13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 3,345 holding rows worth $56,017,690,000.
- Accession
- 0001086364-13-004116
- Filer
- CIK 1305227
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 3,345 entries on the cover page, a total value of $56,017,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,017,688,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,359 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA INC | 44047T109 | COM | 152,676 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 56,331 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 79,134 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORAL FINL CORP COM | 25811P886 | COM | 449,054 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENFORD CORP | 707051108 | COM | 27,833 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REIS INC | 75936P105 | COM | 20,146 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 193,589 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 18,970 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 65,796 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA LABS INC COM | 59064R109 | Stock | 6,810 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,513 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 66,017 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 43,035 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,015 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 23,132 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READING INTL INC | 755408101 | CL A | 57,291 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 17,549 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAILY JOURNAL CORP | 233912104 | COM | 3,203 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRICK INDS INC | 703343103 | COM | 17,428 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 49,124 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 30,458 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 167,917 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 53,536 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 303,693 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 15,482 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVARRE CORP | 639208107 | COM | 129,510 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L+L ENERGY INC | 50162D100 | COM | 100,509 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 152,660 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 14,705 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 183,029 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 18,575 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,956 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 74,872 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 18,720 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 871851101 | COM | 37,525 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 32,128 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 157,859 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 30,148 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 26,450 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 41,727 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,442 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 8,470 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 27,697 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 394,189 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 58,430 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 13,999 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 23,139 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 13,858 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,026 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 30,538 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 60,903 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 28,095 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 25,094 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 108,123 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDEN GROUP INC-A | 039762109 | CL A | 3,010 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLARCITY CORP | 83416T100 | COM | 8,774 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGTREE INC NEW | 894675107 | COM | 19,235 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 42,704 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 25,489 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 26,615 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,601 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,635 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 80,796 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 23,345 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 44,356 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 80,214 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,963 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,340 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 33,046 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 185,861 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 41,072 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 78,016 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 112,686 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LTD | G3682E127 | COM | 177,311 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 59,587 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 25,672 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 54,267 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER INTL INC | 891826109 | COM | 15,614 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 36,895 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 290,187 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 22,171 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 5,900 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 23,422 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 83,827 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 107,468 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 46,280 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 313,843 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 16,317 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 21,380 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 33,452 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARRISON CAP INC | 366554103 | COM | 18,906 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 14,597 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 14,651 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,073 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 116,999 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FNB UNITED CORP | 302519202 | COM | 35,576 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J109 | COM | 37,039 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 99,912 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 13,793 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 27,873 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,174 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 11,509 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEN GROUP INC | 28014Q107 | CL A | 43,082 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,311 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,403 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 15,098 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 135,137 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 42,824 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 32,669 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 23,437 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 35,152 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVX CORP NEW | 002444107 | COM | 22,351 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 9,143 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYAN INC | 23247W104 | COM | 24,951 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 25,584 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,898 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 39,309 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 41,382 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR ENERGY, INC. | 12662P108 | COM | 5,325 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,980 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 17,408 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 24,104 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 15,683 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 34,128 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 465141406 | COM | 2,630 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 24,885 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 47,529 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 100,203 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 16,851 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 17,022 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 17,054 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHTARGET INC | 87874R100 | COM | 53,087 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 135,900 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 29,384 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,691 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 41,595 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 7,500 | $232,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 14,835 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 34,883 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 44,176 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 27,953 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 568427108 | cs | 28,009 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 12,720 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,487 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,870 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,132 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,977 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 75,460 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 26,336 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,473 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,500 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 43,724 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 6,080 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,479 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 73,949 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 15,646 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 10,988 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 10,312 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 25,921 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,151 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 11,250 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 55,572 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 28,428 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 85,175 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 91,938 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 30,148 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 29,669 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 66,727 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTONE BANCORP INC | 20786U101 | COM | 6,128 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 28,663 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 10,696 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,359 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMECO CORP COM | 13321L108 | Stock | 8,978 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 3,323 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,161 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALMETTO BANCSHARES INC | 697062206 | COM | 13,844 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JTH HLDG INC | 46637N103 | CL A | 10,973 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 15,495 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,289 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELAN PLC | 284131208 | ADR | 12,276 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R105 | COM | 22,867 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 24,084 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 11,604 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,903 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 4,949 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 23,819 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 4,329 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 9,088 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,751 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 9,810 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 3,433 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE HOLDING INC | 36191X100 | COM | 27,290 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 36,081 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 741 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 13,503 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alamos Gold, Inc. | 011527108 | COM | 12,320 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,268 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 8,767 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,520 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 29,170 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 21,556 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,721 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 6,717 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T100 | COM | 107,720 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 3,265 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 96,851 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 21,872 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X867 | CMN | 2,538 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 56,654 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 14,466 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 11,278 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,323 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 8,395 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 14,235 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 4,600 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 4,500 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,650 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,200 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,760 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 50,898 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 4,000 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 903313104 | COM | 3,118 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 4,310 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 11,323 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,521 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 5,035 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 3,750 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,647 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 12,528 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 451 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,000 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,499 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,235 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 6,580 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 5,000 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,700 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,828 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 11,664 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 2,087 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 620 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,500 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 3,300 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,500 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 20,434 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,418 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 913 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 600 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,030 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 11,988 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 770 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,772 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,500 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 868 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,627 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 712 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,100 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,844 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 15,767 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 1,464 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,207 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 663 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 600 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 3,200 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,960 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,155 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,791 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,600 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 4,575 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,698 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 295 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 269 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,145 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 240 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,074 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 330 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 192 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 362 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,656 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 580 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 384 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-B | 74727D207 | Common | 790 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 80 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 400 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 92 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 450 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 65 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 70 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 228 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 267 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 250 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 90 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 125 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 192 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 106 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 294 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 350 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 114 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 98 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 246 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 109 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G - ADR | 826197501 | COM | 35 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951106 | COM | 63 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 54 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 98 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 144 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAP SE SPON ADR | 803054204 | ADR | 30 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 76 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 59 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 613 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 215 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 170 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 141 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR FINL HLDGS LLC | 48248A306 | COM | 224 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 57 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 136 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POKERTEK INC | 730864204 | COM | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-13-004116 | this filing | 2013-08-13 | acceptance time not in the bulk data set |