13F-HR filed by Breakwater Capital Group
Breakwater Capital Group filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-09 00:59:16 UTC, with 392 holding rows worth $844,116,995.
- Accession
- 0001085146-26-000831
- Filer
- CIK 1964309
- Filed
- 2026-10-09
- Accepted by EDGAR
- Ingested
- Source
- EDGAR daily index
13F report for Q3 2026
A holdings report, 392 entries on the cover page, a total value of $844,116,995 stated on the cover page (in dollars after the unit check, H1), rows summing to $844,116,995 with VALUE read as dollars as filed, 13F file number 028-22792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 452,494 | $33,394,043 | dollars as filed | |
| Apple Inc | 037833100 | COM | 80,130 | $26,684,864 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 164,589 | $26,513,642 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 195,640 | $24,505,873 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 440,276 | $23,964,233 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 98,246 | $20,437,157 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25,609 | $19,612,290 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 75,541 | $16,322,807 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 324,762 | $16,065,961 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 60,249 | $14,937,637 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 259,389 | $13,174,386 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 512,052 | $13,001,008 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 23,504 | $12,055,222 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 368,368 | $11,592,548 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,963 | $11,187,662 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 89,907 | $11,065,732 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 130,622 | $9,957,350 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 379,907 | $9,850,987 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 196,307 | $9,781,981 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 160,008 | $9,490,087 | dollars as filed | |
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 225,392 | $8,549,136 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,645 | $8,174,877 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 158,266 | $8,136,477 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 29,656 | $7,388,885 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 148,807 | $7,324,291 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 30,546 | $6,976,005 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 159,781 | $6,774,726 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 29,547 | $6,566,622 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 201,557 | $6,506,257 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 69,083 | $6,495,206 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 99,250 | $6,402,622 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 140,087 | $6,292,709 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 137,686 | $6,189,007 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 146,411 | $6,065,810 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 81,381 | $5,830,131 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 12,848 | $5,807,039 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 100,137 | $5,593,626 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,091 | $5,482,882 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 66,500 | $5,359,216 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 43,543 | $5,217,703 | dollars as filed | |
| IJH | 464287507 | COM | 71,389 | $5,136,463 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 54,840 | $5,080,930 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 33,316 | $4,889,065 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 44,153 | $4,869,222 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,339 | $4,819,677 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 32,352 | $4,602,369 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 90,953 | $4,590,383 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 86,310 | $4,345,730 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,678 | $4,330,430 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,797 | $4,233,632 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 49,966 | $3,912,868 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 28,513 | $3,878,880 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 94,948 | $3,732,400 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,302 | $3,636,031 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 130,176 | $3,620,186 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 25,984 | $3,567,603 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 66,117 | $3,494,942 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 54,838 | $3,457,012 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,702 | $3,338,237 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 33,157 | $3,305,791 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 93,706 | $3,279,717 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,157 | $3,178,282 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 34,842 | $3,111,288 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,683 | $3,104,446 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 59,025 | $3,088,794 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 270,992 | $3,056,792 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 57,050 | $2,926,070 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 20,395 | $2,918,109 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 33,898 | $2,861,707 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 66,869 | $2,861,317 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 54,360 | $2,860,397 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,761 | $2,781,930 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 64,368 | $2,776,200 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 45,158 | $2,760,491 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 23,108 | $2,745,646 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 28,990 | $2,737,237 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 246,528 | $2,630,457 | dollars as filed | |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 63,883 | $2,549,584 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,502 | $2,539,813 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 25,808 | $2,515,296 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 45,530 | $2,411,733 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 29,905 | $2,366,700 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 16,463 | $2,267,104 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 8,458 | $2,234,591 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 46,734 | $2,223,600 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 55,631 | $2,209,660 | dollars as filed | |
| IVLU | 46435G409 | COM | 50,966 | $2,185,931 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 19,914 | $2,178,228 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 16,757 | $2,169,709 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,851 | $2,139,499 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 39,513 | $2,137,670 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 23,475 | $2,115,302 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,878 | $2,109,660 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 46,993 | $2,098,196 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 28,293 | $2,061,445 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 37,608 | $2,047,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 17,567 | $2,015,442 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 43,912 | $1,971,216 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,481 | $1,959,323 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 28,865 | $1,957,451 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,421 | $1,947,928 | dollars as filed | |
| VTI | 922908769 | COM | 5,203 | $1,947,130 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W549 | MUNI INCOME ETF | 39,828 | $1,943,600 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 43,400 | $1,938,234 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 15,171 | $1,919,476 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 9,855 | $1,843,378 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 42,381 | $1,774,474 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 18,880 | $1,720,346 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 30,444 | $1,699,078 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 8,891 | $1,690,788 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 1,585 | $1,687,971 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 3,879 | $1,666,845 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,285 | $1,663,921 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,038 | $1,652,358 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 15,785 | $1,640,331 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528876 | CMN | 33,712 | $1,612,761 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 18,772 | $1,582,092 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 18,861 | $1,570,179 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,985 | $1,565,612 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 18,130 | $1,524,328 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 18,988 | $1,520,017 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,590 | $1,511,279 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 16,687 | $1,503,656 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 52,094 | $1,485,721 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 43,815 | $1,476,121 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 53,431 | $1,468,822 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,090 | $1,466,178 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,097 | $1,450,071 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 7,513 | $1,412,970 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 32,686 | $1,399,298 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 14,693 | $1,395,709 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,035 | $1,377,167 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 18,070 | $1,368,598 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,986 | $1,333,772 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,333 | $1,299,389 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 25,868 | $1,285,405 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,423 | $1,263,939 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 12,748 | $1,263,095 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 18,037 | $1,258,087 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,606 | $1,249,154 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 27,728 | $1,246,644 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 12,790 | $1,239,059 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 23,756 | $1,232,508 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 25,691 | $1,220,326 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 121,950 | $1,213,404 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 119,899 | $1,213,377 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,992 | $1,201,387 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 53,850 | $1,180,402 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 13,728 | $1,170,418 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 50,586 | $1,166,004 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 47,503 | $1,159,066 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 15,231 | $1,144,000 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 8,620 | $1,140,512 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 19,637 | $1,124,609 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,800 | $1,122,012 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,930 | $1,115,126 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 13,589 | $1,108,605 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,923 | $1,094,186 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 3,041 | $1,067,870 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,725 | $1,065,961 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,950 | $1,061,765 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,028 | $1,060,259 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 5,745 | $1,057,310 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 5,097 | $1,040,858 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 104,494 | $1,037,621 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 124,066 | $1,028,503 | dollars as filed | |
| ARISTA NETWORKS INC | 040413205 | COM | 5,046 | $1,027,315 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,876 | $1,011,921 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12,888 | $1,010,653 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 111,971 | $1,003,260 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,555 | $987,810 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,145 | $978,528 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 10,455 | $973,139 | dollars as filed | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 28,899 | $966,097 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,572 | $961,687 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 14,705 | $957,715 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 19,522 | $947,010 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,046 | $941,777 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,072 | $941,617 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q724 | HEDGED EQUITY LA | 13,574 | $938,932 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,742 | $931,208 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 8,212 | $916,827 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,170 | $914,677 | dollars as filed | |
| Avantis International Small Cp Eq ETF | 025072190 | SHS | 11,634 | $908,948 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,532 | $898,379 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 41,758 | $892,540 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 978 | $890,313 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,966 | $872,242 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,805 | $860,905 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 473 | $856,920 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,229 | $818,221 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 3,550 | $815,013 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 28,030 | $814,838 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 18,822 | $814,784 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,588 | $814,673 | dollars as filed | |
| SCHD | 808524797 | COM | 24,887 | $809,581 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,215 | $809,558 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,077 | $807,247 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,531 | $782,923 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 58,187 | $770,978 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 16,272 | $770,642 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,065 | $756,293 | dollars as filed | |
| VALUED ADVISERS TR | 92046L338 | REGAN FLTG RATE | 29,684 | $754,267 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,271 | $743,144 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,700 | $706,491 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N525 | MBS ETF | 15,095 | $705,827 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 14,264 | $701,366 | dollars as filed | |
| Southern Company | 842587107 | COM | 8,398 | $696,074 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 13,358 | $692,860 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,751 | $682,525 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 56,336 | $679,412 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,039 | $676,601 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 68,842 | $676,024 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,236 | $668,402 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,834 | $664,637 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 14,401 | $660,592 | dollars as filed | |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 22,466 | $637,539 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,140 | $628,682 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,287 | $627,283 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,968 | $626,077 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,670 | $622,837 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,234 | $607,341 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,704 | $602,618 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,498 | $584,096 | dollars as filed | |
| HONEYWELL INTL INC COM | 438516205 | Stock | 2,748 | $579,663 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,255 | $575,711 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 3,784 | $575,433 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,630 | $575,263 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,867 | $567,755 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,025 | $557,665 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,065 | $555,175 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,722 | $546,581 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 22,272 | $538,085 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 6,239 | $530,094 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,273 | $526,506 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,421 | $520,628 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 809 | $519,791 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 7,560 | $517,936 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,841 | $507,002 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,742 | $505,399 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,050 | $504,589 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 988 | $503,139 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 7,156 | $497,914 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 53,829 | $497,380 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,251 | $496,284 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,368 | $496,161 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 56,389 | $493,966 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 10,100 | $491,986 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,044 | $489,317 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 14,681 | $487,195 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,354 | $485,089 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 11,950 | $482,549 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 558 | $476,426 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,966 | $475,598 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,272 | $468,962 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 1,426 | $468,455 | dollars as filed | |
| ASTRAZENECA PLC ORD | G0593M107 | ADR | 2,896 | $467,617 | dollars as filed | |
| Linde plc | G54950103 | COM | 973 | $461,834 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,639 | $461,148 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,347 | $458,950 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $456,760 | dollars as filed | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,566 | $455,479 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 6,762 | $455,353 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 19,267 | $452,206 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,967 | $451,821 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R808 | ASSE BA SECS ETF | 9,055 | $450,677 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,937 | $448,857 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 2,061 | $448,474 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,882 | $447,286 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,143 | $442,871 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 2,000 | $439,280 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,019 | $438,653 | dollars as filed | |
| VANGUARD CORE PLUS BOND ETF | 922020755 | ETF | 5,919 | $438,039 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,606 | $437,779 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,566 | $426,156 | dollars as filed | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 9,955 | $423,992 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 31,368 | $421,272 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,648 | $418,625 | dollars as filed | |
| EATON VANCE TOTAL RETURN BOND ETF | 61774R841 | ETF | 8,658 | $417,238 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 9,206 | $398,614 | dollars as filed | |
| UNILEVER PLC SPON ADR NEW | 904767803 | ADR | 6,549 | $397,721 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,742 | $397,658 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 5,293 | $389,480 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,365 | $385,684 | dollars as filed | |
| JAMES HARDIE INDS PLC ORD SHS | G4253H101 | Stock | 15,135 | $383,067 | dollars as filed | |
| CORNING INC | 219350105 | COM | 2,481 | $381,479 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,973 | $380,873 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 7,181 | $377,958 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,156 | $375,989 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 557 | $375,790 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,517 | $374,305 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,415 | $371,355 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,442 | $371,257 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 8,567 | $371,198 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072166 | AVANTIS ALL INT | 4,370 | $369,549 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 347 | $367,227 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,647 | $364,397 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 632 | $359,295 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,261 | $358,725 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9,913 | $354,078 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,586 | $351,378 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,701 | $351,373 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,693 | $348,292 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 1,818 | $346,911 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,715 | $344,301 | dollars as filed | |
| VANGUARD MUN BD FDS | 922907712 | CORE TAX EXEMPT | 4,794 | $343,107 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,863 | $342,411 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J745 | HEDGED EQTY ETF | 9,877 | $332,471 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 921 | $328,346 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,206 | $324,383 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 15,399 | $318,304 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,554 | $317,800 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,582 | $316,194 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,732 | $314,808 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,291 | $309,763 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 7,475 | $309,231 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,901 | $308,273 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 600 | $307,740 | dollars as filed | put |
| Cigna Corporation | 125523100 | COM | 1,120 | $304,450 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,579 | $304,068 | dollars as filed | |
| HONEYWELL AEROSPACE INC COM | 43849R105 | Stock | 1,924 | $298,223 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,815 | $297,882 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 3,000 | $296,010 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 16,086 | $292,922 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,004 | $286,230 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,593 | $285,147 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 2,744 | $277,501 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,212 | $274,048 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,679 | $273,449 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,924 | $273,219 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 21,420 | $271,174 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,877 | $269,742 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 6,307 | $268,422 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 48,332 | $267,759 | dollars as filed | |
| Apple Inc | 037833100 | COM | 800 | $266,416 | dollars as filed | put |
| BLACKSTONE INC | 09260D107 | COM | 2,347 | $263,105 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,094 | $262,064 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 599 | $260,763 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,941 | $259,751 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 11,124 | $259,411 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,069 | $256,139 | dollars as filed | |
| PROFESIONALLY MANAGED PORTFO | 74316P579 | AKRE FOCUS ETF | 4,853 | $255,589 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 7,241 | $254,449 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,959 | $254,357 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 4,188 | $254,337 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,830 | $252,493 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,360 | $251,293 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 632 | $249,905 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,720 | $249,671 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,228 | $245,080 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 31,341 | $243,833 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,462 | $243,319 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 887 | $242,754 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 6,354 | $240,454 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,083 | $233,108 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 17,400 | $230,376 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,364 | $229,725 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,651 | $227,822 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,698 | $225,645 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 590 | $224,696 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,313 | $224,168 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,507 | $223,900 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 655 | $221,285 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,882 | $221,166 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 559 | $220,651 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 798 | $220,017 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,479 | $219,853 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,782 | $219,275 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,327 | $218,479 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,077 | $217,360 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,055 | $215,136 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,566 | $213,508 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,063 | $210,797 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,875 | $210,433 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,629 | $209,569 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 902 | $208,350 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,124 | $208,344 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,060 | $206,626 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 518 | $205,807 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1,526 | $205,155 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 499 | $202,908 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 2,400 | $201,528 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 417 | $200,081 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,847 | $194,536 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,137 | $191,029 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 15,054 | $177,189 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,768 | $122,273 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,798 | $121,344 | dollars as filed | |
| PUTNAM ETF TRUST | 746729797 | FRANKLIN MUNI | 16,123 | $118,345 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,936 | $117,870 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,419 | $109,296 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,000 | $104,550 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-26-000831 | this filing | 2026-10-09 |