13F-HR filed by Kaizen Financial Strategies
Kaizen Financial Strategies filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-04, with 137 holding rows worth $172,364,382.
- Accession
- 0001085146-24-005322
- Filer
- CIK 1842013
- Filed
- 2024-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 137 entries on the cover page, a total value of $172,364,382 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,364,382 with VALUE read as dollars as filed, 13F file number 028-20537. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 65,307 | $15,216,526 | dollars as filed | |
| SPY | 78462F103 | SHS | 25,057 | $14,376,578 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 126,959 | $13,226,589 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 42,692 | $8,455,493 | dollars as filed | |
| Vanguard Core Bond ETF | 922020748 | SHS | 105,649 | $8,366,344 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 61,428 | $7,459,759 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 136,619 | $6,306,333 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 31,181 | $4,774,814 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 126,928 | $4,743,299 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 16,214 | $4,242,069 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 119,997 | $4,198,695 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,395 | $3,182,013 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 86,037 | $3,135,188 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,733 | $3,117,860 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 11,675 | $2,865,628 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,757 | $2,801,612 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 37,061 | $2,607,983 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,472 | $2,182,442 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 7,232 | $1,979,557 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,584 | $1,939,533 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,810 | $1,792,782 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 27,576 | $1,642,702 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 44,214 | $1,426,786 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,996 | $1,353,569 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 25,230 | $1,276,638 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,392 | $1,262,415 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 28,711 | $1,191,507 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,922 | $1,135,762 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 57,763 | $1,042,045 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51,338 | $1,040,627 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,996 | $1,033,489 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,065 | $944,524 | dollars as filed | |
| VTI | 922908769 | COM | 3,332 | $943,489 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,037 | $918,720 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,927 | $895,620 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,538 | $880,166 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 18,410 | $822,375 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,050 | $813,131 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,994 | $788,826 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 20,630 | $774,038 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 37,670 | $770,728 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,823 | $768,157 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,680 | $736,986 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 12,785 | $706,883 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 3,449 | $696,914 | dollars as filed | |
| VWO | 922042858 | SHS | 14,539 | $695,685 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 12,130 | $688,378 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 17,249 | $674,267 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 16,600 | $625,820 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 6,698 | $610,361 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,528 | $597,738 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 3,175 | $595,313 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,016 | $586,020 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,678 | $554,513 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,340 | $512,145 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 706 | $500,745 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 808 | $499,884 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,345 | $494,269 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,821 | $490,408 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 4,770 | $483,821 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,784 | $473,403 | dollars as filed | |
| VANGUARD CORE PLUS BOND ETF | 922020755 | ETF | 5,953 | $472,192 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,503 | $471,936 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,949 | $462,354 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,027 | $440,220 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,863 | $439,580 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,612 | $430,973 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 12,184 | $429,743 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,022 | $426,354 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,650 | $418,704 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,700 | $412,410 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 24,335 | $410,526 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 503 | $410,201 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 5,585 | $407,552 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,630 | $405,073 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 2,800 | $400,428 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 300 | $382,215 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,143 | $368,173 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,512 | $367,507 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,463 | $362,763 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,016 | $362,174 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 6,510 | $360,654 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,570 | $359,726 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,083 | $354,883 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,097 | $354,407 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,843 | $354,179 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 5,132 | $350,381 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,782 | $349,283 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 37,000 | $346,320 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 7,240 | $335,646 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 12,092 | $333,993 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,944 | $332,717 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,292 | $322,945 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,450 | $322,445 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,446 | $319,498 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 687 | $316,199 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,754 | $311,959 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,070 | $303,880 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,000 | $301,873 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,300 | $291,627 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,740 | $283,620 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 5,181 | $278,909 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,276 | $276,946 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 800 | $273,440 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,000 | $273,400 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,125 | $270,281 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,381 | $269,850 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,450 | $268,740 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,047 | $266,796 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,200 | $262,080 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,718 | $261,948 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,497 | $260,289 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 4,837 | $258,564 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,140 | $256,951 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,241 | $256,477 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 905 | $254,762 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,600 | $249,782 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,151 | $247,310 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 419 | $245,066 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 600 | $239,760 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,466 | $222,419 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 7,450 | $219,105 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,050 | $218,777 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,962 | $208,035 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,199 | $203,304 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,600 | $202,878 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,350 | $201,736 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,528 | $201,301 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,165 | $169,095 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,594 | $154,159 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,000 | $150,700 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 49,500 | $149,985 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 20,000 | $136,600 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,304 | $56,859 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 11,000 | $40,322 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 10,700 | $31,779 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,000 | $18,700 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-005322 | this filing | 2024-11-04 | acceptance time not in the bulk data set |