13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 4,136 holding rows worth $75,499,302,000.
- Accession
- 0001086364-15-002001
- Filer
- CIK 1305227
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 4,136 entries on the cover page, a total value of $75,499,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,499,302,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOCON INC | 607494101 | COM | 960 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGETICS USA INC | 87160G107 | COM | 3,929 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASB BANCORP INC N C | 00213T109 | COM | 776 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,488 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNYTA INC | 451731103 | COM | 2,516 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,343 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY OFFICE REIT INC | 178587101 | COM | 1,228 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,129 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 3,705 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 5,813 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 967 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,228 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,105 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,591 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 11,504 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,418 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 8,681 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 996 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PMFG INC | 69345P103 | COM | 3,131 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 4,659 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 2,490 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 1,480 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPE BANCORP INC | 139209100 | COM | 1,689 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,827 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,630 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 4,048 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,105 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,422 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,844 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 77 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 1,116 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,041 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 10,301 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 1,487 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,521 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,329 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 943 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODORUS VY BANCORP INC | 192025104 | COM | 751 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,106 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 5,648 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 14,173 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 7,866 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 8,184 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 5,620 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 579 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 7,208 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCM INC | 69323K100 | COM | 1,588 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 10,533 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,428 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287523 | COM | 149 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 2,278 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 4,267 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 3,673 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,198 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TRONIC CORP | 493144109 | COM | 1,775 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 640 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 5,243 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delta Apparel Inc | 247368103 | COM | 1,348 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,519 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,802 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WTR CORP | 74165N105 | COM | 3,294 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 919 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,711 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 9,763 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 2,038 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 1,624 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 3,167 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,370 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 522 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,444 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,095 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 577097108 | COM | 2,284 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,956 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 954 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 9,545 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 2,122 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERNET BANCORP | 320557101 | COM | 779 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 2,565 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,099 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,275 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,346 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY ADVISORS INC | 425885100 | COM | 595 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 2,493 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 9,177 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 534 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 4,982 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 5,738 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLYTH INC | 09643P207 | COM NEW | 1,467 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 17,082 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 13,916 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 9,192 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 5,505 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ID SYSTEMS INC | 449489103 | COM | 1,917 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TECHNOLOGY INC | 493143101 | COM | 953 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 439 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOPFED BANCORP INC | 439734104 | COM | 1,006 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATAWATCH CORP | 237917208 | COM NEW | 1,483 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 3,954 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAK RESORTS INC | 70469L100 | COM | 1,617 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORCEFIELD ENERGY | 34520U103 | COM | 1,988 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAP SE SPON ADR | 803054204 | ADR | 175 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,132 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 600 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCAT INC | 893529107 | COM | 1,185 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 4,621 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 7,031 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 3,798 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 303 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,104 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 679 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,691 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,935 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVD EQUIP CORP | 126601103 | COM | 811 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 803 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 920 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 5,107 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 5,321 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 3,867 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIRAD CORP | 253827109 | COM | 2,836 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 5,435 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 3,403 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 7,255 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,189 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 3,487 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 2,862 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Misonix Inc | 604871103 | COM | 1,009 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,652 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 721 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPDEN BANCORP INC | 40867E107 | COM | 566 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,507 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 2,827 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,654 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,150 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 599 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 81 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,455 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,689 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,248 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 928 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 425 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 3,890 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,865 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 967 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,392 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 531 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CRAFTS INC | 228309100 | COM | 1,441 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,590 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 2,355 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION BANKSHARES INC | 905400107 | CMN | 473 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,093 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARONE INC | 18506U104 | COM | 1,121 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 1,020 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 9,283 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 14,202 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMCELLS INC | 85857R204 | COM NEW | 11,545 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 1,689 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,902 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 7,369 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 2,057 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 793 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,252 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Meru Networks, Inc. | 59047Q103 | COM | 2,985 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 2,713 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| World Energy Solutions Inc. | 98145W208 | COM | 2,036 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 975 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 1,296 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 894 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,633 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,807 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 1,829 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKES ENTERTAINMEN | 51206P208 | COM | 1,581 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,841 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,167 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 482 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS BANCORP INC | 30263Y104 | COM | 558 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,660 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,194 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 465 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 1,153 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 3,222 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 2,615 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 2,598 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 359 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 967 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 987 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,773 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IF BANCORP INC | 44951J105 | COM | 567 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,044 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,334 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 483 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 4,033 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANCHOR | 032838104 | COMMON STOCK | 476 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 5,599 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 4,061 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 1,366 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,370 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,429 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 1,751 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2,452 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIANA BANCORP | 023613102 | COM | 575 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 13,585 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 799 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 4,879 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 1,113 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 664 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 1,590 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COASTWAY BANCORP INC | 190632109 | COM | 863 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,899 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,761 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODS CO | 878895309 | COM | 3,083 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1,871 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 73 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 801 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 973 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,372 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,243 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 601 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED GUARDIAN INC | 910571108 | COM | 436 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUBURN NATL BANCORP | 050473107 | COM | 379 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 928 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALISBURY BANCORP INC | 795226109 | COM | 347 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 5,103 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 5,594 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 5,751 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,141 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 1,998 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 1,596 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 9,716 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENAXIS INC | 92262A107 | COM | 4,838 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-B | 74727D207 | Common | 505 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 694 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 743 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 615 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Community Bancorp | 90984R101 | Common Stock | 752 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACKINAC FINL CORP | 554571109 | COM | 747 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,162 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC-CLASS A | 548910306 | CMN | 3,077 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHYRONHEGO CORP | 171607104 | COM | 3,085 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 503 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY FINL CORP VA | 919629105 | COM | 433 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 897 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,507 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 741 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAR ST FINL INC | 073844102 | COM | 786 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,582 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 67 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,710 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 2,366 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 104 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,437 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,768 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 402 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 951 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,196 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 889 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE LAND CORP | 376549101 | REIT | 759 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 575 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 333 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,486 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,551 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 943 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LO JACK CORP | 539451104 | COMMON STOCK | 3,013 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 11,363 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 3,945 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 396 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,361 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,149 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMN FINL INC | 40424G108 | COM | 645 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 1,312 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 706 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 3,353 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,082 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 1,895 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 6,552 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSO PAPER CORP | 92531L108 | COM | 2,443 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 13,737 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,958 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 3,846 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 808 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 3,339 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD POINT FINL CORP | 680194107 | COM | 506 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 4,377 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECSYS CORP | 28473M100 | COM | 435 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 216 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,573 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,099 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 752 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPHROGENEX INC | 640667101 | Cmn | 568 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 692 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHIO VY BANC CORP | 677719106 | COM | 299 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 9,420 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 225 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITEX HLDGS INC | 923451108 | COM | 520 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,233 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,181 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK RESTAURANTS CORP | 040712101 | COM | 329 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND INDS INC | 511795106 | COM | 738 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 913 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,179 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SB FINL GROUP INC | 78408D105 | COM | 759 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFRI INC | 552721102 | COMMON STOCK | 1,069 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X286 | COMMON STOCK | 141 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 5,414 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,694 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 2,904 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,434 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,697 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 153 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAN AMER MED SYS INC | 846396109 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 3,475 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 7,763 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UROPLASTY INC | 917277204 | COM NEW | 3,515 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 10,110 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,060 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 1,107 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELM WIRELESS CORP | 759525108 | COM | 1,523 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 625 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 844 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 667 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTEVA | 02153V102 | COMM STK | 1,033 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 3,199 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,534 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 971 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 3,895 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 571 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYLAKE CORP | 072788102 | COM | 589 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 1,093 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11,646 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 2,119 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEAL PWR INC | 451622104 | COM | 971 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,790 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,257 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 162 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 896 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 304 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 403 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 575 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 530 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEST CORP | 461147100 | COMMON STOCK | 1,308 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,302 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 127 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,398 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRCO MFG CO | 927651109 | COM | 2,529 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 1,959 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 6,496 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 291 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 362 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 17,273 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 617 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,459 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 3,445 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,076 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northeast Community Bancorp Inc | 664112109 | COM | 843 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 606 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 15,655 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 510 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6,160 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 3,347 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 4,715 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 1,501 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,816 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 3,027 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,531 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 3,829 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 413 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 980 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 2,626 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 2,201 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 4,609 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,416 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 7,372 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 702 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,480 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 343 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 967 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,718 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,806 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 2,151 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEEKNET INC | 36846Q203 | COM | 751 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 888 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNICO AMERN CORP | 904607108 | COM | 501 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 3,568 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 542 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK MEDIA INC | 75954W107 | COM | 1,278 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 395 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Saexploration Holdings Inc. | 78636X105 | COM | 1,396 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 3,711 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,345 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESONANT INC | 76118L102 | COM | 486 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORIUM INTL INC | 21887L107 | COM | 969 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELROSE BANCORP INC | 585553100 | COM | 450 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTESIAN INC | 146534102 | COM ADDED | 1,443 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 544 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 3,308 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 621 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 106 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 574 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 513 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 171 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 232 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREDX INC | 14167L103 | COM | 668 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 245 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAMPION HOMES INC | 830830105 | COM | 1,173 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 337 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 299 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 213 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 250 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 199 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 106 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 863 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,086 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,228 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 409 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,049 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 60 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COFFEE HLDG CO INC | 192176105 | COM | 1,069 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,893 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 229 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 825 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 187 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 245 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,561 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 3,790 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 2,990 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 820 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 6,591 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 899 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBASSADORS GROUP INC | 023177108 | COM | 2,002 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 683 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 2,250 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 6,528 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 5,420 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 3,066 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 881 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSAR INC | 925297103 | COM | 1,471 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 2,675 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 3,437 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 757 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC FDRY INC | 83545R207 | COM NEW | 676 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVER VY BANCORP | 768475105 | COM | 228 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 6,045 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONVIA INC | 68338T403 | COM | 1,004 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 470 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 2,251 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 231 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,299 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REIT | 963025101 | COM | 1,341 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 4,777 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 605 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,820 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 1,602 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Neothetics Inc | 64066G101 | COM | 730 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 4,650 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 325 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 346 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 619 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 270 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 51 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 143 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAYS J W INC | 578473100 | COM | 80 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 304 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC AMERN CORP | 048209100 | COM | 932 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 123 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2,716 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 5,828 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 179 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 445 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE SYS INC | 36227k106 | COM | 2,692 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W104 | COM | 4,289 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 1,557 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC | 927912105 | COM | 5,081 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,351 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX RENT CORP COM | 297187106 | Common | 3,283 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1,544 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 793 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A103 | COM | 1,855 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 1,752 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 3,090 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 3,308 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,321 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 2,191 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RES INC DEL | 29206E100 | COM | 865 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 3,045 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEDEAL INC | 538144304 | COM NEW | 1,387 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,276 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,399 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 2,701 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 499 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 87 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 220 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 433 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 680 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 63 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 218 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 119 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 52 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 270 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 403 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-15-002001 | this filing | 2015-02-09 | acceptance time not in the bulk data set |