13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-08, with 147 holding rows worth $333,763,498.
- Accession
- 0001085146-24-003544
- Filer
- CIK 1569356
- Filed
- 2024-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 147 entries on the cover page, a total value of $333,763,498 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,763,498 with VALUE read as dollars as filed, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 950,000 | $43,391,250 | dollars as filed | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 609,974 | $39,239,627 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 196,304 | $35,756,774 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F663 | CMN | 700,000 | $34,643,000 | dollars as filed | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 72,200 | $16,333,806 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 330,500 | $14,075,995 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 18,000 | $9,050,040 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 12,500 | $7,431,250 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 5,000 | $4,808,750 | dollars as filed | principal |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 5,000 | $4,756,250 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,000 | $4,556,250 | dollars as filed | principal |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 400,000 | $4,408,000 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 6,251 | $3,686,777 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 281,699 | $3,509,970 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 47,126 | $3,039,156 | dollars as filed | |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 3,000 | $2,932,500 | dollars as filed | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 242,237 | $2,843,862 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 220,588 | $2,724,262 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 35,400 | $2,682,258 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 50,521 | $2,678,118 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 229,690 | $2,632,247 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 57,377 | $2,584,260 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 42,831 | $2,434,942 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 75,868 | $2,282,868 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38,608 | $2,197,822 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 104,436 | $2,196,203 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 195,370 | $2,154,931 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 193,822 | $2,091,339 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 36,000 | $2,037,960 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 26,617 | $2,027,417 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 122,296 | $1,999,540 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 21,020 | $1,959,064 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 93,020 | $1,775,752 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 130,813 | $1,643,011 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 182,246 | $1,572,783 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 14,500 | $1,565,855 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 13,373 | $1,529,604 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,200 | $1,492,332 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 22,000 | $1,376,980 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 77,325 | $1,350,095 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 27,250 | $1,324,350 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 407,186 | $1,323,355 | dollars as filed | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 40,166 | $1,320,256 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 105,345 | $1,299,957 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 37,518 | $1,280,865 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 61,667 | $1,280,824 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 183,040 | $1,275,789 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 109,144 | $1,258,430 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 9,800 | $1,233,526 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 100,000 | $1,224,000 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 25,714 | $1,222,186 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 136,740 | $1,166,392 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 35,902 | $1,156,762 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 35,182 | $1,086,420 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 31,927 | $1,022,303 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 78,816 | $972,589 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 150,841 | $930,689 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,826 | $886,771 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 82,739 | $844,765 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 77,914 | $842,250 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 55,000 | $796,950 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 73,824 | $764,078 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 110,000 | $734,250 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 330,000 | $696,300 | dollars as filed | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 62,507 | $693,828 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 65,644 | $673,507 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 53,810 | $673,163 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 66,342 | $660,766 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 34,317 | $645,614 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 55,535 | $632,544 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 6,534 | $623,844 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 47,606 | $575,557 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 92,302 | $564,888 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 11,550 | $544,929 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,000 | $526,900 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $481,000 | dollars as filed | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 45,946 | $471,865 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7,500 | $469,875 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,500 | $453,250 | dollars as filed | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,200 | $440,418 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75,000 | $436,875 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,000,000 | $435,000 | dollars as filed | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 41,798 | $421,324 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11,000 | $414,920 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,000 | $391,560 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 137,363 | $388,737 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 36,298 | $387,663 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 17,500 | $369,250 | dollars as filed | put |
| RANGE RES CORP COM | 75281A109 | Stock | 11,000 | $368,830 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 42,500 | $368,688 | dollars as filed | put |
| HERSHEY CO COM | 427866108 | Stock | 2,000 | $367,660 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,300 | $358,809 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $354,750 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $339,996 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 35,000 | $337,750 | dollars as filed | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,971 | $333,138 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 60,000 | $333,000 | dollars as filed | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 12,400 | $314,216 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 19,100 | $308,465 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 42,988 | $308,224 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,500 | $306,705 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 5,209 | $304,727 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 10,000 | $298,000 | dollars as filed | call |
| Netflix, Inc | 64110L106 | COM | 440 | $296,947 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 6,000 | $296,160 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 8,000 | $295,840 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 4,900 | $292,040 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 6,900 | $285,729 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 25,042 | $278,217 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 16,000 | $274,400 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 7,158 | $273,221 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 3,300 | $271,227 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 50,000 | $263,750 | dollars as filed | call |
| SENTINELONE INC | 81730H109 | CL A | 12,500 | $263,125 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 26,474 | $262,622 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 10,000 | $257,700 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,369 | $255,787 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,643 | $252,468 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,500 | $252,188 | dollars as filed | call |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 17,000 | $252,120 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 13,000 | $249,404 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,700 | $243,977 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 700 | $240,968 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 1,000 | $240,760 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 20,000 | $240,000 | dollars as filed | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 10,453 | $239,687 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 8,057 | $237,923 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,180,000 | $236,000 | dollars as filed | put |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 3,000 | $229,374 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,000 | $227,820 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,800 | $227,520 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 70,000 | $224,000 | dollars as filed | call |
| Walmart Inc. | 931142103 | COM | 3,200 | $216,672 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,613 | $209,190 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 400 | $206,532 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $176,000 | dollars as filed | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 53,500 | $171,200 | dollars as filed | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 70,000 | $169,750 | dollars as filed | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,400 | $68,680 | dollars as filed | put |
| EOG RES INC COM | 26875P101 | Stock | 16,000 | $66,400 | dollars as filed | call |
| Schlumberger Limited | 806857108 | COM | 42,500 | $64,175 | dollars as filed | call |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 299,447 | $52,433 | dollars as filed | principal |
| MariaDB PLC | G5920M118 | Warrant | 288,530 | $43,222 | dollars as filed | principal |
| ConocoPhillips | 20825C104 | COM | 17,500 | $35,700 | dollars as filed | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 60,000 | $20,700 | dollars as filed | call |
| Israel Acquisitions Corp | G49667119 | Warrant | 400,000 | $19,640 | dollars as filed | principal |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 362,456 | $5,038 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-003544 | this filing | 2024-08-08 | acceptance time not in the bulk data set |