13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-12, with 111 holding rows worth $222,623,329.
- Accession
- 0001085146-24-005490
- Filer
- CIK 1569356
- Filed
- 2024-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 111 entries on the cover page, a total value of $222,623,329 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,623,329 with VALUE read as dollars as filed, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 1,171,282 | $42,318,419 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 623,890 | $39,030,558 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 24 | $16,588,320 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 27,850 | $13,592,750 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 991,389 | $9,675,957 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 42,227 | $9,533,168 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 7,500 | $7,275,000 | dollars as filed | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 111,036 | $6,876,459 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 243,249 | $6,477,721 | dollars as filed | |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 5,500 | $5,467,000 | dollars as filed | principal |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 400,000 | $4,468,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 120,000 | $4,252,800 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 17,409 | $4,213,054 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,225 | $4,025,720 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 47,250 | $3,794,175 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 56,532 | $2,953,232 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 84,634 | $1,829,787 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 16,808 | $1,769,546 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 43,444 | $1,685,627 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 40,029 | $1,679,217 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 32,636 | $1,545,938 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 25,203 | $1,395,238 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 407,186 | $1,233,774 | dollars as filed | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 40,468 | $1,140,388 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 8,912 | $1,095,552 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,502 | $1,000,705 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 87,989 | $990,756 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 80,000 | $954,400 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 87,363 | $923,427 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 79,816 | $919,480 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 51,474 | $917,267 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 79,579 | $867,411 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 45,939 | $855,384 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 66,771 | $779,885 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 35,000 | $754,250 | dollars as filed | call |
| Airbnb, Inc. Class A | 009066101 | COM | 5,560 | $705,064 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 13,609 | $663,167 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 68,136 | $639,797 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 54,614 | $637,345 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 135,000 | $623,625 | dollars as filed | put |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 34,317 | $598,347 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 42,500 | $574,813 | dollars as filed | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 46,592 | $565,161 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,000 | $533,750 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 17,500 | $523,688 | dollars as filed | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30,000 | $516,750 | dollars as filed | put |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 73,382 | $477,717 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 75,885 | $472,764 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 9,020 | $464,891 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 20,000 | $427,500 | dollars as filed | put |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 10,877 | $426,096 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,500 | $410,625 | dollars as filed | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 9,635 | $349,172 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,610 | $347,246 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,184 | $324,158 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,667 | $318,490 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 33,000 | $318,450 | dollars as filed | call |
| EOG RES INC COM | 26875P101 | Stock | 16,000 | $316,000 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $312,375 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 4,500 | $308,813 | dollars as filed | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 28,982 | $306,050 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 28,564 | $293,067 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 11,450 | $285,449 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,000,000 | $285,000 | dollars as filed | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,391 | $276,372 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 4,298 | $272,106 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $248,000 | dollars as filed | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 20,421 | $242,806 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 21,753 | $235,803 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,368 | $232,628 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 30,000 | $229,500 | dollars as filed | put |
| AUTODESK INC COM | 052769106 | Stock | 8,000 | $224,800 | dollars as filed | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,500 | $224,625 | dollars as filed | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 29,247 | $222,277 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 3,500 | $221,086 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 8,800 | $219,560 | dollars as filed | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 33,000 | $219,450 | dollars as filed | call |
| Adobe Inc | 00724F101 | COM | 5,000 | $215,125 | dollars as filed | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 70,000 | $211,750 | dollars as filed | call |
| WORKDAY INC CL A | 98138H101 | Stock | 6,000 | $200,100 | dollars as filed | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,943 | $186,509 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,180,000 | $182,900 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 14,000 | $179,900 | dollars as filed | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15,000 | $174,750 | dollars as filed | call |
| Medtronic Plc | G5960L103 | COM | 25,000 | $171,875 | dollars as filed | put |
| Linde plc | G54950103 | COM | 5,500 | $170,775 | dollars as filed | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,972 | $162,539 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 60,000 | $161,400 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 27,500 | $150,563 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 315,000 | $143,325 | dollars as filed | put |
| Linde plc | G54950103 | COM | 5,000 | $137,000 | dollars as filed | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 800 | $131,264 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,000 | $126,300 | dollars as filed | put |
| Airbnb, Inc. Class A | 009066101 | COM | 10,000 | $117,250 | dollars as filed | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 70,000 | $110,250 | dollars as filed | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,725 | $110,146 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $101,000 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 15,000 | $96,375 | dollars as filed | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 59,700 | $65,670 | dollars as filed | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,400 | $64,940 | dollars as filed | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15,000 | $61,500 | dollars as filed | put |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 40,900 | $49,080 | dollars as filed | call |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 299,447 | $44,917 | dollars as filed | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 60,000 | $37,500 | dollars as filed | call |
| EOG RES INC COM | 26875P101 | Stock | 16,000 | $25,200 | dollars as filed | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 53,500 | $24,075 | dollars as filed | put |
| Israel Acquisitions Corp | G49667119 | Warrant | 400,000 | $12,360 | dollars as filed | principal |
| Schlumberger Limited | 806857108 | COM | 42,500 | $11,475 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 17,500 | $6,563 | dollars as filed | call |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 362,456 | $3,625 | dollars as filed | principal |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 23,200 | $580 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005490 | this filing | 2024-11-12 | acceptance time not in the bulk data set |