13F-HR/A filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-05-24, with 3,696 holding rows worth $42,396,376,375.
- Accession
- 0001085146-24-002673
- Filer
- CIK 1666741
- Filed
- 2024-05-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type restatement, 3,696 entries on the cover page, a total value of $42,396,376,375 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,396,376,375 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 11,299 | $99,492 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 22,327 | $99,355 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 14,870 | $99,198 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 45,506 | $98,748 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,096 | $98,358 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,382 | $97,326 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 22,810 | $97,172 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 26,112 | $96,296 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 21,232 | $96,181 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 24,114 | $95,974 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 27,007 | $95,606 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 97,000 | $95,448 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 59,784 | $94,459 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 19,194 | $93,283 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 12,884 | $92,763 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,355 | $92,204 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $89,939 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 18,272 | $87,159 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 16,174 | $86,854 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 10,477 | $85,807 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,699 | $84,932 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 24,080 | $84,521 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 46,730 | $84,114 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 92,000 | $83,840 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 10,545 | $80,986 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 16,055 | $79,954 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 86,000 | $78,948 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 65,695 | $78,834 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 11,650 | $78,290 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 84,000 | $78,113 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,175 | $77,941 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 28,925 | $76,942 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 45,777 | $76,905 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 15,251 | $76,865 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 29,442 | $76,844 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 13,059 | $76,003 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 78,000 | $75,621 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,388 | $75,537 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 86,000 | $75,451 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 30,470 | $73,737 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,773 | $72,286 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 36,633 | $72,167 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,685 | $67,741 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 34,130 | $66,895 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 93,567 | $65,506 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,529 | $65,253 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,286 | $64,995 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 23,156 | $64,489 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,973 | $63,643 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,186 | $63,293 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 23,259 | $60,706 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 61,000 | $60,506 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 10,600 | $60,208 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,631 | $59,854 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,399 | $59,796 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,977 | $58,785 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 19,335 | $58,198 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 13,860 | $56,965 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 12,875 | $55,748 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 33,350 | $55,028 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,487 | $54,903 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 18,517 | $53,514 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,152 | $51,524 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,442 | $50,224 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,290 | $50,103 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 11,578 | $50,017 | dollars as filed | |
| GERON CORP | 374163103 | COM | 15,151 | $49,998 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 24,357 | $49,932 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 16,565 | $49,695 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 320,000 | $49,280 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $49,250 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 19,549 | $49,068 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,205 | $48,406 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,910 | $47,983 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 46,107 | $47,951 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 12,200 | $46,970 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 25,031 | $46,307 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 17,449 | $46,240 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,000 | $45,046 | dollars as filed | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,806 | $45,009 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $43,448 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 15,601 | $42,123 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,520 | $41,594 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 27,686 | $40,975 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,868 | $40,237 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,718 | $39,919 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 11,200 | $39,312 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 25,686 | $39,300 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 15,154 | $39,097 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 29,695 | $38,604 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 14,450 | $38,004 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 258,153 | $37,665 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 13,507 | $37,414 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 16,195 | $37,249 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 16,401 | $37,066 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 36,000 | $36,476 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,043 | $36,458 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 21,322 | $35,395 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,715 | $35,348 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 17,433 | $34,866 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,500 | $34,850 | dollars as filed | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,244 | $34,699 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 13,186 | $34,415 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 17,615 | $33,116 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,102 | $32,326 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 10,265 | $31,924 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 26,682 | $31,744 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 15,754 | $31,508 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 17,427 | $31,194 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 16,145 | $31,160 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 35,000 | $30,727 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,001 | $30,602 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,505 | $29,049 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 24,828 | $29,049 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 29,000 | $28,435 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,300 | $28,340 | dollars as filed | put |
| SAFETY SHOT INC | 48208F105 | COM NEW | 11,625 | $27,784 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 11,874 | $27,073 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 11,460 | $26,931 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,675 | $25,620 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 36,859 | $25,060 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 14,127 | $23,451 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,788 | $23,157 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $23,134 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,639 | $21,269 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 20,900 | $20,900 | dollars as filed | put |
| NICE LTD | 653656AB4 | NOTE 9/1 | 20,000 | $20,850 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 30,416 | $20,683 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 38,701 | $20,554 | dollars as filed | |
| NULL | 09071M205 | NULL | 18,030 | $20,194 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 17,786 | $19,387 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 15,326 | $18,850 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 32,295 | $18,731 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 12,700 | $18,542 | dollars as filed | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,318 | $18,228 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 200 | $18,040 | dollars as filed | put |
| DARIOHEALTH CORP | 23725P209 | COM | 11,700 | $17,901 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 11,095 | $17,530 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,581 | $17,443 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 11,396 | $16,182 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 21,109 | $15,268 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 68,148 | $14,993 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,500 | $14,875 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,972 | $14,810 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 12,536 | $14,792 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 18,628 | $14,319 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 17,917 | $14,226 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 10,000 | $13,894 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,100 | $13,020 | dollars as filed | put |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $12,959 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 28,761 | $12,658 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $12,200 | dollars as filed | call |
| Akoustis Technologies Inc | 00973N102 | COM | 19,933 | $11,782 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,600 | $11,714 | dollars as filed | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,500 | $11,370 | dollars as filed | call |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 22,286 | $11,143 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $10,700 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,300 | $9,660 | dollars as filed | put |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 10,000 | $9,263 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,200 | $7,910 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $7,650 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $7,120 | dollars as filed | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,800 | $6,614 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 12,101 | $5,798 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $5,450 | dollars as filed | put |
| POLARIS INC COM | 731068102 | Stock | 900 | $4,860 | dollars as filed | put |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 118,910 | $3,734 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 24,000 | $3,360 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 14,504 | $2,953 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 12,379 | $2,847 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 10,625 | $2,656 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 800 | $2,067 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $1,820 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $1,320 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 4,000 | $1,200 | dollars as filed | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 600 | $1,200 | dollars as filed | put |
| NUTEX HEALTH INC | 67079U108 | COM | 10,070 | $966 | dollars as filed | |
| GMS INC | 36251C103 | COM | 1,000 | $850 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $800 | dollars as filed | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $780 | dollars as filed | put |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $726 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $640 | dollars as filed | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $585 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 300 | $570 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $550 | dollars as filed | put |
| ISHARES TR | 464287168 | COM | 300 | $495 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $380 | dollars as filed | call |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $314 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $302 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $300 | dollars as filed | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 200 | $300 | dollars as filed | put |
| OLIN CORP | 680665205 | COM PAR $1 | 100 | $250 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 100 | $194 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,200 | $120 | dollars as filed | put |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $110 | dollars as filed | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 100 | $5 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002489 | superseded | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-24-002673 | this filing | 2024-05-24 | acceptance time not in the bulk data set |