13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-08, with 139 holding rows worth $3,289,725,522.
- Accession
- 0001085146-24-003587
- Filer
- CIK 61227
- Filed
- 2024-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 345 entries on the cover page, a total value of $3,289,725,522 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,289,725,522 with VALUE read as dollars as filed, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 51,203,000 | $89,969,421 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 25,665,000 | $87,555,110 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 90,098,000 | $85,008,863 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 77,613,000 | $82,247,722 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 56,536,000 | $70,502,984 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 69,489,000 | $70,402,778 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 72,514,000 | $69,477,456 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 59,539,000 | $65,566,827 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 33,565,000 | $64,436,501 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 63,569,000 | $63,852,919 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 51,438,000 | $62,476,104 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 42,809,000 | $61,299,329 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 60,563,000 | $54,815,354 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 56,905,000 | $54,701,482 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 42,665,000 | $51,778,737 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 1,244,233 | $51,767,515 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 55,669,000 | $49,836,803 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 44,673,000 | $49,754,041 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 41,649,000 | $48,742,399 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 739,572 | $48,630,546 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 47,693,000 | $48,557,469 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 22,396,000 | $47,185,278 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 40,754,000 | $45,129,935 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 40,044,000 | $44,593,213 | dollars as filed | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,804,020 | $43,594,069 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 53,822,000 | $42,462,521 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 36,717,000 | $42,371,138 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 45,148,000 | $42,148,457 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 15,149,000 | $41,793,061 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 31,013,000 | $41,693,102 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 41,463,000 | $41,595,413 | dollars as filed | principal |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 274,844 | $41,501,444 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 929,500 | $40,832,935 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 3,142,973 | $38,187,122 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 35,581,000 | $37,890,772 | dollars as filed | principal |
| Danaher Corporation | 235851102 | COM | 150,217 | $37,531,717 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 25,831,000 | $37,494,758 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 37,955,000 | $36,862,254 | dollars as filed | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,979,726 | $36,799,616 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 30,455 | $36,514,875 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 39,551,000 | $36,017,648 | dollars as filed | principal |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 33,199,000 | $35,738,724 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 34,399,394 | $34,382,194 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 37,555,000 | $34,289,609 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 28,491 | $33,983,800 | dollars as filed | |
| OIL STS INTL INC | 678026AK1 | NOTE 4.750% 4/0 | 34,821,000 | $33,797,852 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 24,986,000 | $33,638,043 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 29,036,000 | $33,510,740 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 29,835,000 | $31,177,575 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 30,020,000 | $31,017,032 | dollars as filed | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,401,701 | $29,113,330 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,278,835 | $28,394,284 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 37,705,000 | $28,176,158 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 31,698,000 | $26,331,904 | dollars as filed | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,185,212 | $25,654,389 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 7,825,000 | $25,273,772 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 27,515,000 | $24,767,993 | dollars as filed | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,124,904 | $24,500,143 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 26,953,000 | $24,416,199 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 26,629,000 | $24,099,245 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 24,415,000 | $23,780,210 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 410,660 | $23,467,986 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 24,613,000 | $22,505,512 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,795,430 | $21,706,748 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 24,550,000 | $21,604,000 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 19,205,000 | $20,659,779 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 15,362,000 | $20,283,409 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 22,799,000 | $18,167,447 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 21,543,000 | $17,441,125 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 942,040 | $15,882,794 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 16,081,000 | $15,654,854 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 9,965,000 | $15,463,918 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 16,792,000 | $15,389,869 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 14,210,000 | $14,731,508 | dollars as filed | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,260,319 | $14,355,034 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 13,787,000 | $13,055,994 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 11,895,000 | $12,846,600 | dollars as filed | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,115,776 | $12,005,750 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,660,494 | $11,905,742 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 12,332,000 | $10,914,021 | dollars as filed | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,166,022 | $10,342,615 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 47,836 | $10,285,218 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 992,093 | $10,208,637 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 779,528 | $9,619,376 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 797,635 | $8,845,772 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 9,068,000 | $8,739,285 | dollars as filed | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 830,046 | $8,690,582 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 9,110,000 | $8,506,310 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 392,848 | $8,186,952 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 8,015,000 | $7,970,918 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,755,000 | $7,737,467 | dollars as filed | principal |
| BlackRock Muniy Michigan | 09254V105 | Fund | 664,819 | $7,605,463 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 796,898 | $7,283,648 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 6,296,000 | $6,749,445 | dollars as filed | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 816,300 | $6,701,823 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 6,942,000 | $6,463,002 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,596,000 | $6,107,340 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 4,882,000 | $5,929,218 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 6,130,000 | $5,771,395 | dollars as filed | principal |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 551,464 | $5,630,448 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 5,830,000 | $5,381,090 | dollars as filed | principal |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 330,069 | $5,119,370 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 357,837 | $4,394,239 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 7,358,000 | $4,337,541 | dollars as filed | principal |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 401,695 | $4,241,899 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 388,753 | $4,217,970 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 426,471 | $4,205,004 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 4,998,000 | $4,091,263 | dollars as filed | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 380,465 | $4,025,320 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 430,567 | $3,819,129 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,607,000 | $3,779,956 | dollars as filed | principal |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 3,385,000 | $3,726,885 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,890,000 | $3,682,193 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,670,000 | $3,624,126 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 3,330,000 | $3,208,588 | dollars as filed | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 233,310 | $2,846,382 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 205,674 | $2,112,272 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 188,306 | $1,867,996 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 333,155 | $1,819,026 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 174,976 | $1,763,758 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 176,016 | $1,666,872 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 151,601 | $1,638,807 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 131,593 | $1,460,682 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 124,286 | $1,237,888 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 102,548 | $1,098,289 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 988,000 | $1,086,800 | dollars as filed | principal |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 650,000 | $664,758 | dollars as filed | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 60,475 | $656,758 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 50,000 | $562,501 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 500,000 | $501,031 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 500,000 | $480,125 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 480,000 | $440,640 | dollars as filed | principal |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,501 | $372,462 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,802 | $218,276 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 121,080 | $203,414 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 75,000 | $69,488 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 45,000 | $35,834 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 17,000 | $16,873 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 10,000 | $10,129 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-003587 | this filing | 2024-08-08 | acceptance time not in the bulk data set |