13F-HR filed by GREAT VALLEY ADVISOR GROUP, INC.
GREAT VALLEY ADVISOR GROUP, INC. filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-06, with 749 holding rows worth $3,293,368,210.
- Accession
- 0001085146-24-002252
- Filer
- CIK 1769897
- Filed
- 2024-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 749 entries on the cover page, a total value of $3,293,368,210 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,293,368,210 with VALUE read as dollars as filed, 13F file number 028-19465. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Tech ETF | 464287291 | SHS | 6,505 | $486,777 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,841 | $485,579 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,403 | $483,823 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,950 | $483,255 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,967 | $480,619 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 14,580 | $473,608 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,047 | $470,492 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,982 | $469,969 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,656 | $469,759 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 9,548 | $469,398 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 3,217 | $468,070 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 11,859 | $460,841 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 3,612 | $458,321 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 106,130 | $457,420 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,727 | $451,982 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,237 | $449,975 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,533 | $447,806 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,012 | $443,469 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 4,393 | $442,405 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,644 | $441,157 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 290 | $438,814 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,324 | $438,519 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 7,935 | $438,250 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 59,808 | $436,562 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 8,387 | $435,077 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,466 | $429,869 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,679 | $427,848 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 6,348 | $427,411 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 8,697 | $426,244 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 2,993 | $426,050 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 8,762 | $421,016 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,380 | $418,304 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 840 | $418,192 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,831 | $414,937 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,645 | $413,049 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 3,177 | $411,002 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,281 | $410,597 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,946 | $408,383 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 5,459 | $407,764 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,932 | $401,267 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 15,767 | $400,955 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,406 | $400,562 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 8,427 | $396,407 | dollars as filed | |
| RBB FD INC | 74933W460 | US TRSRY 6 MNTH | 7,881 | $394,923 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 14,487 | $391,960 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 13,082 | $389,701 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,247 | $387,454 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 21,510 | $385,242 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,614 | $385,214 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,212 | $384,917 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,523 | $384,716 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 5,415 | $383,819 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,786 | $383,629 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,783 | $383,180 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,556 | $379,165 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,287 | $374,428 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 9,743 | $371,989 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 13,191 | $363,156 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 16,852 | $361,989 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,151 | $359,888 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,088 | $359,365 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 11,859 | $358,390 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,484 | $357,197 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 909 | $357,115 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,423 | $355,473 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,471 | $351,870 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 10,665 | $348,298 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,395 | $344,072 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,682 | $343,361 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,300 | $342,446 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,191 | $342,315 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,732 | $341,725 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,210 | $341,533 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,448 | $339,279 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 20,937 | $337,714 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,575 | $335,907 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 197 | $335,798 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,572 | $333,473 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,287 | $331,418 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 954 | $331,361 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 5,228 | $330,558 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,260 | $330,235 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,443 | $329,290 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,870 | $328,619 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 8,455 | $328,168 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,519 | $326,749 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 11,258 | $326,693 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,823 | $325,873 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,720 | $323,552 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 47,850 | $322,991 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,118 | $321,161 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 5,631 | $320,991 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 17,000 | $320,280 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,124 | $317,857 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 995 | $316,375 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,640 | $314,230 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 8,547 | $313,846 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,381 | $313,621 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,355 | $313,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,985 | $311,548 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,586 | $310,371 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 6,500 | $310,225 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 12,102 | $307,876 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,682 | $306,775 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,224 | $305,513 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 12,313 | $304,377 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,180 | $303,498 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 5,078 | $302,876 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 42,621 | $302,186 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 10,005 | $298,167 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,633 | $296,585 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,758 | $293,755 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 7,800 | $290,864 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,187 | $289,815 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,373 | $289,392 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,743 | $287,142 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,266 | $286,378 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 21,553 | $285,146 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,439 | $284,438 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,507 | $281,936 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,270 | $281,070 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 6,823 | $280,430 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,437 | $280,310 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 888 | $278,212 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 25,239 | $277,355 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,226 | $276,356 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,073 | $275,970 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,675 | $275,550 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,565 | $274,371 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,449 | $273,283 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,753 | $273,037 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 4,547 | $271,205 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,873 | $268,008 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,341 | $265,972 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,216 | $262,631 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 2,639 | $262,369 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 9,516 | $261,127 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,415 | $260,191 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,270 | $257,695 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,551 | $257,167 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,971 | $256,804 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,536 | $255,966 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,702 | $253,015 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 840 | $252,038 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,513 | $252,016 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,483 | $249,330 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,287 | $249,061 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,977 | $248,824 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,731 | $248,765 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 1,990 | $248,730 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,425 | $247,752 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,363 | $247,048 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,067 | $247,016 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 7,024 | $244,845 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,052 | $244,718 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,216 | $244,644 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,686 | $244,638 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 44,283 | $244,055 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,416 | $239,595 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,534 | $236,502 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,070 | $236,213 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,388 | $235,247 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,866 | $235,028 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 716 | $234,792 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 770 | $234,088 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,711 | $233,518 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 4,911 | $233,062 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,450 | $232,947 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,377 | $231,384 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,006 | $230,890 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,400 | $229,716 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 7,600 | $228,000 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,117 | $227,663 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 536 | $227,512 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 5,600 | $227,040 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,240 | $226,251 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 1,299 | $223,677 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 5,746 | $223,419 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 5,862 | $223,109 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 6,521 | $223,024 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 18,938 | $222,595 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,854 | $222,547 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,500 | $222,095 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 2,198 | $220,056 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 7,407 | $219,554 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,708 | $217,924 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 1,225 | $217,291 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,495 | $217,161 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 703 | $216,626 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,177 | $215,521 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,868 | $213,872 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,230 | $213,502 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,596 | $212,044 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,606 | $211,767 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,402 | $211,616 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 325 | $211,333 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 6,965 | $211,248 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,696 | $211,136 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,608 | $210,581 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 9,800 | $209,524 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,446 | $209,309 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 2,620 | $209,035 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,706 | $208,990 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,100 | $208,316 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 1,092 | $206,572 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,020 | $205,336 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 5,673 | $204,976 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 779 | $204,815 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 882 | $204,732 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,500 | $204,376 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 360 | $201,998 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,944 | $201,378 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 633 | $200,794 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,870 | $200,239 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,403 | $200,023 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,640 | $199,962 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,294 | $186,912 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,100 | $180,708 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 16,000 | $165,280 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 21,186 | $164,615 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 10,992 | $159,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,217 | $157,382 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,809 | $143,220 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 34,023 | $140,855 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,015 | $140,253 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 15,008 | $131,272 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,942 | $118,943 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,979 | $116,552 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,356 | $101,238 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,774 | $93,844 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,343 | $92,077 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,400 | $88,312 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 12,274 | $73,890 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 17,665 | $73,840 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,044 | $59,089 | dollars as filed | |
| VIVAKOR INC | 92852R403 | COM | 69,357 | $55,000 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,403 | $52,568 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,400 | $52,094 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 20,602 | $51,067 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,639 | $48,893 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 55,190 | $48,165 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 24,300 | $25,029 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $21,700 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 15,000 | $19,950 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 11,000 | $16,000 | dollars as filed | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,000 | $15,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,000 | $14,280 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 13,270 | $13,800 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 100,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-002252 | this filing | 2024-05-06 | acceptance time not in the bulk data set |