13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-06, with 4,044 holding rows worth $74,412,713,000.
- Accession
- 0001086364-14-002502
- Filer
- CIK 1305227
- Filed
- 2014-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 4,044 entries on the cover page, a total value of $74,412,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,412,713,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,396 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 9,494 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKES GAMING INC COM | 51206P109 | COM | 3,164 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 3,904 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 5,554 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 9,496 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 6,496 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 1,773 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,386 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,247 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,625 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,504 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODS CO | 878895309 | COM | 2,981 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 4,320 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,542 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,932 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 2,569 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL INDS INC | 784413106 | COMMON STOCK | 484 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 8,509 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,627 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 7,634 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,506 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6,318 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICK'S CABARET INTL INC | 765641303 | COM | 1,344 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 2,490 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 2,530 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,121 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 3,478 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 1,778 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 4,730 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,106 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 2,969 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 903313104 | COM | 1,184 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,683 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,073 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 9,091 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,704 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 3,970 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 967 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 3,670 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 640 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNETEK INC | 559424403 | COMMON STOCK | 553 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 4,688 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 10,137 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 2,080 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALISBURY BANCORP INC | 795226109 | COM | 436 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 919 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 1,938 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 5,585 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 4,760 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 2,004 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,033 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 566 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 440 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,835 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 7,525 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 2,896 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 4,168 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 10,419 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,496 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,284 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,662 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 6,653 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,167 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY OFFICE REIT INC | 178587101 | COM | 957 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,485 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 3,746 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 5,658 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 905 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,337 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,104 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE LAND CORP | 376549101 | REIT | 904 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 1,121 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED GUARDIAN INC | 910571108 | COM | 436 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 394 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 1,608 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 5,782 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 957 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,843 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,366 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 5,338 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 921 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 5,569 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 5,681 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 13,571 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGETICS USA INC | 87160G107 | COM | 3,999 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 3,760 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 830 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,314 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,100 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,560 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1,709 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 500 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCAT INC | 893529107 | COM | 1,092 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,802 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 679 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,691 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CRAFTS INC | 228309100 | COM | 1,444 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,888 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 5,094 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFRI INC | 552721102 | COMMON STOCK | 981 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,174 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 748 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,066 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESKA CORP | 42805E306 | COM | 1,038 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 7,760 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLYTH INC | 09643P207 | COM NEW | 1,407 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 13,509 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 1,735 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 4,406 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 5,576 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 8,854 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOCON INC | 607494101 | COM | 726 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 3,167 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 8,177 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 7,683 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Meru Networks, Inc. | 59047Q103 | COM | 2,937 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENAXIS INC | 92262A107 | COM | 5,080 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK MEDIA INC | 75954W107 | COM | 1,276 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 4,431 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 3,460 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Saexploration Holdings Inc. | 78636X105 | COM | 1,274 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 3,384 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 994 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 2,115 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 1,643 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 104 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 823 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 1,192 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 732 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 889 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,775 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 679 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 1,154 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY ADVISORS INC | 425885100 | COM | 684 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVD EQUIP CORP | 126601103 | COM | 811 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 938 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARONE INC | 18506U104 | COM | 1,019 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 7,951 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIRAD CORP | 253827109 | COM | 2,836 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,883 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 9,041 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ID SYSTEMS INC | 449489103 | COM | 1,917 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 3,058 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 3,846 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,362 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,449 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 600 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 2,138 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2,452 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,172 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 577097108 | COM | 1,941 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACKINAC FINL CORP | 554571109 | COM | 747 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC-CLASS A | 548910306 | CMN | 2,529 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 3,167 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 861 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COASTWAY BANCORP INC | 190632109 | COM | 952 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 1,476 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,807 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,906 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 798 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,686 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,392 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 3,059 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,123 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 798 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 601 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,597 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 943 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,029 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 3,783 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,180 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 394 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMN FINL INC | 40424G108 | COM | 832 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 400 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 2,525 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBASSADORS GROUP INC | 023177108 | COM | 2,002 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 5,142 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 6,552 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOES JEANS INC | 47777N101 | COM | 8,088 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W104 | COM | 4,289 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UROPLASTY INC | 917277204 | COM NEW | 3,527 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 3,347 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,141 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANAR SYSTEMS INC | 726900103 | COM | 3,474 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 2,819 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,811 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 1,767 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 6,681 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,489 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 1,469 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,322 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIPREALTY INC | 98974V107 | COM | 2,836 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A103 | COM | 1,664 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 932 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-B | 74727D207 | Common | 505 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEEKNET INC | 36846Q203 | COM | 751 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 694 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 495 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,127 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 1,066 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 2,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 697 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,807 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,553 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 1,575 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEAL PWR INC | 451622104 | COM | 971 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,850 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,763 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 74 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 220 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 225 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 315 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS BANCORP INC | 30263Y104 | COM | 467 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,233 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 379 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,049 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COFFEE HLDG CO INC | 192176105 | COM | 1,069 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 1,959 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,714 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 5,786 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 928 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 178 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,455 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 5,837 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,050 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 552 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODORUS VY BANCORP INC | 192025104 | COM | 378 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 683 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAN AMER MED SYS INC | 846396109 | COM | 400 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,141 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 3,579 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 509 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 2,250 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176102 | COM | 6,655 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,598 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 4,905 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,531 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 1,141 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 599 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 1,078 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX RENT CORP COM | 297187106 | Common | 3,316 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 4,419 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOPFED BANCORP INC | 439734104 | COM | 674 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 743 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 533 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,162 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 231 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 4,669 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 553 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,179 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1,888 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORIUM INTL INC | 21887L107 | COM | 1,014 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 1,545 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE | 681904AQ1 | NOTE3 | 7,000 | $8,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 2,366 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 5,091 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,660 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 460 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,234 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 402 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 300 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK RESTAURANTS CORP | 040712101 | COM | 329 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,590 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION BANKSHARES INC | 905400107 | CMN | 277 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 2,000 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,091 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 220 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 6,591 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,694 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northeast Community Bancorp Inc | 664112109 | COM | 1,007 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,000 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,697 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 160 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 3,934 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 1,466 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,816 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,068 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 483 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 980 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 2,653 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 3,471 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 2,201 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEIDA FINL CORP MD | 682479100 | COM | 553 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Misonix Inc | 604871103 | COM | 1,009 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 610 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 586 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTEVA | 02153V102 | COMM STK | 1,014 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 5,682 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 3,090 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 414 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 2,703 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| World Energy Solutions Inc. | 98145W208 | COM | 1,777 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,534 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 739 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 855 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 3,895 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 1,305 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAR ST FINL INC | 073844102 | COM | 823 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 4,081 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 4,196 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHIO VY BANC CORP | 677719106 | COM | 245 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAMPION HOMES INC | 830830105 | COM | 1,392 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 575 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,437 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 609 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEST CORP | 461147100 | COMMON STOCK | 1,523 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 855 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 292 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,804 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUBURN NATL BANCORP | 050473107 | COM | 264 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 2,750 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 340 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2,178 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 3,705 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,007 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,346 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 2,904 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 786 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 548 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,000 | $6,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 45 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSO PAPER CORP | 92531L108 | COM | 2,761 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 882 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACHE INC | 127150308 | COM | 3,988 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 5,816 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 3,041 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 768 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 1,307 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELM WIRELESS CORP | 759525108 | COM | 1,523 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 881 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC | 927912105 | COM | 5,081 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDI INC | 69329V100 | COM | 1,327 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 1,998 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 757 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,000 | $6,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC FDRY INC | 83545R207 | COM NEW | 581 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 4,609 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 454 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 702 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 241 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA RES INC | 803521103 | COM | 3,658 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 967 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 2,000 | $6,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIPOSCIENCE INC | 53630M108 | COM | 1,882 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 2,173 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPDEN BANCORP INC | 40867E107 | COM | 361 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD POINT FINL CORP | 680194107 | COM | 368 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHYRONHEGO CORP | 171607104 | COM | 3,073 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSTROCK ENERGY CORP | 737525105 | COM | 3,821 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNICO AMERN CORP | 904607108 | COM | 501 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 2,251 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 355 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 2,169 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 4,057 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SP BANCORP INC | 78468K106 | COM | 218 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REIT | 963025101 | COM | 1,229 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY FINL CORP VA | 919629105 | COM | 433 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEDEAL INC | 538144304 | COM NEW | 1,387 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP | 70532Y204 | COM | 3,128 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 752 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 2,261 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1,924 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 39 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 140 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 863 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 149 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 717 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,406 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 3,790 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IF BANCORP INC | 44951J105 | COM | 277 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 252 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 487 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ANCHOR | 032838104 | COMMON STOCK | 267 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSD MEDICAL CORP | 055662100 | COM | 4,811 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 3,105 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 3,888 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSAR INC | 925297103 | COM | 1,471 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,416 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO RIV BANCORP | 90207C105 | COMMON | 604 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 4,173 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,351 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1,544 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 4,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 793 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RLJ ENTMT INC | 74965F104 | COM | 1,433 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 1,752 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,774 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 992 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD REGISTER CO | 853887206 | COM | 881 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 3,343 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONVIA INC | 68338T403 | COM | 1,004 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 881 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 678 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADVISION INC | 111412706 | COM | 568 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 470 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 2,401 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECSYS CORP | 28473M100 | COM | 435 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 469 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 351 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 3,034 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 2,727 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 2,327 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 1,288 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 544 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 3,814 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORCEFIELD ENERGY | 34520U103 | COM | 1,004 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 1,112 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 190 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 125 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 98 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 600 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 444 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 974 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 629 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 518 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC AMERN CORP | 048209100 | COM | 932 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERGROUP CORP | 458685104 | COM | 196 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,776 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,169 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 668 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 4,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 899 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 4,104 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023203 | COM NEW | 2,185 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,416 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 3,148 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPHASE CORP | 460593106 | COM | 956 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 1,704 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSONICS CORP | 456784107 | COM | 1,864 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 779 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 467 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 1,926 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 305 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATL CORP | 929566AH0 | CNV | 3,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 3,032 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RES INC DEL | 29206E100 | COM | 865 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 258 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 375 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IKONICS CORP | 45172K102 | COM | 154 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 883 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOKE PHARMA INC | 30049G104 | COM | 489 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 749 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 3,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 1,059 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 499 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 106 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 225 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 309 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 5,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 202 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 534 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SB FINL GROUP INC | 78408D105 | COM | 404 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREP CORP | 032159105 | COM | 548 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 304 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 107 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPHASE LABS INC | 74345W108 | COM | 1,893 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 51 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIANA BANCORP | 023613102 | COM | 229 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 220 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 231 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 144 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 2,586 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 1,100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,321 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 804 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 2,794 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,503 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 375 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amedica Corporation | 023435100 | COM | 673 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPHROGENEX INC | 640667101 | Cmn | 568 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIGGLE INC | 92672V204 | COM NEW | 728 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 26 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPP PLC NEW ADR | 92937A102 | ADR | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 213 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 45 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 222 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 269 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-14-002502 | this filing | 2014-08-06 | acceptance time not in the bulk data set |