13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-07-12, with 289 holding rows worth $609,041,833.
- Accession
- 0001085146-24-002867
- Filer
- CIK 1053994
- Filed
- 2024-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 289 entries on the cover page, a total value of $609,041,833 stated on the cover page (in dollars after the unit check, H1), rows summing to $609,041,833 with VALUE read as dollars as filed, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 224,890 | $107,747,229 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 534,826 | $66,211,405 | dollars as filed | |
| Apple Inc | 037833100 | COM | 128,990 | $27,167,894 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 185,970 | $22,974,734 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 641,469 | $16,735,921 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 550,982 | $15,967,457 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 385,176 | $14,559,653 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,487 | $11,477,282 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 206,609 | $10,431,714 | dollars as filed | |
| SPY | 78462F103 | SHS | 17,017 | $9,260,992 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 9,842 | $8,910,750 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 12,423 | $8,699,330 | dollars as filed | |
| VTI | 922908769 | COM | 28,201 | $7,544,050 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 65,014 | $7,436,301 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 39,269 | $6,451,112 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 769,550 | $6,079,445 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,548 | $6,055,448 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 123,371 | $5,820,644 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 38,183 | $5,815,271 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 61,004 | $5,764,878 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $5,510,169 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 47,295 | $5,444,603 | dollars as filed | |
| MULTISENSOR AI HOLDINGS INC | 456948108 | COM | 3,312,701 | $5,432,830 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,875 | $5,170,444 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12,842 | $5,022,891 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 54,510 | $4,736,919 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 1,650,903 | $4,573,001 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4,242 | $4,517,094 | dollars as filed | |
| Boeing Company | 097023105 | COM | 23,975 | $4,363,690 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 292,820 | $4,225,393 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,494 | $4,145,116 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 22,891 | $3,926,264 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,821 | $3,818,988 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 225,579 | $3,643,101 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 567,196 | $3,601,695 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,910 | $3,267,858 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,035 | $3,267,254 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 4,576 | $3,007,393 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 19,460 | $2,747,752 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 154,704 | $2,682,567 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,782 | $2,615,314 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,078 | $2,560,429 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 25,173 | $2,499,427 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 9,218 | $2,419,448 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,132 | $2,261,155 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 44,787 | $2,148,432 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 81,777 | $2,140,922 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 173,898 | $2,103,296 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200,000 | $2,076,000 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,691 | $2,069,482 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,645 | $2,024,943 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,370 | $1,968,215 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,735 | $1,827,947 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 192,899 | $1,747,665 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,060 | $1,741,855 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 16,613 | $1,683,396 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,541 | $1,573,501 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,061 | $1,558,283 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,054 | $1,508,654 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 24,870 | $1,471,558 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,750 | $1,442,893 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,752 | $1,368,976 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,451 | $1,347,691 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,292 | $1,341,035 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 6,707 | $1,304,713 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5,874 | $1,294,982 | dollars as filed | |
| General Electric Company | 369604301 | COM | 7,973 | $1,267,468 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 15,604 | $1,228,748 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 75,718 | $1,228,146 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 3,781 | $1,214,759 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,250 | $1,173,690 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,505 | $1,165,141 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 3,493 | $1,154,681 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,700 | $1,109,408 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 55,572 | $1,104,216 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,850 | $1,098,048 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,411 | $1,090,823 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 13,080 | $1,066,674 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 55,710 | $1,064,618 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 197,250 | $1,051,343 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 7,135 | $1,042,852 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,900 | $1,029,534 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,580 | $1,016,398 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,500 | $1,015,490 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 14,018 | $1,009,296 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 169,673 | $1,004,464 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 20,000 | $998,600 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 14,607 | $989,040 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,820 | $985,831 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,372 | $964,893 | dollars as filed | |
| SHIMMICK CORPORATION | 82455M109 | COM | 609,892 | $945,333 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $940,100 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,146 | $902,269 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,892 | $901,193 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 31,864 | $901,114 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,008 | $898,490 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 559,500 | $884,010 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 4,600 | $880,532 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 21,254 | $876,515 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,854 | $866,003 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 5,426 | $857,742 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $850,500 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 21,500 | $838,285 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 18,600 | $833,094 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,677 | $827,006 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 1,700 | $798,082 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,675 | $797,510 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $796,900 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,830 | $786,973 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,266 | $771,007 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,203 | $769,155 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,750 | $767,918 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 973 | $765,430 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,860 | $755,681 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 16,500 | $752,895 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 22,500 | $752,625 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,066 | $750,971 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,350 | $745,416 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,478 | $736,709 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,250 | $721,293 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5,250 | $709,223 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,046 | $699,029 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 15,327 | $698,145 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,363 | $694,121 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,275 | $682,227 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $674,450 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 15,083 | $662,898 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $662,584 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 205 | $647,952 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,915 | $645,701 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 61,200 | $632,196 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,000 | $627,100 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 15,650 | $617,236 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,920 | $609,482 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 7,000 | $605,990 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,340 | $603,837 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 27,000 | $603,720 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 89,086 | $599,549 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,709 | $596,575 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,775 | $591,253 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,450 | $584,791 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 78,259 | $584,595 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,395 | $567,486 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,925 | $566,312 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 15,600 | $555,360 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,000 | $550,420 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,542 | $542,310 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,200 | $540,876 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,890 | $534,448 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,350 | $531,711 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 344,000 | $529,760 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 15,000 | $525,300 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 13,360 | $514,360 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,000 | $511,180 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 35,000 | $500,850 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 30,000 | $494,700 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,291 | $487,200 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,695 | $486,074 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 40,502 | $484,809 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 42,700 | $473,543 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,650 | $468,732 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,231 | $466,534 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,500 | $456,180 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $453,520 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 20,696 | $447,142 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 11,327 | $443,565 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 39,004 | $438,405 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 8,500 | $437,750 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,861 | $437,153 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 38,702 | $435,398 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,475 | $434,254 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 5,500 | $434,060 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,949 | $423,152 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,631 | $422,063 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 11,200 | $421,904 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,363 | $417,510 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,000 | $414,920 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,000 | $413,080 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 14,715 | $411,726 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 5,494 | $410,622 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 15,290 | $410,384 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $408,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 98,489 | $407,744 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 32,244 | $395,632 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 87,000 | $390,630 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,700 | $385,209 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,600 | $384,228 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,418 | $383,648 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,550 | $382,650 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,744 | $373,400 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,020 | $371,327 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,375 | $371,250 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,215 | $363,236 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 14,000 | $360,780 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 239,650 | $359,475 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,223 | $347,128 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 93,002 | $345,037 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,992 | $341,648 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,774 | $341,013 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,030 | $333,805 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,823 | $333,182 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $329,320 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,100 | $328,539 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,330 | $326,352 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,203 | $326,233 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,350 | $324,089 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,775 | $321,880 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,870 | $314,066 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,000 | $309,800 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,913 | $307,831 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 56,000 | $306,880 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,900 | $306,791 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 68,070 | $304,954 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 5,000 | $303,100 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 7,560 | $300,132 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,183 | $297,914 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,500 | $296,875 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,491 | $295,039 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,000 | $294,760 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,970 | $291,436 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,000 | $289,080 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 12,716 | $286,237 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,578 | $274,969 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 100,283 | $268,758 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,433 | $266,760 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,650 | $265,610 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,230 | $264,069 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 13,421 | $263,857 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,832 | $260,638 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 437 | $260,041 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,500 | $254,075 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 3,400 | $251,940 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 758 | $249,329 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,600 | $249,232 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 27,000 | $246,780 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 5,498 | $241,527 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 19,375 | $237,150 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,138 | $230,278 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,400 | $230,010 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 69,700 | $230,010 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,073 | $229,401 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,017 | $221,386 | dollars as filed | |
| VGT | 92204A702 | SHS | 375 | $216,221 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,129 | $214,412 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,000 | $212,920 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 627 | $212,559 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $211,250 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 18,187 | $211,151 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,864 | $210,076 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 9,350 | $209,908 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,200 | $208,992 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 34,800 | $206,016 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,300 | $203,346 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,300 | $200,890 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,975 | $174,076 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 35,300 | $169,440 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,943 | $148,493 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,700 | $137,942 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,105 | $135,609 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,200 | $129,924 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 10,460 | $127,926 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,490 | $119,894 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,000 | $115,300 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 11,866 | $114,744 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,000 | $111,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 10,000 | $98,800 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,680 | $98,790 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 28,460 | $96,764 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 13,000 | $67,080 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 142,998 | $64,392 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 10,225 | $43,252 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 10,000 | $42,100 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 12,000 | $28,320 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,840 | $22,334 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 107,403 | $19,333 | dollars as filed | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 178,947 | $8,947 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 33,333 | $7,733 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 90,000 | $3,798 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 12,500 | $2,525 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 46,666 | $2,343 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 16,665 | $1,941 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 48,333 | $1,286 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 10,667 | $1,210 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 14,500 | $929 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 10,000 | $780 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 12,500 | $766 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 12,332 | $684 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 15,000 | $285 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 46,255 | $139 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002867 | this filing | 2024-07-12 | acceptance time not in the bulk data set |