13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 3,347 holding rows worth $60,644,102,000.
- Accession
- 0001086364-13-004303
- Filer
- CIK 1305227
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 3,347 entries on the cover page, a total value of $60,644,102,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,586,519,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,465 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 39,880 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 357,000 | $419,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 11,195 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRC COS INC | 872625108 | COM | 56,388 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 7,486 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,524 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,616 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 39,353 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,962 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDEN GROUP INC-A | 039762109 | CL A | 3,164 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 30,602 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 49,334 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 22,673 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 28,186 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 106,719 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,686 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 15,118 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,618 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 163,810 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 132,838 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LCNB CORP | 50181P100 | COM | 20,765 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 29,834 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMA FINANCIAL CORP | 77581P109 | COM | 21,376 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTY INC | 222070203 | COM CL A | 24,406 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASB FINANCIAL INC | 628968109 | COM | 14,448 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 24,469 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 103,927 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 63,580 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 42,218 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,720 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 166,081 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 126,966 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,643 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READING INTL INC | 755408101 | CL A | 58,491 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 60,338 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 68,508 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 26,702 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 45,901 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 76,776 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 183,404 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 34,531 | $377,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 203,523 | $377,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 15,028 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 30,949 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 26,312 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J102 | COM | 33,352 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 30,299 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 14,090 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REIS INC | 75936P105 | COM | 23,104 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,468 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 15,508 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 32,367 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 45,046 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 4,394 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 21,156 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 36,954 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 70,569 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 24,035 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 23,421 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 187,812 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 18,783 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 25,779 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 17,832 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 61,648 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 116,942 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 25,084 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEN GROUP INC | 28014Q107 | CL A | 46,919 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 14,658 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 30,676 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 23,014 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 128,661 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 44,757 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 29,582 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 8,516 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BODY CENTRAL CORP | 09689U102 | COM | 57,591 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 77,813 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,864 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIOR INC - CL A | 497217109 | CL A | 122,295 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 871851101 | COM | 37,219 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 5,791 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 55,319 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER INTL INC | 891826109 | COM | 17,114 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 56,417 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 42,498 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 30,175 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 203,965 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 19,385 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 36,981 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 31,789 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 26,390 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,526 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 112,446 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 54,928 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,283 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 184,244 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UCP INC - CL A | 90265Y106 | Common Stock | 21,512 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,741 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,427 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 27,788 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 20,454 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 465141406 | COM | 2,529 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 42,331 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 46,206 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 320,935 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 51,624 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,070 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARRISON CAP INC | 366554103 | COM | 20,446 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 26,831 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 17,406 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 118,846 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLARCITY CORP | 83416T100 | COM | 8,709 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,702 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 9,303 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 33,907 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,230 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 119,721 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 22,817 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 5,900 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 12,804 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 16,745 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 82,486 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 143,433 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,441 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 30,078 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 35,478 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 23,908 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 568427108 | cs | 30,843 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVX CORP NEW | 002444107 | COM | 21,344 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 221,341 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 91,881 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 24,163 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYAN INC | 23247W104 | COM | 26,924 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 71,825 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 26,283 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 48,357 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,324 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 11,717 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,814 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 49,779 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 201,198 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 81,216 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,838 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 317,412 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 27,477 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 16,720 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 16,870 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 57,869 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHTARGET INC | 87874R100 | COM | 49,180 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 24,766 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,421 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 10,069 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 3,447 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JTH HLDG INC | 46637N103 | CL A | 12,728 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 395,787 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 38,500 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,714 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 148,186 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 102,023 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,123 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525102 | COM | 23,031 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 135,368 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 75,118 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 8,223 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 5,789 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 88,351 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 44,176 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 48,096 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 16,174 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,664 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,395 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 32,502 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTONE BANCORP INC | 20786U101 | COM | 6,146 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,106 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 40,485 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 42,330 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 78,048 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 12,228 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 28,853 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,448 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,543 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR ENERGY, INC. | 12662P108 | COM | 5,464 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 88,313 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 46,396 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,268 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 99,630 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALMETTO BANCSHARES INC | 697062206 | COM | 14,838 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDE PLC F | 532771102 | COM | 9,479 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alamos Gold, Inc. | 011527108 | COM | 12,365 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 29,141 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 22,377 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELAN PLC | 284131208 | ADR | 12,000 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 7,435 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R105 | COM | 23,466 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 11,803 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,090 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 10,033 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,349 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 93,993 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 12,430 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 47,996 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 19,370 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 75,508 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,175 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 747 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMECO CORP COM | 13321L108 | Stock | 8,978 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 113,878 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 58,819 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 11,604 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 9,184 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 13,021 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,966 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,161 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 76,109 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 33,044 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 9,547 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 3,349 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 59,155 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,711 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,351 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 37,946 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L+L ENERGY INC | 50162D100 | COM | 104,921 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUME INC | 98872B104 | COM | 12,438 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T100 | COM | 115,063 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 21,518 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 14,271 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 35,802 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 22,942 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,721 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 14,582 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 23,753 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,760 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 8,395 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 10,930 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,838 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 903313104 | COM | 3,561 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 9,392 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,841 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,466 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 4,987 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2,586 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,296 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,200 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 12,528 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,260 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,499 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 900 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 400 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,647 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W102 | COM CL A | 3,983 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,235 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 812 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 5,000 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 754 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,224 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE HOLDING INC | 36191X100 | COM | 26,580 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,500 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 11,924 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 12,275 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,418 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 797 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,030 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,567 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 358 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 229 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,676 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 673 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 827 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 406 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 15,767 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 419 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 600 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,855 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,600 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,175 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 597 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,876 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,698 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951106 | COM | 273 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 4,228 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,000 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 366 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 482 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,542 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 275 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 2,417 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 83 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 267 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 9,000 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 697 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 73 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 104 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 647 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 124 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 134 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 72 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 183 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 310 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-B | 74727D207 | Common | 505 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cole Real Estate Investments | 19329V105 | COM | 509 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 23 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW | 422806208 | CL A | 90 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 150 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G - ADR | 826197501 | COM | 35 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 106 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 844 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 98 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 82 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 54 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 76 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 24 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 98 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 54 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 144 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 92 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 92 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 585 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 74 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 33 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POKERTEK INC | 730864204 | COM | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-13-004303 | this filing | 2013-11-12 | acceptance time not in the bulk data set |