13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 3,714 holding rows worth $45,714,122,977.
- Accession
- 0001085146-24-005656
- Filer
- CIK 1666741
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 3,714 entries on the cover page, a total value of $45,714,122,977 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,714,122,977 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 18,278 | $120,635 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 17,661 | $120,095 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,185 | $119,264 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 83,375 | $119,226 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $118,914 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,515 | $118,413 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 10,112 | $118,310 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,147 | $117,271 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 10,479 | $117,084 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 35,423 | $116,896 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,363 | $116,884 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 46,006 | $115,935 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 17,795 | $115,845 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 65,176 | $115,362 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 26,070 | $114,969 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,756 | $114,589 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,805 | $113,287 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 113,000 | $113,166 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,276 | $112,694 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 16,521 | $112,675 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 27,696 | $112,169 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,818 | $111,580 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 18,000 | $111,240 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 111,000 | $110,301 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 115,000 | $109,883 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 13,831 | $108,435 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 19,525 | $108,364 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,825 | $107,601 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 10,788 | $107,341 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,450 | $107,319 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,718 | $103,779 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 26,789 | $103,673 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,989 | $102,828 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,012 | $102,475 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 18,746 | $101,978 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 38,000 | $101,460 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 24,979 | $99,916 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 10,683 | $99,204 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,958 | $98,512 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,912 | $97,690 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAD7 | BOND | 104,000 | $97,666 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 10,732 | $97,017 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 44,108 | $96,597 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,192 | $95,326 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 104,000 | $95,212 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 25,860 | $94,906 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 37,235 | $94,577 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 30,539 | $94,500 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,118 | $92,681 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,034 | $92,557 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 11,619 | $92,487 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 17,638 | $91,894 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 23,315 | $91,861 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 61,645 | $91,851 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 19,232 | $90,006 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 84,000 | $88,872 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 18,541 | $88,628 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 11,515 | $87,856 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 27,605 | $87,508 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,087 | $87,058 | dollars as filed | |
| INTRUSION INC | 46121E304 | COM | 100,052 | $86,045 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,972 | $84,950 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,083 | $80,330 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 12,635 | $79,980 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,908 | $78,865 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 55,142 | $78,302 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 84,000 | $78,160 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 19,592 | $77,780 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 78,000 | $76,440 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 25,577 | $75,964 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 12,541 | $73,901 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 15,712 | $73,532 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 44,435 | $71,096 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 10,030 | $70,310 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 28,290 | $70,159 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 46,143 | $70,137 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 27,161 | $69,369 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,794 | $68,650 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 18,179 | $66,717 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,592 | $66,108 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 18,182 | $65,090 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,816 | $64,897 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 11,361 | $64,190 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,593 | $61,440 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,486 | $61,361 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 17,845 | $60,495 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 18,257 | $59,518 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 26,370 | $59,069 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,824 | $58,293 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,558 | $58,269 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 75,486 | $58,049 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,252 | $57,911 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 13,988 | $57,910 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 14,066 | $56,335 | dollars as filed | |
| CALCIMEDICA INC | 38942Q202 | COM NEW | 12,307 | $54,520 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 33,910 | $54,256 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,290 | $54,090 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,621 | $52,996 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 20,186 | $52,383 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 17,760 | $50,083 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $49,625 | dollars as filed | |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 50,000 | $49,500 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,099 | $48,389 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 19,146 | $46,908 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 18,749 | $45,935 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,100 | $44,541 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 16,225 | $43,808 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 14,166 | $43,773 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,119 | $43,345 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 44,472 | $43,142 | dollars as filed | |
| NULL | 09071M205 | NULL | 80,158 | $42,973 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,100 | $41,898 | dollars as filed | put |
| SURGEPAYS INC | 86882L204 | COM NEW | 22,200 | $40,848 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 18,575 | $39,936 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 10,012 | $39,347 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 11,351 | $38,820 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 31,625 | $38,583 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 24,671 | $37,500 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $36,950 | dollars as filed | call |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 13,877 | $36,080 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 258,001 | $35,398 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 10,227 | $35,283 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 14,375 | $34,788 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,775 | $34,187 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 21,482 | $34,057 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 20,428 | $33,298 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 22,969 | $32,846 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 35,969 | $32,361 | dollars as filed | |
| STEM INC | 85859N102 | COM | 92,734 | $32,290 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 18,150 | $31,218 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,256 | $30,359 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 15,423 | $30,229 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 52,714 | $29,910 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 15,964 | $27,458 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 18,989 | $27,439 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 8,500 | $27,415 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 11,044 | $26,506 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,495 | $26,455 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 21,000 | $26,040 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,625 | $25,781 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,793 | $24,844 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 10,100 | $24,442 | dollars as filed | |
| CANOO INC | 13803R201 | CL A COM NEW | 24,537 | $24,132 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 10,400 | $24,128 | dollars as filed | |
| GLUCOTRACK INC | 45824Q606 | COM SHS | 10,000 | $24,100 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 12,980 | $23,494 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 26,690 | $22,660 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 59,001 | $20,633 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 23,461 | $20,594 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 19,000 | $20,112 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 18,069 | $19,153 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $18,513 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 18,745 | $18,424 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 12,605 | $17,143 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,251 | $16,973 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,638 | $16,429 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,765 | $15,525 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 19,400 | $15,192 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 12,500 | $14,000 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 12,952 | $13,859 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X100 | CL A | 11,930 | $12,527 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 12,536 | $12,366 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 12,972 | $12,064 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 29,497 | $11,940 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 28,000 | $11,830 | dollars as filed | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 28,924 | $10,991 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,720 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,500 | $10,381 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,800 | $10,360 | dollars as filed | put |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 10,000 | $9,513 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 14,000 | $9,365 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 14,265 | $8,703 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 45,000 | $8,415 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,000 | $8,276 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 17,825 | $8,096 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 19,214 | $7,895 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,400 | $7,560 | dollars as filed | call |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 10,500 | $7,140 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,200 | $6,848 | dollars as filed | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,650 | $6,845 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,850 | $6,237 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $6,015 | dollars as filed | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $5,565 | dollars as filed | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,400 | $5,440 | dollars as filed | put |
| POLARIS INC COM | 731068102 | Stock | 800 | $5,120 | dollars as filed | put |
| FIBROGEN INC | 31572Q808 | COM | 11,460 | $4,577 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $4,008 | dollars as filed | put |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 15,050 | $3,781 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $3,460 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $3,300 | dollars as filed | put |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 104,365 | $2,870 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,600 | $2,808 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,000 | $2,800 | dollars as filed | put |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 112,910 | $2,800 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 800 | $2,570 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $2,330 | dollars as filed | call |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 10,582 | $1,799 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 100 | $1,650 | dollars as filed | call |
| Akoustis Technologies Inc | 00973N102 | COM | 17,547 | $1,570 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 400 | $1,080 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $838 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 300 | $810 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 100 | $585 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $420 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 1,000 | $330 | dollars as filed | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 300 | $330 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 200 | $256 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $215 | dollars as filed | put |
| W & T OFFSHORE INC | 92922P106 | COM | 500 | $200 | dollars as filed | call |
| WESTERN ASSET GBL HIGH INC F | 95766B117 | RIGHT 10/08/2024 | 16,641 | $183 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100 | $182 | dollars as filed | put |
| ALBEMARLE CORP | 012653101 | COM | 100 | $163 | dollars as filed | put |
| HYPERFINE INC | 44916K106 | Common Stock | 10,000 | $100 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,000 | $80 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005656 | this filing | 2024-11-13 | acceptance time not in the bulk data set |