13F-HR filed by High Falls Advisors, Inc
High Falls Advisors, Inc filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-15, with 110 holding rows worth $373,844,595.
- Accession
- 0001085146-24-001519
- Filer
- CIK 1569139
- Filed
- 2024-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 110 entries on the cover page, a total value of $373,844,595 stated on the cover page (in dollars after the unit check, H1), rows summing to $373,844,595 with VALUE read as dollars as filed, 13F file number 028-17373. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 219,203 | $104,697,754 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 916,992 | $42,245,827 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 148,964 | $21,918,583 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 377,681 | $19,677,164 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 165,690 | $15,588,123 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 127,126 | $12,312,169 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 239,898 | $12,107,649 | dollars as filed | |
| Apple Inc | 037833100 | COM | 55,778 | $10,738,865 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 103,102 | $10,194,732 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 79,285 | $9,732,293 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 87,043 | $9,632,207 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 80,262 | $8,421,114 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 34,726 | $7,757,468 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 150,900 | $7,632,546 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 89,109 | $6,692,097 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 48,168 | $5,221,870 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 70,455 | $3,903,898 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 9,411 | $3,854,135 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 61,816 | $3,155,707 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,315 | $3,126,853 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,354 | $3,020,337 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 65,511 | $2,562,127 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 61,118 | $2,461,240 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 31,008 | $2,419,583 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 22,409 | $1,995,719 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,883 | $1,859,892 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 12,218 | $1,432,183 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,637 | $1,338,196 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 4,484 | $1,325,910 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 56,996 | $1,313,187 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,216 | $1,296,072 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,273 | $1,113,801 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,551 | $1,053,007 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,018 | $1,045,978 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,708 | $1,043,496 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,380 | $1,015,443 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,804 | $980,222 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,578 | $948,822 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 14,755 | $784,805 | dollars as filed | |
| IVLU | 46435G409 | COM | 29,583 | $784,233 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 6,422 | $764,907 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,482 | $733,970 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,789 | $728,887 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,810 | $656,434 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,978 | $630,292 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 5,765 | $630,288 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,073 | $626,483 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,534 | $613,252 | dollars as filed | |
| IJH | 464287507 | COM | 2,211 | $612,694 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,761 | $579,157 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,748 | $569,405 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,525 | $555,766 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,701 | $515,642 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 15,658 | $488,378 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,483 | $485,256 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,462 | $464,539 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 17,549 | $463,287 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,488 | $456,454 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,000 | $419,420 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,832 | $417,761 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,959 | $417,434 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,648 | $415,032 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 4,813 | $406,104 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,599 | $403,364 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,390 | $400,458 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,953 | $372,991 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,251 | $371,804 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,958 | $361,793 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 5,287 | $360,469 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 574 | $358,717 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,409 | $341,177 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,509 | $324,646 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,208 | $323,601 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 17,503 | $323,062 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,953 | $313,658 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 11,049 | $312,682 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,900 | $308,958 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,978 | $305,972 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 677 | $303,418 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 4,000 | $300,580 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,532 | $282,686 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 615 | $278,726 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,798 | $278,645 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,089 | $277,494 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,680 | $274,713 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 5,192 | $271,776 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,977 | $270,958 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 864 | $268,514 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 14,335 | $265,766 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,681 | $265,230 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 11,083 | $263,318 | dollars as filed | |
| Intel Corp | 458140100 | COM | 5,235 | $263,044 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,874 | $251,507 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,529 | $245,505 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,779 | $243,759 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,350 | $235,805 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,503 | $225,747 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 7,028 | $225,303 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,199 | $224,313 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,318 | $223,872 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,000 | $221,250 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,183 | $220,839 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,447 | $210,808 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 7,033 | $209,870 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,000 | $208,000 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,195 | $203,628 | dollars as filed | |
| Southern Company | 842587107 | COM | 2,900 | $203,346 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,612 | $201,340 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,281 | $170,334 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 25,000 | $15,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001519 | this filing | 2024-02-15 | acceptance time not in the bulk data set |