13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-08, with 77 holding rows worth $383,359,583.
- Accession
- 0001085146-24-002321
- Filer
- CIK 1569356
- Filed
- 2024-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 77 entries on the cover page, a total value of $383,359,583 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,359,583 with VALUE read as dollars as filed, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 850,000 | $50,150,000 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 31,500 | $37,938,600 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 33,000 | $31,011,750 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 28,000 | $29,211,000 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 26,000 | $25,714,000 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 147,101 | $22,201,954 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 16,000 | $18,040,000 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 12,000 | $13,524,000 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 10,000 | $12,300,000 | dollars as filed | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 216,325 | $11,369,227 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 265,500 | $10,906,740 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 874,500 | $9,278,445 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 20,500 | $8,712,705 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 303,000 | $8,302,200 | dollars as filed | principal |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 7,500 | $6,862,500 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 10,000 | $5,885,000 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,934 | $5,243,620 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 409,624 | $4,976,932 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 400,360 | $4,588,126 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 400,000 | $4,360,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 50,915 | $4,306,391 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 143,332 | $4,102,162 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 351,655 | $3,892,821 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 460,671 | $3,778,983 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 289,861 | $3,547,899 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 117,322 | $2,545,460 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 238,745 | $2,523,535 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 42,041 | $2,426,202 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 144,010 | $2,353,123 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 201,897 | $2,132,032 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 178,646 | $1,968,679 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 229,450 | $1,950,325 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 136,127 | $1,498,758 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 132,235 | $1,436,072 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 124,854 | $1,289,742 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 116,982 | $1,222,462 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 27,450 | $1,210,772 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 54,742 | $1,152,867 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 116,303 | $1,131,628 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 12,375 | $1,077,606 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 85,393 | $1,029,840 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 100,000 | $1,013,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 78,893 | $958,550 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 407,186 | $940,600 | dollars as filed | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 95,289 | $939,550 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 93,857 | $934,816 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 73,630 | $883,560 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 69,579 | $809,204 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 25,666 | $795,606 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 34,317 | $682,219 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,000,000 | $675,000 | dollars as filed | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 65,146 | $661,883 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 16,650 | $655,686 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 101,459 | $618,900 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 47,342 | $571,891 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 12,500 | $567,625 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 33,900 | $484,770 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 20,400 | $407,796 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 34,400 | $404,888 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 638 | $387,477 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,051 | $323,995 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 27,422 | $301,368 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 25,000 | $280,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 28,511 | $275,986 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,002 | $252,219 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 19,872 | $246,612 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 14,000 | $230,763 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 15,300 | $197,064 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 27,113 | $191,418 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,180,000 | $188,800 | dollars as filed | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 16,950 | $177,467 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 299,447 | $74,862 | dollars as filed | principal |
| Israel Acquisitions Corp | G49667119 | Warrant | 400,000 | $28,000 | dollars as filed | principal |
| MariaDB PLC | G5920M118 | Warrant | 288,530 | $25,968 | dollars as filed | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 577,000 | $8,655 | dollars as filed | put |
| CONX Corp | 212873111 | Warrant | 27,300 | $5,457 | dollars as filed | principal |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 362,456 | $3,770 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002321 | this filing | 2024-05-08 | acceptance time not in the bulk data set |