13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-09, with 556 holding rows worth $1,238,567,870.
- Accession
- 0001085146-24-002364
- Filer
- CIK 1655006
- Filed
- 2024-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 556 entries on the cover page, a total value of $1,238,567,870 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,238,567,870 with VALUE read as dollars as filed, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 7,935 | $231,706 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,211 | $228,897 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 3,112 | $228,514 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,831 | $228,385 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,007 | $228,196 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,962 | $227,620 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,440 | $226,653 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,143 | $226,227 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,630 | $225,319 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,236 | $224,450 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 3,987 | $224,139 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 885 | $223,087 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,386 | $221,957 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,386 | $221,847 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,553 | $221,846 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 520 | $220,932 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,682 | $220,600 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 343 | $220,520 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,375 | $220,400 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 69 | $220,364 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,849 | $219,431 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,984 | $218,444 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,026 | $215,744 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,943 | $214,197 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,795 | $209,046 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,138 | $208,937 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 1,882 | $207,572 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V583 | GLOB CO PLUS ETF | 3,889 | $205,672 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 958 | $205,606 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,479 | $205,331 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,056 | $205,118 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,557 | $200,843 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 750 | $200,503 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,410 | $183,980 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,413 | $179,413 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 12,980 | $171,076 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 73,781 | $164,532 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 24,782 | $144,479 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,349 | $136,620 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,583 | $119,362 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,859 | $118,174 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 11,577 | $104,193 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 125,000 | $96,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 18,838 | $94,567 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 50,000 | $66,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 10,342 | $64,327 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 15,000 | $53,400 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 11,600 | $45,008 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 35,866 | $41,963 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 11,820 | $40,661 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,382 | $35,092 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 27,679 | $24,455 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 35,000 | $22,029 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 10,000 | $15,500 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 10,985 | $12,084 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $8,314 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002364 | this filing | 2024-05-09 | acceptance time not in the bulk data set |