13F-HR filed by SMH CAPITAL ADVISORS INC
SMH CAPITAL ADVISORS INC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-08, with 47 holding rows worth $32,374,442.
- Accession
- 0001085146-24-005467
- Filer
- CIK 1180391
- Filed
- 2024-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 47 entries on the cover page, a total value of $32,374,442 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,374,442 with VALUE read as dollars as filed, 13F file number 028-10258. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 9,364,000 | $10,094,392 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 2,755,000 | $2,438,175 | dollars as filed | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 1,907,000 | $1,866,686 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAF1 | NOTE 5.750% 8/1 | 1,457,000 | $1,806,680 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 10,805 | $1,349,670 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 19,039 | $954,610 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 27,275 | $908,545 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 145,605 | $778,986 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 15,952 | $686,912 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 47,081 | $638,894 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 28,745 | $632,395 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,630 | $594,123 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,542 | $518,357 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,901 | $501,062 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 14,043 | $484,062 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 68,210 | $476,788 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 15,946 | $403,268 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 34,038 | $386,329 | dollars as filed | |
| VWO | 922042858 | SHS | 7,689 | $367,918 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 58,624 | $366,401 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,220 | $352,935 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,390 | $321,694 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 5,494 | $304,357 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,728 | $295,969 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,038 | $282,227 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 24,725 | $280,383 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,981 | $277,277 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 27,117 | $272,801 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 104,787 | $270,351 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 26,000 | $265,460 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 11,330 | $260,700 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 22,466 | $253,416 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,671 | $236,448 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,004 | $233,913 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,349 | $230,835 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,556 | $220,430 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,209 | $213,826 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 4,093 | $207,392 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,877 | $195,732 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 17,397 | $173,799 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 11,669 | $146,794 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,844 | $146,626 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,313 | $145,292 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,305 | $143,158 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,919 | $142,674 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,590 | $125,872 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 29,957 | $119,828 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005467 | this filing | 2024-11-08 | acceptance time not in the bulk data set |