13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,157 holding rows worth $74,074,655,000.
- Accession
- 0001086364-15-002208
- Filer
- CIK 1305227
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 4,157 entries on the cover page, a total value of $74,074,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,074,655,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 247 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNICO AMERN CORP | 904607108 | COM | 362 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECTICA INC | 816288203 | COM | 1,135 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVCON INC | 81783K108 | COM | 432 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 242 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 765 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARA HLDGS INC | 56585W203 | COM | 2,026 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 3,245 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 846 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ocugen | 43358V109 | Common | 979 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Holdings Corporation | 636375206 | COM NEW | 1,628 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO, INC. | 286221106 | COM | 1,793 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 280 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1,079 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC COM PAR | 374396208 | Stock | 2,591 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST | 14888D109 | COM | 923 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 711 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 2,915 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E107 | Cmn | 3,677 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVSL INC | 12665T206 | Cmn | 2,349 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021101 | SHS | 5,950 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 361 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 231 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 297 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,086 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 183 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,665 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 706 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 534 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREP CORP | 032159105 | COM | 548 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 304 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 1,140 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,169 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 1,485 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 3,039 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWIFT ENERGY CO | 870738101 | COM | 7,333 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| P & F INDS INC | 692830508 | CL A NEW | 336 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 556 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 137 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 3,148 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 1,265 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ENTERPRISES | 381010107 | COM | 729 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,331 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 3,027 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOKS-A-MILLION INC | 098570104 | COM | 823 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 8,813 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,049 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 737 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 3,416 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 10,533 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 680 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,806 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONVIA INC | 68338T403 | COM | 700 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 225 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RES INC DEL | 29206E100 | COM | 865 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 547 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,503 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 3,682 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEDEAL INC | 538144304 | COM NEW | 1,825 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,273 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,802 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Systems Inc | 98979H103 | COM | 799 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 2,119 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESBIA PLC | G7234P100 | SHS | 609 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC CDA | 91790E102 | Stock | 1,219 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTESIAN INC | 146534102 | COM ADDED | 1,245 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCP International Holdings Ltd | H84689100 | COMMON | 1,271 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPHROGENEX INC | 640667101 | Cmn | 813 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 1,658 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 59 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 85 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 18 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,132 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 124 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION S.A. | L72967109 | COM | 129 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 152 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 327 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 113 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 505 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,893 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTECH HLDGS INC | 57633B100 | COM | 264 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 259 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 2,990 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIUM INC | 008916108 | COM | 22 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 2,338 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSONICS CORP | 456784107 | COM | 1,624 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 340 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 793 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTER BANCORP INC | 736233107 | COM | 1,405 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,321 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 595 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Saexploration Holdings Inc. | 78636X105 | COM | 827 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IKONICS CORP | 45172K102 | COM | 154 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 55 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,345 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC | 36192A109 | COM | 178 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETPAY CORP | 477177109 | COM | 821 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 410 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMTP INC | 784589202 | COM NEW | 527 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emerald Oil Inc | 29101U407 | Common Stock | 1,011 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 2,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 1,424 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 566 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 469 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 1,027 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 2,034 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 4,205 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLORI ENERGY INC | 379606106 | Cmn | 2,077 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 4,048 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 48 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 150 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 58 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 21 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SASOL LTD | 803866300 | SPONSORED ADR | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 126 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 301 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 84 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 541 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAR GROUP INC | 784933103 | COM | 922 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 424 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 861 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 2,769 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 1,946 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Professional Diversity Network | 74312y103 | COM | 779 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 146 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 760 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 903313104 | COM | 184 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 1,373 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 233 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOKE PHARMA INC | 30049G104 | COM | 489 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPGEN INC | 68373L109 | COM | 422 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT ID INC COM | 67091J107 | Stock | 1,157 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medovex Corp | 58504H101 | COM | 222 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Capnia, Inc. | 14066L105 | Common | 326 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIGGLE INC | 92672V204 | COM NEW | 1,352 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-15-002208 | this filing | 2015-11-13 | acceptance time not in the bulk data set |