13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-09, with 287 holding rows worth $602,897,715.
- Accession
- 0001085146-24-004709
- Filer
- CIK 1053994
- Filed
- 2024-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 287 entries on the cover page, a total value of $602,897,715 stated on the cover page (in dollars after the unit check, H1), rows summing to $602,897,715 with VALUE read as dollars as filed, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 225,209 | $109,917,941 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 517,428 | $79,233,684 | dollars as filed | |
| Apple Inc | 037833100 | COM | 117,715 | $27,427,636 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 195,010 | $23,682,014 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 705,804 | $20,545,954 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 636,164 | $16,088,593 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 29,397 | $11,035,001 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 249,150 | $10,451,843 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 208,052 | $10,431,728 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 49,692 | $10,230,589 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 9,840 | $8,717,650 | dollars as filed | |
| SPY | 78462F103 | SHS | 13,646 | $7,829,529 | dollars as filed | |
| MULTISENSOR AI HOLDINGS INC | 456948108 | COM | 3,375,593 | $7,291,281 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $6,220,620 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 734,250 | $5,954,768 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,643 | $5,870,773 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 49,068 | $5,751,757 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 29,575 | $4,852,666 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 118,754 | $4,811,912 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 22,831 | $4,508,666 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 324,646 | $4,506,086 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 325,579 | $4,431,130 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,494 | $4,321,364 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 1,400,903 | $4,230,727 | dollars as filed | |
| Boeing Company | 097023105 | COM | 25,675 | $3,903,627 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 261,270 | $3,838,056 | dollars as filed | |
| VTI | 922908769 | COM | 12,403 | $3,512,033 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 20,350 | $3,510,375 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,821 | $3,481,063 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4,242 | $3,461,811 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 19,460 | $3,315,984 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,910 | $3,150,840 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 27,812 | $2,928,047 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,078 | $2,906,850 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 81,777 | $2,905,537 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,782 | $2,862,726 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 4,576 | $2,841,696 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 9,586 | $2,635,671 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 50,000 | $2,562,500 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 24,777 | $2,383,300 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,091 | $2,359,771 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,686 | $2,313,946 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200,000 | $2,226,000 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,735 | $2,128,998 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,060 | $2,050,312 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,306 | $2,025,583 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 40,000 | $1,976,800 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 16,113 | $1,956,118 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,645 | $1,887,308 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,054 | $1,698,388 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 6,267 | $1,697,417 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,370 | $1,666,195 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,061 | $1,658,956 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,526 | $1,649,903 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 192,399 | $1,623,848 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 3,781 | $1,536,712 | dollars as filed | |
| General Electric Company | 369604301 | COM | 7,973 | $1,503,549 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,752 | $1,468,658 | dollars as filed | |
| SHIMMICK CORPORATION | 82455M109 | COM | 590,223 | $1,457,851 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 162,398 | $1,455,086 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 152,694 | $1,450,593 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 6,707 | $1,385,465 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,292 | $1,382,925 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,750 | $1,355,218 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 197,250 | $1,349,190 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 15,604 | $1,336,182 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,850 | $1,326,875 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,250 | $1,283,153 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 24,870 | $1,242,505 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 55,710 | $1,225,620 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 3,493 | $1,210,115 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 53,572 | $1,183,406 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 14,607 | $1,179,515 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 20,000 | $1,146,000 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 71,198 | $1,142,728 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,505 | $1,135,464 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,370 | $1,135,269 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,945 | $1,125,507 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 4,600 | $1,122,952 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 12,080 | $1,100,850 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,146 | $1,088,139 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,809 | $1,057,469 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,892 | $1,055,510 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $1,051,569 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,400 | $1,027,480 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 31,864 | $1,014,868 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,700 | $1,012,616 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 180,965 | $1,009,785 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,830 | $992,006 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,677 | $991,347 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,137 | $990,148 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,900 | $988,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 21,604 | $970,237 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,411 | $967,770 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,372 | $963,903 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $962,605 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 18,600 | $950,460 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,046 | $939,949 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 1,048 | $937,320 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,250 | $916,043 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $894,600 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 24,984 | $882,685 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,675 | $875,027 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,478 | $853,820 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 21,500 | $846,455 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 1,700 | $837,879 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,750 | $834,505 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 354,000 | $831,900 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,266 | $818,615 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,008 | $816,221 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 5,426 | $815,745 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,875 | $808,519 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 7,000 | $804,020 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,363 | $796,919 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $791,726 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 15,327 | $782,290 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 22,500 | $776,925 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 16,500 | $768,240 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,350 | $767,404 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,860 | $747,031 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,250 | $739,230 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,275 | $726,317 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,920 | $724,612 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 7,000 | $696,430 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,775 | $694,238 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,066 | $688,855 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $679,800 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,450 | $677,989 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 14,208 | $675,306 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 61,200 | $673,200 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 16,900 | $672,620 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,915 | $665,746 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 25,387 | $663,870 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,000 | $662,880 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,890 | $661,839 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,395 | $642,063 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,203 | $628,943 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,200 | $621,642 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,065 | $614,833 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,700 | $606,177 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,500 | $585,525 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,350 | $579,228 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 182 | $570,934 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,925 | $554,047 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 13,360 | $546,157 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 15,000 | $538,050 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,018 | $532,510 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,000 | $531,960 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,000 | $530,500 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,542 | $527,720 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 15,600 | $518,076 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,291 | $512,935 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,709 | $511,785 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,992 | $507,921 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,203 | $507,241 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,231 | $489,826 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 40,502 | $489,669 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 5,500 | $481,140 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 42,700 | $478,240 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,631 | $476,504 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 20,876 | $473,042 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,949 | $469,555 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,790 | $468,317 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 35,000 | $467,950 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,475 | $464,550 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $463,080 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 15,915 | $460,580 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,410 | $457,307 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 38,702 | $456,297 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 64,086 | $455,651 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 39,004 | $449,716 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,000 | $438,120 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 5,494 | $434,300 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,377 | $433,447 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,000 | $428,400 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,744 | $427,102 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,650 | $420,847 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,223 | $410,538 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,600 | $401,076 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,375 | $400,029 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,215 | $393,757 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,330 | $382,772 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 32,244 | $373,062 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 93,002 | $372,473 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,000 | $369,540 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,899 | $368,528 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,695 | $368,205 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,775 | $360,566 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 90,077 | $359,407 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 11,200 | $358,848 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,674 | $356,781 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,183 | $355,633 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,150 | $353,455 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,823 | $347,810 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 7,560 | $345,719 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 363,182 | $343,970 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 35,300 | $343,469 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $340,600 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 8,500 | $337,790 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 68,070 | $335,585 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 5,000 | $330,500 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,970 | $329,827 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,870 | $326,923 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,180 | $324,582 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,263 | $317,589 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,000 | $316,550 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 234,650 | $314,431 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,913 | $313,271 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,433 | $307,508 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,650 | $305,545 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 154,283 | $305,480 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,578 | $301,523 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 13,421 | $300,094 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,138 | $298,995 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,185 | $294,473 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,000 | $294,200 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 15,000 | $293,550 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,900 | $291,146 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 9,350 | $284,801 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,832 | $284,073 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $281,160 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,500 | $279,650 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 24,100 | $279,560 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,600 | $278,432 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 56,000 | $275,520 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 20,000 | $274,000 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 5,498 | $273,251 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $268,160 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 34,100 | $265,980 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,020 | $265,280 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,200 | $260,788 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,000 | $259,240 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,200 | $258,510 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,300 | $252,248 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 12,716 | $244,020 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,000 | $241,470 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,864 | $239,309 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,330 | $238,406 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 2,488 | $233,498 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,017 | $233,175 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 19,375 | $232,113 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,400 | $230,588 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,000 | $230,040 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 31,000 | $230,020 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 3,400 | $228,786 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 1,900 | $225,226 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 8,000 | $221,520 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 437 | $221,292 | dollars as filed | |
| VGT | 92204A702 | SHS | 375 | $219,945 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 558 | $216,912 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,129 | $214,433 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 627 | $214,309 | dollars as filed | |
| Southern Company | 842587107 | COM | 2,300 | $207,414 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,080 | $206,615 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,400 | $206,144 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,975 | $203,796 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,900 | $202,246 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,610 | $200,043 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,700 | $176,686 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,943 | $167,874 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 10,460 | $155,854 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,200 | $152,118 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 27,526 | $137,079 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 10,000 | $128,200 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 23,382 | $122,756 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,000 | $118,900 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,000 | $115,200 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 28,460 | $107,294 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 24,000 | $96,720 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 11,866 | $74,400 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,490 | $57,778 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 122,998 | $47,514 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 10,000 | $41,100 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,840 | $25,344 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 107,403 | $22,555 | dollars as filed | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 178,947 | $7,176 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 33,333 | $3,917 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 12,500 | $3,143 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 10,667 | $2,085 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 90,000 | $2,034 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 46,666 | $1,517 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 16,665 | $1,498 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 12,332 | $1,479 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 48,333 | $735 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 15,000 | $495 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 14,500 | $486 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 10,000 | $477 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-004709 | this filing | 2024-10-09 | acceptance time not in the bulk data set |