13F-HR filed by BlackRock Fund Advisors
BlackRock Fund Advisors filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-07, with 3,866 holding rows worth $416,862,249,000.
- Accession
- 0001086364-15-002171
- Filer
- CIK 1006249
- Filed
- 2015-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 3,866 entries on the cover page, a total value of $416,862,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,862,249,000 with VALUE read as thousands by filing date, 13F file number 028-13359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERISERV FINL INC | 03074A102 | COM | 64,010 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 175,000 | $213,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 33,842 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 75,987 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 29,051 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 122,116 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGALET CORP | 28226B104 | COM | 14,654 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 52,596 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 100,000 | $209,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 17,805 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 25,380 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326102 | COM | 39,843 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 165,349 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 27,827 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPPORT COM INC | 86858W101 | COM | 147,681 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 26,065 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 64,723 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 113,654 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 59,818 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 75,999 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 32,677 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 33,950 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 31,996 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 49,874 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 88,426 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED GUARDIAN INC | 910571108 | COM | 10,462 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 150,000 | $200,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 125,000 | $199,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 189,399 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 18,714 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 74,557 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 20,143 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 150,000 | $194,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 39,742 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 39,262 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 27,462 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 76,759 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 100,000 | $191,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 44,652 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 106,631 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 11,449 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 250,000 | $188,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 74,722 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J102 | COM | 38,415 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 172,408 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 107,435 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTEVA | 02153V102 | COMM STK | 25,786 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 105,895 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMULATIONS PLUS INC | 829214105 | COM | 29,281 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 22,143 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,400 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 17,661 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 188,048 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 152,972 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATAWATCH CORP | 237917208 | COM NEW | 26,069 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 43,103 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 56,146 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 104,323 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 81,313 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 51,939 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 20,700 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 175,000 | $179,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 165,925 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,658 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAR3D INC | 83417A209 | COM NEW | 49,349 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 125,000 | $177,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 150,000 | $177,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 34,325 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 70,180 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 15,327 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LO JACK CORP | 539451104 | COMMON STOCK | 50,590 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693106 | COM | 120,488 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 25,782 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 83,779 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 58,298 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 56,116 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 34,045 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 75,022 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 21,320 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLYTH INC | 09643P207 | COM NEW | 26,898 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 36,642 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,453 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 69,038 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 147,782 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 61,242 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 36,195 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 98,205 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 45,726 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 39,556 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 150,000 | $166,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 82,420 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 57,125 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 59,609 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 104,173 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 20,474 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,218 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 125,000 | $165,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 30,523 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 75,000 | $165,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CVD EQUIP CORP | 126601103 | COM | 14,642 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC COM | 606501104 | COM | 38,793 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 51,820 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITEX HLDGS INC | 923451108 | COM | 10,850 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 44,860 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 72,268 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 25,507 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 52,398 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 52,354 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 79,076 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 90,000 | $159,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 35,006 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 50,934 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 175,000 | $158,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 28,200 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 20,445 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 6,350 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 23,361 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 70,508 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 17,807 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 101,462 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 100,000 | $155,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 175,000 | $155,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 75,000 | $155,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 76,575 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSAR INC | 925297103 | COM | 38,818 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 25,822 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 62,984 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 8,316 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOMBARD MED INC | G55598109 | COM | 34,039 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 200,000 | $148,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 28,337 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 89,148 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 39,917 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 62,975 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 65,640 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 125,000 | $146,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 200,000 | $145,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 43,915 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 150,000 | $143,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 83,825 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 125,000 | $143,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 125,000 | $143,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 66,960 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC COM PAR | 374396208 | Stock | 43,404 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 83,173 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEST CORP | 461147100 | COMMON STOCK | 32,003 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 49,879 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 150,000 | $140,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 24,340 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,130 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 108,970 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 100,000 | $139,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 36,921 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 156,845 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 22,567 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 42,423 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,632 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 52,161 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 35,489 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 382,496 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 64,634 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 75,000 | $133,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 134,228 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 75,000 | $133,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,153 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 40,130 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 55,820 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 77,291 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 114,891 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 80,553 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 125,000 | $130,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODS CO | 878895309 | COM | 52,510 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 79,398 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 24,766 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFCO INDS INC | 826546103 | COM | 8,606 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,984 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 9,219 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,919 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 100,000 | $127,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 24,729 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 66,501 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 75,000 | $125,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 47,356 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 38,320 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 61,954 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 66,428 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 21,055 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 129,256 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 41,829 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 21,297 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 100,000 | $121,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 50,000 | $121,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 51,355 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 3,114 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 176,882 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,029 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 22,352 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 85,000 | $119,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 124,274 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELM WIRELESS CORP | 759525108 | COM | 24,175 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 125,000 | $119,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 125,000 | $118,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 100,000 | $118,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 117,414 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Female Health Company | 314462102 | COM | 63,701 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COFFEE HLDG CO INC | 192176105 | COM | 22,920 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V105 | COM | 44,687 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 17,696 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 100,000 | $113,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 48,366 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 49,335 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFRI INC | 552721102 | COMMON STOCK | 18,398 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 95,729 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A103 | COM | 24,753 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 9,943 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 50,349 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 70,895 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE | 681904AQ1 | NOTE3 | 75,000 | $107,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 29,415 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 171,151 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ocugen | 43358V109 | Common | 16,348 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 21,301 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,086 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 304,704 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,751 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 120,819 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 32,569 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 37,834 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 100,000 | $102,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 50,000 | $102,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 100,000 | $101,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,583 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 16,600 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 50,643 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Meru Networks, Inc. | 59047Q103 | COM | 60,443 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 100,000 | $98,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 104,352 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 48,262 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 75,000 | $96,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMBASSADORS GROUP INC | 023177108 | COM | 39,073 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 28,419 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 43,080 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,217 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 75,000 | $93,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,641 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 61,172 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 45,149 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 15,598 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 34,883 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 62,334 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 100,000 | $86,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 100,000 | $86,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY ADVISORS INC | 425885100 | COM | 4,523 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 5,623 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 82,041 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 33,254 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 75,000 | $85,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021101 | SHS | 94,155 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCP International Holdings Ltd | H84689100 | COMMON | 19,683 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 34,616 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 75,000 | $81,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 12,000 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 75,000 | $81,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 22,443 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 75,000 | $80,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 39,784 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18,262 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287AA6 | NOTE | 75,000 | $77,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 75,000 | $77,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 20,127 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3,673 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 75,000 | $76,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 75,000 | $76,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 75,000 | $76,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 100,000 | $75,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,820 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP | 171779AE1 | NOTE | 75,000 | $75,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,029 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 52,613 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 75,000 | $72,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 27,076 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOKS-A-MILLION INC | 098570104 | COM | 24,868 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 75,000 | $70,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 75,000 | $70,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 62,258 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 75,000 | $70,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 10,602 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 5,007 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 6,493 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 3,898 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,421 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FITBIT INC | 33812L102 | CL A | 1,695 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 35,906 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 75,000 | $64,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 50,000 | $64,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 75,000 | $62,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEPHROGENEX INC | 640667101 | Cmn | 9,324 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION DIAMOND CORP | 257287102 | COM | 4,264 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 4,369 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 50,000 | $59,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 42,933 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 13,476 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 50,000 | $58,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEDEAL INC | 538144304 | COM NEW | 22,166 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 50,000 | $55,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 50,000 | $54,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,210 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 9,815 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 4,028 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 50,000 | $52,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 50,000 | $52,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 50,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 50,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 3,413 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Misonix Inc | 604871103 | COM | 5,412 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 50,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 50,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 50,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 50,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 50,000 | $50,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 23,771 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 50,000 | $49,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 50,000 | $48,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 50,000 | $48,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 50,000 | $48,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,870 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 50,000 | $47,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 50,000 | $47,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 23,211 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642AN6 | NOTE | 50,000 | $46,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 19,919 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 14,940 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 50,000 | $41,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 50,000 | $41,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 9,547 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 7,040 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,383 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,638 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 21,929 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951106 | COM | 461 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 875 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 150,000 | $25,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 13,521 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,787 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREP CORP | 032159105 | COM | 4,540 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 75,000 | $18,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Emerald Oil Inc | 29101U407 | Common Stock | 3,782 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,948 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 24,092 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 1,870 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,918 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,691 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 32,528 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 3,685 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CGG SPONS ADR | 12531Q105 | ADR | 1,808 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 241 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 813 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 780 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 763 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,162 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,158 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 234 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 197 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 558 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 726 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-15-002171 | this filing | 2015-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001086364-15-002188 | added | 2015-10-09 | acceptance time not in the bulk data set |