 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 158,206 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 125,000 | $235,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDY'S INC | 779268101 | COM | 101,378 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 9,833 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 21,347 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 25,607 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 275,000 | $231,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSCAT INC | 893529107 | COM | 23,558 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 121,811 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIRAD CORP | 253827109 | COM | 61,403 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 201,909 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 225,000 | $229,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARONE INC | 18506U104 | COM | 19,472 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 91,846 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 37,208 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMULATIONS PLUS INC | 829214105 | COM | 24,087 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 38,536 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 20,074 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 59,759 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 131,495 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 18,512 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 69,720 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 139,713 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 21,310 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 84,855 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 164,680 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 225,000 | $218,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 26,074 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 112,044 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 58,934 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 100,000 | $212,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 173,693 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 45,122 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAK RESORTS INC | 70469L100 | COM | 30,787 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 51,240 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 48,118 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 31,996 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 20,896 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVISINT CORP | 22357R103 | COM | 97,512 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,931 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 35,178 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 54,560 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 504,971 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 28,301 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 22,761 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 111,827 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOCON INC | 607494101 | COM | 15,209 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 17,351 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 100,000 | $203,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 38,250 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 62,360 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 101,491 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 24,254 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 86,146 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 49,587 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TECHNOLOGY INC | 493143101 | COM | 17,042 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 142,111 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 35,444 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 225,000 | $199,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 38,699 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 66,589 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 32,972 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 24,020 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 28,556 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 34,052 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 25,758 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 27,462 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 19,103 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,860 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 78,704 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 31,174 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 63,701 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,336 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 17,980 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE LAND CORP | 376549101 | REIT | 20,581 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 68,374 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 200,000 | $189,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 150,000 | $189,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 250,000 | $188,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 128,672 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 81,313 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUME INC | 98872B104 | COM | 72,241 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 24,405 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 150,000 | $186,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 101,635 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 54,312 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 76,626 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 110,726 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 175,000 | $185,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DATAWATCH CORP | 237917208 | COM NEW | 31,511 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UCP INC - CL A | 90265Y106 | Common Stock | 27,560 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED GUARDIAN INC | 910571108 | COM | 10,192 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-15-002210 | this filing | 2015-11-13 | acceptance time not in the bulk data set |