13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 2,808 holding rows worth $20,199,635,956.
- Accession
- 0001085146-24-002487
- Filer
- CIK 1534468
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 2,808 entries on the cover page, a total value of $20,199,635,956 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,199,635,956 with VALUE read as dollars as filed, 13F file number 028-14619. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMKEN CO | 887389104 | COM | 2,615 | $228,614 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,144 | $228,560 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 4,476 | $227,742 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 6,617 | $227,559 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 18,861 | $227,464 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 3,163 | $227,422 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 5,164 | $227,009 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,934 | $226,991 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,885 | $226,855 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,977 | $226,520 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 1,464 | $225,632 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 22,387 | $225,437 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 6,629 | $225,386 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 14,413 | $224,641 | dollars as filed | |
| PACER FDS TR | 69374H402 | CMN | 4,522 | $223,886 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,598 | $223,189 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 15,352 | $223,051 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,712 | $223,049 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 3,697 | $222,750 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 6,227 | $221,386 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 12,650 | $221,249 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 17,294 | $221,021 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,045 | $220,311 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 3,568 | $220,275 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,849 | $219,594 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 5,743 | $219,268 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 7,807 | $218,284 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $217,961 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 4,381 | $217,797 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 6,993 | $217,273 | dollars as filed | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 4,999 | $216,984 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,810 | $216,306 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 4,047 | $215,867 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 2,450 | $215,836 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 8,554 | $215,304 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 3,466 | $215,273 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,525 | $215,201 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 1,829 | $215,109 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,852 | $214,630 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 8,486 | $214,441 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 7,828 | $214,305 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 51,222 | $214,109 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 31,461 | $213,306 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 4,471 | $212,820 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,296 | $212,437 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,233 | $212,250 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,329 | $212,083 | dollars as filed | |
| iShares iBonds Dec. 2029 Municipal Bond ETF | 46436E163 | ETF | 8,396 | $211,957 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,242 | $211,148 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 46,880 | $210,960 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 2,277 | $210,873 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 9,524 | $210,576 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 10,735 | $210,519 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,364 | $210,303 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,185 | $209,993 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 28,882 | $209,684 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 14,705 | $209,546 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,222 | $209,451 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,759 | $208,994 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,032 | $208,164 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,503 | $208,078 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,159 | $208,033 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,209 | $207,814 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 1,953 | $207,565 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 1,548 | $207,459 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,000 | $207,315 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,445 | $207,263 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 9,405 | $207,192 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,672 | $206,939 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R601 | CALVERT ULT SHR | 4,100 | $206,463 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 773 | $206,422 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,743 | $206,353 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,934 | $205,894 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 1,596 | $205,788 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H737 | ALLIA US JUN ETF | 7,388 | $205,645 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 3,386 | $205,259 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 242 | $205,033 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 24,656 | $204,394 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 10,186 | $204,081 | dollars as filed | |
| AAR CORP | 000361105 | COM | 3,402 | $203,678 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,437 | $203,611 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 3,586 | $203,577 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 2,941 | $203,576 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 7,508 | $203,467 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,242 | $203,437 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 7,770 | $203,429 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 3,442 | $203,181 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,825 | $202,959 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 6,041 | $202,857 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,897 | $202,781 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,027 | $202,619 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,167 | $202,543 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 22,490 | $202,410 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,986 | $202,110 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 2,578 | $201,832 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 2,032 | $201,331 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 13,910 | $201,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,344 | $200,988 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 8,333 | $200,325 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,429 | $200,196 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,875 | $198,535 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,617 | $198,407 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,134 | $196,813 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 38,509 | $196,781 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,366 | $193,945 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,771 | $193,205 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,839 | $192,975 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 122,785 | $191,544 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 13,402 | $191,381 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,621 | $190,360 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 13,435 | $190,106 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,258 | $189,774 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 35,185 | $189,178 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 40,791 | $188,045 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 18,419 | $186,584 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,196 | $183,511 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,794 | $181,805 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 22,314 | $181,413 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,098 | $179,346 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 14,421 | $179,253 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,729 | $178,398 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 27,823 | $175,007 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,991 | $173,970 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,619 | $173,252 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,910 | $169,250 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 18,494 | $166,446 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 13,319 | $165,421 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 10,235 | $163,248 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,014 | $162,453 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 29,212 | $162,127 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,397 | $160,976 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,142 | $158,019 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 24,974 | $157,836 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,072 | $156,074 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 12,486 | $155,454 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 11,509 | $155,026 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 12,333 | $154,035 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,388 | $153,647 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,569 | $152,616 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 24,821 | $152,152 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,485 | $151,036 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,076 | $150,708 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,745 | $149,408 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,322 | $148,231 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 11,398 | $146,806 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,470 | $146,280 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 13,700 | $145,357 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 11,442 | $144,971 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,958 | $143,831 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 11,358 | $142,202 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,213 | $139,921 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,689 | $139,834 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 15,480 | $139,785 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,016 | $139,420 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 11,592 | $138,640 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 19,701 | $137,909 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,421 | $134,148 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,938 | $132,897 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,945 | $132,221 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 37,253 | $131,132 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,591 | $130,630 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,963 | $130,275 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,846 | $129,718 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,280 | $128,546 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 15,824 | $126,750 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 29,444 | $126,168 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 24,100 | $126,164 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 20,449 | $123,716 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,719 | $122,235 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 26,197 | $121,030 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 17,183 | $118,992 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 61,972 | $117,747 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,930 | $117,404 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,171 | $116,849 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,514 | $116,281 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 25,700 | $114,108 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,035 | $113,090 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 78,000 | $111,540 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 27,959 | $110,718 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $110,442 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 14,844 | $110,291 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 110,000 | $109,177 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,178 | $108,803 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 39,540 | $108,735 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,266 | $106,248 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,851 | $105,993 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,005 | $105,209 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,068 | $104,385 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 94,000 | $104,180 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 13,378 | $103,278 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,769 | $100,427 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,309 | $99,734 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 11,619 | $99,110 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 34,596 | $98,599 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,365 | $96,964 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 26,522 | $96,275 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 90,000 | $94,725 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 107,000 | $94,679 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 91,000 | $94,049 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,286 | $93,500 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,506 | $92,238 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 11,364 | $91,707 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 91,000 | $91,171 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,448 | $90,981 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $89,939 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 80,000 | $89,800 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 96,000 | $88,973 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,130 | $88,876 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,281 | $88,678 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 10,624 | $87,967 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 11,759 | $84,663 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 95,000 | $84,544 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 85,000 | $83,470 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 14,122 | $83,320 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,425 | $80,886 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 81,000 | $80,804 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,175 | $77,941 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,065 | $77,096 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,712 | $76,482 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,923 | $75,212 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 10,747 | $73,080 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,125 | $70,136 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 11,530 | $69,757 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,495 | $69,687 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,277 | $69,575 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,659 | $67,979 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 13,746 | $66,117 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 69,000 | $65,378 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 49,000 | $64,803 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,374 | $64,730 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 10,107 | $62,764 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 39,210 | $61,952 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,631 | $59,854 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,977 | $57,629 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 56,000 | $55,233 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,539 | $55,009 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,160 | $53,974 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 32,075 | $52,924 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,177 | $52,662 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 10,619 | $51,608 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,152 | $51,524 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 56,000 | $51,033 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,177 | $49,629 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 320,000 | $49,280 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $49,250 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 40,195 | $48,234 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 19,820 | $47,964 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,467 | $47,416 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 48,000 | $47,232 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,552 | $46,689 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,434 | $45,075 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 22,446 | $43,770 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,410 | $41,958 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 45,000 | $41,796 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,537 | $41,727 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,302 | $40,967 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 43,000 | $39,987 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,513 | $39,584 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 13,071 | $36,403 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,063 | $36,065 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 15,963 | $35,510 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 240,001 | $35,016 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 36,000 | $34,902 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 13,000 | $33,930 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 17,034 | $33,557 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,500 | $33,500 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 13,840 | $33,493 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,801 | $33,450 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 36,000 | $33,048 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 12,750 | $32,003 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,402 | $31,698 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,850 | $31,403 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,953 | $30,670 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,246 | $27,890 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 10,460 | $24,581 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 20,182 | $24,017 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 14,127 | $23,451 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $23,134 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 10,011 | $22,625 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 11,934 | $22,078 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 16,090 | $20,917 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 19,826 | $20,619 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 22,000 | $19,301 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 32,283 | $18,724 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,650 | $18,722 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 11,700 | $17,901 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 15,000 | $15,638 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 10,081 | $14,315 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 10,000 | $13,894 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $12,895 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $12,200 | dollars as filed | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,801 | $12,110 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 13,546 | $11,920 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,500 | $11,370 | dollars as filed | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,128 | $11,330 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $10,700 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,555 | $9,402 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 12,479 | $8,737 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,449 | $7,359 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 14,536 | $7,268 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,800 | $4,388 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 10,625 | $2,656 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,000 | $1,330 | dollars as filed | put |
| GMS INC | 36251C103 | COM | 1,000 | $850 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $800 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $550 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $380 | dollars as filed | call |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $110 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002487 | this filing | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-24-002672 | base | 2024-05-24 | acceptance time not in the bulk data set |