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Disclosery

13F-HR filed by Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-01, with 570 holding rows worth $3,564,145,183.

Accession
0001085146-24-005297
Filer
CIK 1510434
Filed
2024-11-01
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2024

A holdings report, 570 entries on the cover page, a total value of $3,564,145,183 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,564,145,183 with VALUE read as dollars as filed, 13F file number 028-14067. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CINTAS CORP COM172908105Stock1,208$248,704dollars as filed
AMEREN CORP COM023608102Stock2,808$245,588dollars as filed
PROSHARES TR74347R693PSHS ULTRA TECH3,627$243,240dollars as filed
BROOKFIELD CORP CL A LTD VT SH11271J107Stock4,575$243,162dollars as filed
SPDR GOLD TR78463V107GOLD SHS990$240,630dollars as filed
HORMEL FOODS CORP COM440452100Stock7,582$240,354dollars as filed
MATERION CORP576690101COM2,133$238,598dollars as filed
CINCINNATI FINL CORP COM172062101Stock1,747$237,802dollars as filed
Vanguard Extended Market ETF922908652SHS1,301$236,769dollars as filed
NEWMONT CORP651639106COM4,400$235,199dollars as filed
VICTORY CAP HLDGS INC DEL COM CL A92645B103Stock4,235$234,619dollars as filed
ONEOK INC NEW682680103COM2,564$233,645dollars as filed
iShares S&P Global Clean Energy Index Fund464288224COM15,755$231,448dollars as filed
GUGGENHEIM STRATEGIC OPPORTU40167F101COM SBI14,539$229,135dollars as filed
ISHARES TR464288638ISHS 5-10YR INVT4,230$227,236dollars as filed
SPDR INDEX SHS FDS78463X863ST DOW INTL ETF8,236$227,067dollars as filed
SPDR Portfolio S&P 500 Growth ETF78464A409SHS2,731$226,540dollars as filed
SFL CORP LTDG7738W106COMMON STOCK19,577$226,506dollars as filed
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF4,280$225,395dollars as filed
Schwab Intermediate-Term US Treasury ETF808524854SHS4,451$225,229dollars as filed
IShares Bitcoin Trust Registered46438F101SHS6,208$224,296dollars as filed
ISHARES TR46429B598MSCI INDIA ETF3,830$224,170dollars as filed
BANK OF NY MELLON CORP COM064058100Stock3,112$223,612dollars as filed
ALGOMA STL GROUP INC015658107COM21,773$222,743dollars as filed
QUANTA SVCS INC74762E102COM744$221,824dollars as filed
AON PLC SHS CL AG0403H108Stock640$221,434dollars as filed
ISHARES TR464288208MRGSTR MD CP ETF2,912$221,371dollars as filed
OWENS CORNING NEW690742101COM1,234$217,826dollars as filed
RIO TINTO PLC SPONSORED ADR767204100ADR3,059$217,710dollars as filed
PIMCO ETF TR72201R775ACTIVE BD ETF2,300$217,603dollars as filed
BLOCK INC CL A852234103Stock3,225$216,495dollars as filed
DECKERS OUTDOOR CORP243537107COM1,350$215,258dollars as filed
ARDMORE SHIPPING CORPY0207T100COM11,878$214,992dollars as filed
DUPONT DE NEMOURS INC COM26614N102Stock2,408$214,538dollars as filed
L3HARRIS TECHNOLOGIES INC COM502431109Stock901$214,321dollars as filed
IDEXX LABS INC COM45168D104Stock422$213,203dollars as filed
CADENCE DESIGN SYSTEM INC COM127387108Stock785$212,759dollars as filed
NORFOLK SOUTHN CORP COM655844108Stock854$212,219dollars as filed
SEMPRA COM816851109Stock2,502$209,247dollars as filed
INVESCO EXCH TRADED FD TR II46138E743RAFI DVLPD MRKTS3,993$208,156dollars as filed
ISHARES TR464288612INTRM GOV CR ETF1,941$207,922dollars as filed
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR4,887$204,102dollars as filed
C3 AI INC12468P104CL A8,412$203,823dollars as filed
SPDR INDEX SHS FDS78463X533ST MAR DIVID ETF5,403$203,532dollars as filed
FORD MTR CO COM345370860Stock19,179$202,533dollars as filed
AVERY DENNISON CORP COM053611109Stock908$200,451dollars as filed
EATON VANCE TAX-MANAGED BUY-WR27828X100COM10,837$156,378dollars as filed
COMMUNITY HEALTH SYSTEMS INC203668108COMMON STOCK25,678$155,866dollars as filed
TEEKAY CORPORATIONY8564W103COM16,324$150,181dollars as filed
TELADOC HEALTH INC87918A105COM15,671$143,860dollars as filed
WALGREENS BOOTS ALLIANCE INC931427108COM14,710$131,800dollars as filed
First Foundation Inc32026V104Common Stock19,762$123,315dollars as filed
ADAPTHEALTH CORP00653Q102COMMON STOCK10,973$123,227dollars as filed
JETBLUE AWYS CORP477143101COM18,289$119,976dollars as filed
OMEROS CORP682143102COM30,000$119,100dollars as filed
DHT HOLDINGS INCY2065G121SHS NEW10,376$114,448dollars as filed
AVEANNA HEALTHCARE HLDGS INC05356F105COM21,764$113,173dollars as filed
SIGA TECHNOLOGIES INC COM826917106Stock15,305$103,309dollars as filed
AEGON LTD AMER REG 1 CERT0076CA104ADR14,596$93,269dollars as filed
NIO INC SPON ADS62914V106ADR12,750$85,170dollars as filed
CLEAN ENERGY FUELS CORP184499101COMMON STOCK24,532$76,295dollars as filed
MIZUHO FINANCIAL GROUP INC SPONSORED ADR60687Y109ADR17,057$71,299dollars as filed
NOMURA HLDGS INC SPONSORED ADR65535H208ADR10,545$55,045dollars as filed
RUM GROUP INC COM CL A78137L105Stock10,000$53,600dollars as filed
BRASILAGRO COMPANHIA BRASILE10554B104SPONSORED ADR11,035$51,755dollars as filed
XERIS BIOPHARMA HOLDINGS INC98422E103COM13,650$38,903dollars as filed
OATLY GROUP AB67421J108SPONSORED ADS40,924$34,966dollars as filed
OPKO HEALTH INC68375N103COM20,000$29,800dollars as filed
CBAK ENERGY TECHNOLOGY INC14986C102COM10,250$12,813dollars as filed
MOBIX LABS INC60743G118*W EXP 12/21/20213,000$1,300dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-24-005297this filing2024-11-01acceptance time not in the bulk data set