13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 1,784 holding rows worth $9,287,658,356.
- Accession
- 0001085146-24-002489
- Filer
- CIK 1666741
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 1,784 entries on the cover page, a total value of $9,287,658,356 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,287,658,356 with VALUE read as dollars as filed, 13F file number 028-17296. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 43,404 | $272,579 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,113 | $272,487 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 5,466 | $272,484 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,998 | $272,315 | dollars as filed | |
| BUNGE GLOBAL SA COM SHS | H11356104 | Stock | 2,655 | $272,191 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,062 | $271,463 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 4,489 | $271,015 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 5,187 | $270,295 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 6,392 | $268,599 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,782 | $268,516 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,447 | $268,300 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,893 | $267,124 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,944 | $265,747 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 5,092 | $264,299 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 878 | $264,096 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,085 | $264,093 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 13,113 | $263,965 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,255 | $262,735 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,212 | $262,041 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 21,163 | $261,993 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 6,766 | $261,709 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,059 | $261,617 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,812 | $261,474 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,812 | $261,241 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 5,384 | $261,070 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 6,785 | $260,947 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 8,038 | $260,914 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,754 | $260,451 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 4,979 | $259,978 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 21,790 | $259,955 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 6,432 | $259,816 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 1,556 | $259,650 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,487 | $259,601 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,535 | $258,982 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,296 | $258,934 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 21,629 | $258,254 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 44,691 | $257,868 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,554 | $257,631 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 7,174 | $257,463 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,612 | $257,438 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,333 | $256,904 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 6,985 | $256,263 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,399 | $255,293 | dollars as filed | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 5,283 | $254,670 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 6,198 | $254,614 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 6,736 | $254,425 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 5,276 | $252,994 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 14,367 | $251,843 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,434 | $251,449 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 13,089 | $250,785 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 8,957 | $249,783 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,820 | $249,713 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,775 | $249,475 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,408 | $249,472 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,386 | $249,392 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 2,904 | $249,338 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 7,106 | $248,842 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 6,990 | $248,495 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 163 | $248,001 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 22,208 | $247,839 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,225 | $247,404 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 802 | $247,341 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 13,082 | $246,472 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 15,417 | $245,906 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 10,039 | $244,550 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 5,771 | $242,105 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,962 | $241,844 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,584 | $241,656 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,454 | $241,443 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,009 | $240,917 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,434 | $240,740 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,583 | $240,710 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 21,964 | $240,506 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,020 | $240,301 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,762 | $240,291 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 694 | $240,034 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,147 | $239,413 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 3,756 | $239,257 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,185 | $239,255 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,535 | $236,780 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,640 | $236,729 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 6,578 | $236,183 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 5,016 | $235,297 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 8,319 | $234,679 | dollars as filed | |
| F N B CORP | 302520101 | COM | 16,637 | $234,577 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 29,822 | $233,506 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 5,827 | $233,313 | dollars as filed | |
| SPS COMM INC COM | 78463M107 | Stock | 1,261 | $233,159 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 3,788 | $232,053 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,673 | $231,642 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,069 | $231,540 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,147 | $230,903 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,176 | $228,719 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 7,835 | $228,392 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 5,041 | $227,951 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,750 | $227,775 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1,504 | $227,531 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 927 | $226,939 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 11,085 | $226,464 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 40,944 | $226,011 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,687 | $225,476 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 6,187 | $225,425 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 9,605 | $224,565 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,843 | $224,050 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,504 | $223,242 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 701 | $223,212 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 23,831 | $223,056 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,008 | $222,756 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,901 | $221,866 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 9,311 | $221,330 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 378 | $221,224 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524631 | HIGH YIEL BD ETF | 4,232 | $220,741 | dollars as filed | |
| CORPAY INC COM SHS | 219948106 | Stock | 713 | $219,989 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 13,411 | $219,806 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 2,202 | $219,760 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 5,083 | $219,687 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,458 | $219,671 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 12,316 | $219,473 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 15,364 | $219,398 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,168 | $219,304 | dollars as filed | |
| COOPER COS INC | 216648501 | COM | 2,160 | $219,154 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 806 | $218,386 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 634 | $218,242 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,533 | $217,881 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 4,800 | $217,786 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 7,690 | $216,550 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,782 | $215,586 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 2,759 | $215,092 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 28,207 | $214,091 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,334 | $213,493 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 2,272 | $213,435 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,020 | $213,168 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,011 | $212,622 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,595 | $212,269 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 3,857 | $212,185 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,219 | $212,114 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 2,693 | $212,019 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 8,925 | $211,801 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,554 | $211,444 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,548 | $211,357 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 5,637 | $211,331 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,718 | $211,245 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,987 | $210,928 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,221 | $210,751 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 15,414 | $210,407 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 3,690 | $210,190 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,523 | $209,795 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,982 | $209,528 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 16,769 | $209,439 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3,707 | $209,094 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,004 | $208,772 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,294 | $208,731 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 3,704 | $208,424 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 8,537 | $208,217 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 16,577 | $208,213 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 2,235 | $206,055 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,944 | $205,617 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,538 | $205,589 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 9,074 | $204,346 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 8,978 | $203,531 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,000 | $203,300 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,524 | $202,921 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,386 | $202,424 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 3,495 | $202,395 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,343 | $201,953 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,253 | $201,296 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 5,487 | $201,089 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 7,832 | $200,264 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,322 | $195,868 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 35,235 | $194,495 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 22,204 | $194,289 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 19,757 | $191,248 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,165 | $189,845 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 13,111 | $189,454 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,540 | $187,412 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,386 | $186,389 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 26,331 | $185,104 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,437 | $185,053 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 17,809 | $182,540 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,030 | $180,673 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,269 | $180,096 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 17,603 | $178,144 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,425 | $175,264 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 14,358 | $168,993 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,369 | $165,321 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 14,036 | $164,081 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,935 | $160,358 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,358 | $158,159 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 13,717 | $157,471 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,744 | $156,665 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,657 | $156,506 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,844 | $152,139 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318409 | UNIT PAR | 10,322 | $150,392 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,659 | $148,340 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,377 | $141,835 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 12,061 | $137,974 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,458 | $137,492 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,104 | $137,380 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,879 | $136,002 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,319 | $135,389 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,277 | $129,691 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,332 | $128,123 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,280 | $127,561 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 20,530 | $122,359 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,581 | $119,868 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 21,237 | $117,864 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,632 | $116,615 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 10,021 | $115,583 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,826 | $114,477 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 19,116 | $112,018 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,890 | $111,405 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 16,000 | $111,040 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,153 | $110,552 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 42,369 | $109,736 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 10,406 | $104,580 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 16,933 | $103,291 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,392 | $99,450 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 11,862 | $98,336 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 17,456 | $94,437 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 17,735 | $91,335 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 26,780 | $89,445 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,893 | $88,452 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,848 | $87,912 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 30,144 | $85,910 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,935 | $85,373 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,050 | $84,350 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,150 | $83,736 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 14,023 | $82,595 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 18,421 | $81,973 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 30,701 | $75,831 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 60,861 | $70,599 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,188 | $70,581 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,773 | $69,997 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,801 | $69,070 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,089 | $67,627 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,970 | $63,626 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,683 | $61,922 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,614 | $58,999 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,301 | $56,710 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 11,961 | $52,419 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,153 | $50,189 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,626 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,206 | $49,397 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 12,200 | $46,970 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,500 | $45,080 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 15,100 | $40,770 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,205 | $39,666 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 16,303 | $36,845 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,024 | $36,468 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,535 | $36,226 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,400 | $33,168 | dollars as filed | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 15,271 | $29,015 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 11,525 | $27,545 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,370 | $27,066 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 33,747 | $23,626 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 13,413 | $23,607 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 13,724 | $21,684 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 200 | $18,040 | dollars as filed | put |
| NIKOLA CORP | 654110105 | COM | 12,714 | $13,223 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,100 | $13,020 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,300 | $9,660 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $7,120 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 10,614 | $7,020 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10,000 | $5,647 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $5,450 | dollars as filed | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $4,346 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,570 | $2,431 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 800 | $2,067 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $1,820 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 4,000 | $1,200 | dollars as filed | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 600 | $1,200 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 100 | $1,064 | dollars as filed | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $780 | dollars as filed | put |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $726 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $640 | dollars as filed | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $585 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 300 | $570 | dollars as filed | put |
| ISHARES TR | 464287168 | COM | 300 | $495 | dollars as filed | put |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $314 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $302 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $300 | dollars as filed | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 200 | $300 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 100 | $194 | dollars as filed | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 100 | $5 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002489 | this filing | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-24-002673 | base | 2024-05-24 | acceptance time not in the bulk data set |