13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 55 holding rows worth $721,637,397.
- Accession
- 0001085146-24-005659
- Filer
- CIK 1578299
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 55 entries on the cover page, a total value of $721,637,397 stated on the cover page (in dollars after the unit check, H1), rows summing to $721,637,397 with VALUE read as dollars as filed, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 40,000,000 | $79,456,856 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 39,500,000 | $73,272,500 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 40,000,000 | $43,377,100 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 40,000,000 | $38,846,616 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 39,000,000 | $37,453,978 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 35,000,000 | $37,318,750 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 21,000,000 | $35,936,250 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 23,000,000 | $34,988,750 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 20,000,000 | $31,625,000 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 30,750,000 | $30,596,250 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 27,500,000 | $26,365,625 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 15,000,000 | $22,425,000 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 154,500 | $17,080,012 | dollars as filed | put |
| NCL CORP LTD | 62886HBD2 | BOND | 17,500,000 | $17,023,963 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 17,500,000 | $16,756,250 | dollars as filed | principal |
| TANDEM DIABETES CARE INC | 875372AB0 | NOTE 1.500% 5/0 | 14,700,000 | $14,516,250 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 432,000 | $14,046,480 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000,000 | $13,749,033 | dollars as filed | principal |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 461,100 | $12,765,554 | dollars as filed | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAC8 | NOTE 2.875% 2/1 | 7,500,000 | $9,487,500 | dollars as filed | principal |
| MIDDLEBYCORP | 596278101 | STOK | 66,000 | $9,180,600 | dollars as filed | put |
| ENCORE CAP GROUP INC | 292554AP7 | NOTE 4.000% 3/1 | 8,500,000 | $8,624,632 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 750,000 | $8,418,750 | dollars as filed | put |
| INFINERA CORP | 45667GAE3 | BOND | 7,500,000 | $8,025,000 | dollars as filed | principal |
| MIDDLEBYCORP | 596278101 | STOK | 47,460 | $6,603,110 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 130,000 | $5,744,050 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 850,100 | $4,467,536 | dollars as filed | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 57,750 | $4,287,360 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 52,750 | $4,257,452 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 611,800 | $4,126,591 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200,000 | $4,101,000 | dollars as filed | put |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 194,000 | $4,067,210 | dollars as filed | put |
| ALLETE INC | 018522300 | COM NEW | 61,148 | $3,925,090 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,500 | $3,731,130 | dollars as filed | put |
| HESS CORP | 42809H107 | COM | 26,842 | $3,645,144 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 25,400 | $3,563,366 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 25,000 | $3,477,500 | dollars as filed | call |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 325,000 | $3,430,376 | dollars as filed | put |
| ANSYS INC COM | 03662Q105 | COM | 7,290 | $2,322,813 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 39,100 | $2,164,576 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 50,000 | $2,151,500 | dollars as filed | put |
| PERPETUA RESOURCES CORP | 714266103 | COM | 225,248 | $2,106,069 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 425,200 | $1,809,226 | dollars as filed | put |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 42,410 | $1,506,827 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 300,000 | $1,405,500 | dollars as filed | put |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 100,000 | $1,361,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 660,310 | $1,260,532 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 60,190 | $1,112,311 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 60,000 | $1,108,500 | dollars as filed | call |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 1,000,000 | $944,482 | dollars as filed | principal |
| SHARECARE INC | 81948W104 | COM | 630,800 | $895,736 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 60,000 | $561,300 | dollars as filed | call |
| MARTI TECHNOLOGIES INC | 573134103 | COM | 60,000 | $118,800 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 990,000 | $40,986 | dollars as filed | call |
| PERPETUA RESOURCES CORP | 714266103 | COM | 100,000 | $3,625 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005659 | this filing | 2024-11-13 | acceptance time not in the bulk data set |