13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-12, with 624 holding rows worth $1,639,750,644.
- Accession
- 0001085146-24-005501
- Filer
- CIK 1655006
- Filed
- 2024-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 624 entries on the cover page, a total value of $1,639,750,644 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,639,750,644 with VALUE read as dollars as filed, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,436 | $289,482 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,775 | $289,112 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,210 | $287,861 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,285 | $286,589 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,508 | $282,598 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,000 | $282,241 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,286 | $281,910 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,222 | $281,696 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 4,247 | $280,429 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 14,743 | $280,412 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,044 | $280,278 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,556 | $280,265 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,916 | $278,996 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,552 | $277,979 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 1,456 | $277,798 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,420 | $277,406 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,683 | $277,303 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,600 | $274,638 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,407 | $274,227 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,299 | $273,619 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 948 | $273,297 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,217 | $272,094 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 9,386 | $270,887 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,502 | $269,754 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,743 | $269,644 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,575 | $268,946 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,539 | $268,574 | dollars as filed | |
| FISERV INC | 337738108 | COM | 1,494 | $268,397 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,864 | $267,545 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 961 | $264,736 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 5,073 | $262,959 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,785 | $260,723 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 1,002 | $258,396 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,945 | $255,611 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 12,728 | $254,948 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 806 | $253,536 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,965 | $250,016 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,651 | $248,446 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,514 | $247,248 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,886 | $245,799 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,223 | $245,613 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,414 | $245,356 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 4,874 | $243,879 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,149 | $243,084 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,962 | $242,474 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 666 | $242,356 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,849 | $241,294 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,494 | $240,005 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,245 | $239,643 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 8,896 | $236,536 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 502 | $235,845 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 856 | $235,426 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 11,926 | $235,300 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 7,933 | $234,737 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,484 | $233,479 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,838 | $231,535 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 8,868 | $231,455 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,655 | $229,841 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,521 | $229,452 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,696 | $229,073 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 3,638 | $228,351 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 2,423 | $227,399 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,648 | $227,268 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,118 | $226,634 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,499 | $225,366 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,454 | $223,640 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,152 | $223,304 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,786 | $222,649 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 428 | $222,628 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,061 | $222,259 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 868 | $221,628 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,828 | $221,371 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 1,979 | $221,276 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,390 | $219,720 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,185 | $219,142 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,973 | $218,294 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 8,923 | $216,833 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,246 | $215,459 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,200 | $214,624 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 3,053 | $212,532 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 781 | $211,143 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,384 | $210,368 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,900 | $210,093 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,734 | $209,927 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 2,967 | $209,490 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 3,526 | $208,871 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 613 | $208,545 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 7,738 | $207,919 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 7,296 | $207,644 | dollars as filed | |
| MGC | 921910873 | COM | 993 | $205,276 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,911 | $204,527 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,758 | $203,348 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,352 | $202,313 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 2,061 | $202,308 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 15,771 | $201,553 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 398 | $201,543 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 322 | $200,050 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 20,955 | $191,110 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,498 | $179,315 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 18,838 | $178,961 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 73,781 | $155,678 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 32,350 | $137,486 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,034 | $136,336 | dollars as filed | |
| Grayscale Bitcoin Minitrust ETF | 389930108 | ETP | 23,190 | $130,560 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,859 | $123,189 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,367 | $121,627 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 12,012 | $121,081 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 10,449 | $97,594 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,382 | $80,827 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 50,000 | $80,500 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 10,342 | $65,672 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 11,165 | $64,199 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 10,430 | $58,930 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,050 | $53,064 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 12,600 | $51,030 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 15,000 | $49,800 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 35,866 | $38,735 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A303 | COM | 15,625 | $26,094 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J203 | COM NEW | 10,240 | $20,582 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 35,000 | $19,751 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 38,913 | $19,126 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 10,500 | $8,075 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $7,300 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $3,550 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005501 | this filing | 2024-11-12 | acceptance time not in the bulk data set |