13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 3,762 holding rows worth $47,827,631,732.
- Accession
- 0001085146-25-001367
- Filer
- CIK 1666741
- Filed
- 2025-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 3,762 entries on the cover page, a total value of $47,827,631,732 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,827,631,732 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 17,977 | $151,545 | dollars as filed | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 10,684 | $150,970 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,408 | $150,720 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,001 | $150,371 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 10,573 | $149,819 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 17,144 | $149,153 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 14,560 | $148,946 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 10,956 | $147,913 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 10,340 | $145,277 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,099 | $145,079 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,920 | $144,466 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,544 | $143,935 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,147 | $142,405 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 27,880 | $140,794 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,721 | $140,127 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 12,392 | $139,533 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 17,728 | $139,342 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 13,164 | $138,090 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,289 | $137,385 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,472 | $136,387 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,108 | $133,824 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 142,000 | $133,693 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 12,872 | $132,067 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,732 | $131,871 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,321 | $131,493 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 16,667 | $131,169 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 11,312 | $131,107 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,953 | $129,686 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 27,720 | $128,621 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 26,659 | $128,230 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,283 | $127,839 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 24,889 | $126,436 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 42,567 | $126,424 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 12,727 | $124,724 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 39,710 | $123,895 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 56,000 | $123,760 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 90,257 | $122,750 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,933 | $121,712 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,797 | $121,356 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 13,818 | $119,526 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 22,341 | $119,526 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 19,421 | $119,245 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 123,000 | $119,162 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 15,566 | $118,924 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 17,211 | $118,412 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 18,589 | $117,111 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 113,000 | $115,938 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 70,006 | $115,510 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $114,980 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,810 | $114,526 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 16,423 | $114,304 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 20,754 | $114,145 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 41,656 | $114,134 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 10,410 | $114,098 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 13,672 | $113,888 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,581 | $112,915 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,966 | $112,720 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 15,000 | $112,500 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 22,439 | $111,971 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 117,000 | $111,967 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 24,892 | $110,769 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 16,594 | $110,186 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 28,895 | $110,090 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,195 | $109,511 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,697 | $108,362 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,106 | $107,617 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 10,121 | $107,586 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 17,754 | $107,232 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 41,945 | $106,539 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 33,358 | $105,079 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 14,353 | $103,485 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,684 | $102,740 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 17,609 | $102,660 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,285 | $102,104 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 21,510 | $101,957 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,986 | $101,034 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 25,271 | $99,820 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 10,571 | $99,367 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 98,000 | $98,784 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,535 | $98,693 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 10,844 | $98,572 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,577 | $98,395 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,388 | $98,063 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 26,775 | $97,997 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAD7 | BOND | 98,000 | $96,942 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 91,000 | $96,607 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 89,801 | $96,087 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 18,912 | $95,216 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 14,513 | $94,770 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 89,000 | $94,616 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 17,638 | $94,010 | dollars as filed | |
| NAKAMOTO INC | 49457M106 | Common Stock | 75,369 | $93,458 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 11,462 | $92,384 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 13,983 | $92,148 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 10,087 | $91,792 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,213 | $91,613 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 19,792 | $91,043 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 82,275 | $90,503 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,311 | $90,336 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 42,360 | $90,227 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 60,556 | $89,017 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 84,000 | $87,612 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,932 | $86,580 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 3,000 | $85,080 | dollars as filed | call |
| EVGO INC | 30052F100 | CL A COM | 20,888 | $84,596 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,230 | $84,343 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 12,270 | $83,678 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,756 | $82,947 | dollars as filed | |
| SOBR SAFE INC | 833592306 | COM | 71,000 | $82,360 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 15,991 | $81,554 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 22,470 | $79,544 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 85,000 | $79,101 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 84,000 | $78,792 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,160 | $77,446 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,021 | $77,281 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 23,399 | $77,217 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 16,347 | $76,831 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,735 | $74,868 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,776 | $74,463 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,600 | $73,402 | dollars as filed | put |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 45,084 | $72,134 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 33,608 | $71,922 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 11,840 | $71,750 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 27,009 | $71,303 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 26,576 | $70,692 | dollars as filed | |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 16,125 | $69,176 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 76,000 | $67,830 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 27,656 | $67,696 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,500 | $67,150 | dollars as filed | put |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 10,994 | $66,295 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,053 | $65,782 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,817 | $65,446 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 25,275 | $65,210 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 20,237 | $64,758 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 17,683 | $64,543 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 95,210 | $61,934 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 29,648 | $61,371 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $61,250 | dollars as filed | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,606 | $61,109 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 17,006 | $60,711 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 19,160 | $60,354 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,000 | $60,150 | dollars as filed | |
| CALCIMEDICA INC | 38942Q202 | COM NEW | 16,873 | $59,730 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,655 | $59,455 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 15,590 | $59,398 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 24,731 | $58,365 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,051 | $58,198 | dollars as filed | |
| STEM INC | 85859N102 | COM | 93,150 | $56,169 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 43,547 | $55,924 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,148 | $54,179 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 13,839 | $54,110 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,742 | $53,896 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,390 | $52,162 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 28,332 | $51,848 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 27,161 | $48,920 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,820 | $47,516 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 23,392 | $47,252 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 33,910 | $46,457 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 27,436 | $46,367 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 11,415 | $46,117 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 22,680 | $45,927 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 20,775 | $45,705 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 16,888 | $44,247 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 10,156 | $43,152 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 26,860 | $41,902 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,099 | $41,720 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 19,928 | $41,650 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 20,310 | $41,229 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,100 | $41,125 | dollars as filed | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 13,806 | $40,452 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 22,790 | $40,338 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 11,472 | $39,923 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,670 | $39,901 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 22,200 | $39,516 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 12,502 | $39,130 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,240 | $37,795 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 51,625 | $37,170 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 25,532 | $36,940 | dollars as filed | |
| DESKTOP METAL INC | 25058X303 | COMMON STOCK | 15,733 | $36,815 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 18,488 | $36,236 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 13,380 | $36,126 | dollars as filed | |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 35,000 | $35,700 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 19,125 | $33,086 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 13,272 | $32,649 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 34,227 | $32,314 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 25,608 | $32,266 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 10,000 | $32,201 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 14,433 | $32,186 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 61,206 | $32,035 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,251 | $31,621 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 18,069 | $30,717 | dollars as filed | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 32,400 | $29,160 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 12,148 | $28,669 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,525 | $28,198 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 13,100 | $26,200 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 20,122 | $25,555 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 15,780 | $25,090 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 10,400 | $23,920 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W501 | COM NEW | 13,000 | $23,400 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 25,036 | $22,648 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $22,160 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 15,633 | $21,730 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,000 | $20,500 | dollars as filed | put |
| TPI Composites Inc | 87266J104 | Common Stock | 10,373 | $19,605 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 18,616 | $19,547 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 19,000 | $19,475 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 14,332 | $19,348 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,112 | $19,314 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 20,000 | $18,800 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,600 | $16,763 | dollars as filed | put |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 12,991 | $16,499 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,367 | $15,862 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 10,425 | $15,742 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $15,400 | dollars as filed | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,800 | $14,784 | dollars as filed | put |
| Canoo Inc | 13803R300 | COM | 10,313 | $14,541 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 13,100 | $12,184 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,000 | $12,090 | dollars as filed | call |
| Bio-Path Holdings Inc (US) | 09057N409 | COM NEW | 10,000 | $11,600 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,900 | $11,572 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $11,520 | dollars as filed | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,284 | $11,424 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 16,590 | $10,984 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,736 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,466 | $10,590 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 11,000 | $10,571 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 10,000 | $9,588 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,950 | $8,541 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $8,145 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,780 | $7,653 | dollars as filed | |
| GLUCOTRACK INC | 45824Q606 | COM SHS | 20,000 | $7,460 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 800 | $7,416 | dollars as filed | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,100 | $7,272 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 1,600 | $6,960 | dollars as filed | put |
| GENIUS GROUP LTD | Y3005A117 | SHS NEW | 10,000 | $6,900 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $6,350 | dollars as filed | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $6,348 | dollars as filed | put |
| FIBROGEN INC | 31572Q808 | COM | 10,460 | $5,539 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,900 | $4,992 | dollars as filed | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 400 | $4,840 | dollars as filed | put |
| ZOMEDICA CORP COM | 98980M109 | Stock | 36,700 | $4,404 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 19,206 | $4,402 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 100 | $4,248 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 800 | $4,240 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $3,670 | dollars as filed | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,600 | $3,666 | dollars as filed | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $3,200 | dollars as filed | put |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 107,910 | $2,806 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 6,800 | $2,176 | dollars as filed | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $1,655 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $1,142 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 200 | $1,020 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $665 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $600 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 100 | $575 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 300 | $495 | dollars as filed | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 2,500 | $375 | dollars as filed | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,000 | $350 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $260 | dollars as filed | call |
| UNDER ARMOUR INC | 904311107 | CL A | 1,500 | $75 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 1,000 | $10 | dollars as filed | call |
| ALBEMARLE CORP | 012653101 | COM | 100 | $8 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-25-001367 | this filing | 2025-02-14 | acceptance time not in the bulk data set |