13F-HR filed by Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-07, with 530 holding rows worth $3,313,078,924.
- Accession
- 0001085146-24-002270
- Filer
- CIK 1510434
- Filed
- 2024-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 530 entries on the cover page, a total value of $3,313,078,924 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,313,078,924 with VALUE read as dollars as filed, 13F file number 028-14067. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 5,075 | $212,491 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,300 | $211,278 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,905 | $211,064 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,632 | $209,272 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 4,194 | $208,233 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,539 | $208,199 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 246 | $207,489 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,815 | $207,165 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,550 | $204,405 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,175 | $203,232 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 7,506 | $203,188 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,739 | $202,577 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 900 | $200,925 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,932 | $200,838 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 7,878 | $200,417 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 19,762 | $149,204 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,837 | $147,926 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,289 | $135,705 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 10,000 | $119,300 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 30,000 | $103,500 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $98,940 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460E240 | FUND | 10,000 | $98,100 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,288 | $59,796 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,581 | $54,534 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,110 | $51,215 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 45,653 | $37,034 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 13,650 | $30,167 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 21,800 | $26,160 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 10,250 | $10,660 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 13,000 | $2,730 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002270 | this filing | 2024-05-07 | acceptance time not in the bulk data set |