13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-07, with 1,116 holding rows worth $3,915,864,072.
- Accession
- 0001085146-24-005424
- Filer
- CIK 1541625
- Filed
- 2024-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 1,116 entries on the cover page, a total value of $3,915,864,072 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,915,864,072 with VALUE read as dollars as filed, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIO INC SPON ADS | 62914V106 | ADR | 36,810 | $245,887 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 6,544 | $245,592 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,463 | $245,188 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 4,582 | $244,953 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,033 | $244,780 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,834 | $244,686 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 2,935 | $244,434 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,450 | $243,872 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 2,446 | $243,224 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,887 | $243,007 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 2,990 | $241,498 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,222 | $240,541 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 14,182 | $240,380 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 21,341 | $239,870 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,402 | $239,864 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,060 | $238,462 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 5,488 | $238,445 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 611 | $238,128 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,287 | $237,696 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 7,695 | $237,233 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,011 | $235,687 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 9,998 | $234,781 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 6,123 | $234,299 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,627 | $233,109 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 6,082 | $232,989 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 857 | $231,664 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,605 | $230,726 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 181 | $230,413 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 5,916 | $228,263 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,483 | $227,500 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 879 | $226,912 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,514 | $226,525 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,660 | $225,426 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,023 | $225,395 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 16,660 | $224,872 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,264 | $224,011 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 1,886 | $223,503 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 8,880 | $222,353 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 981 | $222,046 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 7,075 | $221,776 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 13,168 | $220,608 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 9,642 | $220,167 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,228 | $219,889 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,983 | $219,594 | dollars as filed | |
| F N B CORP | 302520101 | COM | 15,540 | $219,274 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 2,713 | $219,248 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,897 | $219,190 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,414 | $218,259 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,503 | $218,109 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,940 | $217,971 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,498 | $214,913 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 6,680 | $214,827 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,275 | $214,461 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,933 | $213,769 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 231 | $213,556 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 5,377 | $213,142 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,746 | $212,792 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 5,095 | $212,663 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 5,575 | $212,293 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,958 | $211,731 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 781 | $211,654 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,318 | $211,408 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 19,243 | $211,272 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 11,100 | $210,234 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,115 | $210,174 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,411 | $209,981 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 2,179 | $209,194 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,070 | $208,948 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,414 | $208,620 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 145 | $207,122 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 3,083 | $206,030 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 24,339 | $204,955 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,551 | $203,575 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,048 | $203,119 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,807 | $202,157 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 9,800 | $200,703 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,789 | $200,113 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 13,681 | $192,216 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,851 | $189,361 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 11,566 | $188,640 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,498 | $187,443 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,894 | $183,851 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,298 | $178,138 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 24,362 | $167,141 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,500 | $163,215 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 21,412 | $153,939 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,683 | $138,617 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,000 | $138,380 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,179 | $132,359 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,266 | $131,095 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 39,125 | $122,061 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 10,702 | $120,504 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 47,445 | $117,663 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,453 | $92,150 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 12,786 | $83,241 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 16,542 | $83,205 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 36,009 | $81,738 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 32,963 | $74,493 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,832 | $73,775 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,657 | $72,112 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,074 | $70,640 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 16,346 | $57,697 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,620 | $49,997 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 27,734 | $48,810 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 30,755 | $43,972 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,827 | $30,807 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 59,100 | $30,679 | dollars as filed | |
| GRYPHON DIGITAL MNG INC | 400510103 | COM | 42,190 | $28,748 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 14,700 | $23,667 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 15,300 | $17,748 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,580 | $17,496 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 17,507 | $15,744 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 25,000 | $11,825 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,000 | $6,192 | dollars as filed | |
| STEM INC | 85859N102 | COM | 12,860 | $4,461 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 11,025 | $363 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005424 | this filing | 2024-11-07 | acceptance time not in the bulk data set |