13F-HR filed by UHLMANN PRICE SECURITIES, LLC
UHLMANN PRICE SECURITIES, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2025-07-30, with 180 holding rows worth $125,813,752.
- Accession
- 0001085146-25-004309
- Filer
- CIK 1035344
- Filed
- 2025-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 180 entries on the cover page, a total value of $125,813,752 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,813,752 with VALUE read as dollars as filed, 13F file number 028-25658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 340,874 | $17,132,493 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 38,677 | $5,922,826 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 9,813 | $5,850,159 | dollars as filed | |
| Apple Inc | 037833100 | COM | 14,390 | $3,353,425 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 34,703 | $2,608,277 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,284 | $2,054,713 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,125 | $2,043,817 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,816 | $1,862,577 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 42,614 | $1,798,441 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 58,120 | $1,702,340 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 198,390 | $1,626,802 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,457 | $1,591,116 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 19,402 | $1,554,877 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 19,427 | $1,526,010 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 10,987 | $1,474,546 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 90,119 | $1,427,474 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 72,625 | $1,383,507 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 3,068 | $1,320,612 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 48,681 | $1,278,850 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 47,348 | $1,099,344 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,947 | $1,093,007 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,464 | $1,080,974 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 69,883 | $1,054,573 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13,021 | $1,048,797 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,308 | $1,046,634 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 12,256 | $1,019,765 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,773 | $1,010,570 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 66,519 | $1,003,080 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,000 | $987,242 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 28,206 | $956,269 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 59,335 | $937,507 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,605 | $936,830 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,867 | $927,635 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 9,527 | $916,255 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 99,685 | $892,162 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 10,812 | $889,321 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 12,543 | $813,022 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,900 | $798,993 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 103,000 | $732,330 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,265 | $720,422 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,058 | $718,498 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,280 | $717,216 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 17,050 | $715,259 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 89,829 | $689,873 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,906 | $681,626 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 5,395 | $663,225 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,300 | $644,754 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 88,300 | $633,112 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 21,792 | $630,672 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,365 | $627,001 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,539 | $623,097 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 15,020 | $619,587 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,163 | $614,404 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 28,340 | $610,997 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,739 | $597,493 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,678 | $597,056 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,351 | $577,601 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,672 | $572,411 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 44,273 | $570,241 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 27,245 | $550,578 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,073 | $540,652 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 23,774 | $532,317 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 58,824 | $528,816 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 26,914 | $516,811 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 17,126 | $516,323 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 26,959 | $501,973 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 14,212 | $501,136 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 65,699 | $496,004 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,800 | $492,876 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,024 | $488,687 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 43,582 | $485,074 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 13,111 | $480,413 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,927 | $480,286 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,943 | $479,843 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,537 | $469,821 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 528 | $469,149 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 23,343 | $460,535 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,867 | $453,795 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,762 | $447,484 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 954 | $444,874 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,895 | $444,039 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 15,422 | $438,140 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 9,039 | $429,503 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,405 | $427,873 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 452 | $417,919 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,486 | $395,850 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,952 | $394,375 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 29,975 | $390,834 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,400 | $383,910 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,307 | $378,532 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,279 | $376,664 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,289 | $376,438 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 33,410 | $376,164 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 41,842 | $369,872 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,288 | $359,459 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 18,884 | $357,632 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,558 | $355,530 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,493 | $355,042 | dollars as filed | |
| SPY | 78462F103 | SHS | 607 | $348,724 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 8,895 | $348,242 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,016 | $347,811 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 4,262 | $343,935 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,498 | $337,274 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 378 | $334,672 | dollars as filed | |
| KLA CORP | 482480100 | COM | 430 | $333,209 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 29,366 | $333,028 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,190 | $332,967 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 52,795 | $329,962 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,828 | $327,070 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,147 | $318,993 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 19,020 | $318,948 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 33,493 | $318,158 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,000 | $311,130 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,054 | $308,933 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,513 | $303,761 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,083 | $296,187 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 2,400 | $287,592 | dollars as filed | |
| CAPITAL GROUP CORE BALANCED | 14021D107 | SHS | 9,230 | $286,573 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 24,825 | $282,165 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,100 | $279,093 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,299 | $275,167 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 48,573 | $273,703 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,401 | $273,342 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,170 | $272,095 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,000 | $267,200 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 24,015 | $262,953 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 15,667 | $262,861 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,969 | $261,772 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 23,070 | $260,423 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,861 | $260,309 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 655 | $256,272 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,922 | $253,521 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 700 | $252,882 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,235 | $252,428 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 62,016 | $252,400 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 4,598 | $245,736 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,985 | $241,661 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 14,064 | $240,638 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,352 | $235,640 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,881 | $231,747 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,966 | $230,483 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 21,445 | $227,738 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 21,391 | $227,180 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,680 | $226,860 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 700 | $226,653 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 651 | $225,239 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 25,958 | $221,940 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,800 | $218,148 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,760 | $217,290 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,240 | $216,743 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 7,775 | $216,443 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 4,157 | $212,149 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 4,700 | $209,479 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,106 | $202,837 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,250 | $200,800 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,075 | $196,758 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,315 | $191,293 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,113 | $186,290 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 36,262 | $186,025 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 20,320 | $184,919 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 44,699 | $181,033 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 17,060 | $176,722 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 30,191 | $172,233 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 23,084 | $158,125 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,109 | $152,199 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 12,834 | $152,081 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 30,103 | $148,962 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 21,400 | $148,088 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,026 | $145,534 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,100 | $140,505 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 17,450 | $136,634 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,266 | $127,346 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,347 | $120,386 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 20,578 | $116,060 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 24,898 | $115,025 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,464 | $110,498 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,089 | $89,399 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,452 | $87,478 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 700 | $1,260 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 100 | $800 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-25-004309 | this filing | 2025-07-30 | acceptance time not in the bulk data set |