13F-HR filed by AQR Arbitrage LLC
AQR Arbitrage LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 691 holding rows worth $2,475,869,260.
- Accession
- 0001085146-24-001458
- Filer
- CIK 1167456
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 691 entries on the cover page, a total value of $2,475,869,260 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,475,869,260 with VALUE read as dollars as filed, 13F file number 028-10114. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 147,256 | $46,607,997 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 45,390,000 | $44,187,165 | dollars as filed | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,429,078 | $42,372,163 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,820,449 | $41,697,384 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 933,764 | $39,591,594 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 813,418 | $39,572,786 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 30,900,000 | $38,201,670 | dollars as filed | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 825,718 | $34,349,869 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 42,650,000 | $34,252,215 | dollars as filed | principal |
| AMEDISYS INC | 023436108 | COM | 352,015 | $33,427,344 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 33,353,000 | $32,927,749 | dollars as filed | principal |
| GORES HOLDINGS IX INC | 38287A101 | COM | 3,043,978 | $31,961,769 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 216,329 | $31,185,989 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 31,050,000 | $30,506,625 | dollars as filed | principal |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 130,536 | $29,354,936 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 29,635,000 | $29,220,110 | dollars as filed | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 613,306 | $28,923,511 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 22,025,000 | $28,874,775 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 22,220,000 | $28,241,620 | dollars as filed | principal |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 638,040 | $27,875,968 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 29,850,000 | $27,405,285 | dollars as filed | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 541,867 | $27,223,398 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 2,518,282 | $26,693,789 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 32,529,000 | $25,600,323 | dollars as filed | principal |
| INFINERA CORP | 45667GAG8 | BOND | 25,470,000 | $25,136,343 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 30,885,000 | $25,063,178 | dollars as filed | principal |
| SPLUNK INC | 848637104 | COM | 155,284 | $23,621,802 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 33,095,000 | $23,331,975 | dollars as filed | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 415,006 | $23,157,335 | dollars as filed | |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 2,199,999 | $22,967,990 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 24,070,000 | $21,410,265 | dollars as filed | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,445,838 | $20,530,900 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 473,873 | $19,675,207 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 11,091,000 | $19,520,160 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 22,015,000 | $19,329,170 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 20,520,000 | $19,225,188 | dollars as filed | principal |
| Booking Holdings Inc. | 09857L108 | COM | 5,411 | $19,194,007 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 23,944,000 | $18,961,254 | dollars as filed | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 376,293 | $18,513,616 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 22,150,000 | $18,329,125 | dollars as filed | principal |
| SOVOS BRANDS INC | 84612U107 | COM | 826,822 | $18,214,889 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 21,001,000 | $17,365,727 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 23,800,000 | $17,254,819 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 17,901,000 | $16,907,473 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 17,088,000 | $16,618,080 | dollars as filed | principal |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 19,075,000 | $16,538,025 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 13,187,000 | $15,613,408 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 18,800,000 | $15,592,720 | dollars as filed | principal |
| AGRICULTURE & NAT SOL ACQ CO | G0131Y126 | UNIT 99/99/9999 | 1,500,000 | $15,210,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,219,116 | $15,001,224 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 1,976,399 | $14,981,104 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 16,827,000 | $14,067,372 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 16,950,000 | $14,004,938 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 14,688,000 | $13,806,720 | dollars as filed | principal |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 17,925,000 | $13,721,588 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 13,600,000 | $13,430,000 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 15,595,000 | $13,310,333 | dollars as filed | principal |
| SK GROWTH OPPORTUNITIES CORP | G8192N103 | CLASS A COM | 1,221,552 | $13,204,977 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U126 | UNIT 99/99/9999 | 1,287,000 | $12,972,960 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 92,327 | $12,897,159 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 7,325,000 | $12,562,375 | dollars as filed | principal |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 14,273,000 | $12,524,558 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 19,073,000 | $12,338,324 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 10,625,000 | $12,112,500 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 14,425,000 | $12,009,534 | dollars as filed | principal |
| RPT REALTY | 74971D101 | SH BEN INT | 840,520 | $10,783,872 | dollars as filed | |
| INFINERA CORP | 45667GAE3 | BOND | 11,565,000 | $10,614,336 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 11,025,000 | $10,520,242 | dollars as filed | principal |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 999,997 | $10,379,969 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 11,860,000 | $10,364,127 | dollars as filed | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 584,481 | $9,766,678 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 858,442 | $9,442,862 | dollars as filed | |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 9,525,000 | $9,441,656 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,204,395 | $9,297,929 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,031,349 | $9,065,558 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 773,201 | $8,853,151 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 394,023 | $8,526,658 | dollars as filed | |
| RAYZEBIO INC | 75525N107 | COM | 136,895 | $8,510,762 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 661,249 | $8,470,600 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 711,227 | $8,406,703 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 163,962 | $8,403,053 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 500,418 | $8,291,926 | dollars as filed | |
| ESH ACQUISITION CORP | 296424104 | COM CL A | 800,000 | $8,176,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 10,684,000 | $8,146,550 | dollars as filed | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 16,820 | $8,124,396 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 674,687 | $7,974,800 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,368,293 | $7,895,051 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,021,691 | $7,856,804 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 200,802 | $7,771,037 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 8,225,000 | $7,661,588 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 11,275,000 | $7,563,270 | dollars as filed | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 509,266 | $7,532,044 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 514,746 | $7,494,702 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 593,089 | $7,472,921 | dollars as filed | |
| SILVERBOX CORP III | 82836N107 | COM CL A | 718,294 | $7,427,160 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 891,984 | $7,189,391 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 646,244 | $7,166,846 | dollars as filed | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 7,025,000 | $6,945,969 | dollars as filed | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 378,396 | $6,852,752 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 832,878 | $6,846,257 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 879,846 | $6,836,403 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 461,652 | $6,763,202 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 235,603 | $6,754,738 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H107 | COM | 612,419 | $6,644,746 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 640,459 | $6,609,537 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 262,404 | $6,599,461 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 683,157 | $6,544,644 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 7,637,000 | $6,376,895 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 5,650,000 | $6,359,640 | dollars as filed | principal |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 588,763 | $6,158,461 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 573,646 | $6,143,749 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 8,739,000 | $6,099,822 | dollars as filed | principal |
| Spark I Acquisition Corp Ord Shs | G8316B100 | Common Stock | 599,999 | $6,083,990 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 668,093 | $5,932,666 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 10,255,000 | $5,816,563 | dollars as filed | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 335,603 | $5,738,811 | dollars as filed | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 513,635 | $5,701,349 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 5,600,000 | $5,694,640 | dollars as filed | principal |
| ROVER GROUP INC | 77936F103 | COM CL A | 521,926 | $5,678,555 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 404,567 | $5,623,481 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 499,110 | $5,555,094 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 468,464 | $5,452,921 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP COM | G83752108 | Stock | 498,944 | $5,408,553 | dollars as filed | |
| GOPRO INC | 38268TAD5 | BOND | 5,933,000 | $5,291,643 | dollars as filed | principal |
| FORWARD AIR CORP | 349853101 | COM | 83,536 | $5,251,908 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 384,231 | $5,171,749 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 499,998 | $5,164,979 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 5,060,000 | $5,158,299 | dollars as filed | principal |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 514,377 | $5,102,620 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 513,531 | $4,935,033 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 464,956 | $4,891,337 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 464,573 | $4,878,017 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 409,555 | $4,877,800 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 233,029 | $4,847,003 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 64,437 | $4,840,507 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 83,407 | $4,825,929 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 464,257 | $4,721,494 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 382,837 | $4,666,783 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 457,323 | $4,632,682 | dollars as filed | |
| IRON HORSE ACQUISITIONS CORP | 462837204 | UNIT 10/15/2028 | 460,000 | $4,618,400 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,225,000 | $4,611,063 | dollars as filed | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 394,079 | $4,587,080 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K101 | CL A | 450,000 | $4,585,500 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 702,026 | $4,577,210 | dollars as filed | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,875,000 | $4,573,238 | dollars as filed | principal |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 419,508 | $4,555,857 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 422,886 | $4,452,990 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 446,866 | $4,419,505 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 313,989 | $4,395,846 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L100 | COM | 400,000 | $4,380,000 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 397,745 | $4,359,285 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 395,484 | $4,263,318 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 397,864 | $4,253,166 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F109 | CL A ORD SHS | 403,497 | $4,208,474 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 391,034 | $4,176,243 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 432,306 | $4,119,876 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 402,044 | $4,048,583 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 348,135 | $3,972,220 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 4,225,000 | $3,910,660 | dollars as filed | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 328,193 | $3,849,704 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 350,000 | $3,818,500 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 397,072 | $3,776,155 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 704,721 | $3,713,880 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 187,099 | $3,704,560 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A108 | COM | 350,000 | $3,692,500 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 164,415 | $3,658,234 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 4,000,000 | $3,584,000 | dollars as filed | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 364,834 | $3,575,373 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 304,924 | $3,518,823 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 325,001 | $3,513,261 | dollars as filed | |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 337,611 | $3,409,871 | dollars as filed | |
| HCM ACQUISITION CO | G4365A101 | COM | 300,000 | $3,351,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 565,044 | $3,311,158 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 462,077 | $3,289,988 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 332,237 | $3,262,567 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 233,788 | $3,242,640 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 299,038 | $3,199,707 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 168,393 | $3,194,415 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 119,476 | $3,148,193 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 363,160 | $3,134,071 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 366,571 | $3,097,525 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 221,415 | $3,084,311 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 299,998 | $3,077,979 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 190,269 | $2,998,639 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 330,000 | $2,973,300 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,259 | $2,951,659 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 74,316 | $2,941,427 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 128,304 | $2,938,162 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 280,535 | $2,897,927 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 269,257 | $2,867,587 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 264,280 | $2,864,795 | dollars as filed | |
| CHENGHE ACQUISITION CO | G2086M107 | CLASS A ORD | 258,219 | $2,840,409 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 2,500,000 | $2,821,250 | dollars as filed | principal |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 152,923 | $2,818,371 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 487,199 | $2,811,138 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 252,750 | $2,790,360 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 512,787 | $2,784,433 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 487,301 | $2,782,489 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 504,552 | $2,780,082 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 247,392 | $2,773,264 | dollars as filed | |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 251,831 | $2,767,623 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 243,194 | $2,767,548 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 63,042 | $2,707,654 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 267,957 | $2,684,929 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 181,513 | $2,684,577 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 234,389 | $2,662,659 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 225,938 | $2,661,550 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q109 | SHS CL A | 240,962 | $2,660,220 | dollars as filed | |
| DIRECT SELLING ACQUISITIN CO | 25460L103 | COM | 244,272 | $2,660,098 | dollars as filed | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 249,000 | $2,649,360 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 70,097 | $2,647,564 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 250,000 | $2,645,000 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 421,673 | $2,622,806 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 249,995 | $2,614,948 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 250,000 | $2,607,500 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 245,344 | $2,593,286 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 291,215 | $2,588,901 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 321,595 | $2,579,192 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 231,292 | $2,576,593 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 241,649 | $2,539,731 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 3,150,000 | $2,531,970 | dollars as filed | principal |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 213,545 | $2,502,747 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 168,803 | $2,439,203 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 222,227 | $2,393,385 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 220,332 | $2,361,959 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X102 | COM CL A | 220,000 | $2,354,000 | dollars as filed | |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 5,450,000 | $2,350,096 | dollars as filed | principal |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 225,880 | $2,337,858 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 220,428 | $2,321,107 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 197,879 | $2,291,439 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 205,347 | $2,281,405 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 210,000 | $2,242,800 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 199,997 | $2,171,967 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 198,909 | $2,162,141 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 195,717 | $2,152,887 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 37,448 | $2,138,281 | dollars as filed | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 193,206 | $2,115,606 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 269,836 | $2,110,118 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 196,133 | $2,100,584 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 199,822 | $2,098,131 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 266,455 | $2,094,336 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 191,248 | $2,094,166 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 402,268 | $1,999,272 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A101 | COM CL A | 178,500 | $1,974,210 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 331,425 | $1,963,693 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 93,806 | $1,935,218 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 166,112 | $1,880,388 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 124,512 | $1,867,680 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 175,000 | $1,860,250 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 155,860 | $1,848,500 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 177,294 | $1,834,993 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 195,828 | $1,809,451 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 346,484 | $1,808,646 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 277,139 | $1,801,404 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 191,729 | $1,790,749 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H100 | COMMON STOCK | 167,927 | $1,769,951 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 113,500 | $1,738,820 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 6,613,000 | $1,735,913 | dollars as filed | principal |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 118,550 | $1,716,604 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 180,360 | $1,682,759 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 151,435 | $1,668,814 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 154,100 | $1,653,493 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 162,177 | $1,649,340 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 158,350 | $1,648,424 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 150,000 | $1,636,500 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 212,709 | $1,635,732 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 149,999 | $1,619,989 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 130,332 | $1,605,690 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 149,997 | $1,604,968 | dollars as filed | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 150,000 | $1,597,500 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 145,855 | $1,591,278 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 148,980 | $1,579,188 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 143,071 | $1,572,350 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 171,171 | $1,566,215 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729110 | SHS | 150,000 | $1,548,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 104,416 | $1,519,253 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 143,836 | $1,498,771 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 147,826 | $1,478,260 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 172,698 | $1,471,387 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C101 | USD ORD SHS | 140,000 | $1,458,800 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 1,525,000 | $1,435,025 | dollars as filed | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 202,014 | $1,422,179 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 125,153 | $1,400,462 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 31,080 | $1,368,763 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,125,000 | $1,352,563 | dollars as filed | principal |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 121,349 | $1,328,772 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 73,496 | $1,318,518 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 130,779 | $1,313,021 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 128,727 | $1,298,855 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 120,342 | $1,293,677 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 125,000 | $1,291,250 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 53,665 | $1,268,641 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 171,729 | $1,227,862 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 253,757 | $1,192,658 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 88,261 | $1,178,284 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 2,592,732 | $1,166,989 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 112,370 | $1,147,298 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 103,561 | $1,131,922 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 1,260,000 | $1,126,944 | dollars as filed | principal |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 99,348 | $1,110,711 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 119,581 | $1,096,558 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 100,000 | $1,087,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 84,134 | $1,079,439 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 99,000 | $1,070,190 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 37,093 | $1,069,391 | dollars as filed | |
| TMT ACQUISITION CORP | G89229119 | SHS | 100,000 | $1,052,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 101,198 | $1,017,040 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 75,669 | $1,016,991 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 95,000 | $1,000,350 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 91,612 | $981,165 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 98,228 | $970,493 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 105,707 | $969,333 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 89,032 | $967,778 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R106 | COM | 87,897 | $959,835 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 89,998 | $953,979 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 85,325 | $919,804 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 82,000 | $880,680 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 1,000,000 | $855,600 | dollars as filed | principal |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 82,833 | $843,240 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 101,004 | $816,112 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B104 | COMMON STOCK | 75,000 | $791,250 | dollars as filed | |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 70,262 | $761,640 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 97,954 | $754,246 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 47,205 | $753,864 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 67,788 | $726,009 | dollars as filed | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 189,455 | $725,613 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 60,604 | $707,855 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 653,000 | $662,011 | dollars as filed | principal |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 126,655 | $654,806 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 55,910 | $650,233 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 99,708 | $640,125 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 71,242 | $622,655 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 51,424 | $621,716 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E109 | COMMON STOCK | 55,832 | $614,710 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 78,655 | $606,430 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 575,000 | $601,968 | dollars as filed | principal |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 52,253 | $566,945 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 44,990 | $560,126 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 75,971 | $556,867 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 49,568 | $545,248 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 55,166 | $532,352 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 600,000 | $505,875 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 38,085 | $494,343 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 36,821 | $482,355 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 60,226 | $479,399 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 41,697 | $477,431 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 43,940 | $467,961 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 41,897 | $455,839 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 1,725,000 | $426,878 | dollars as filed | principal |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 29,818 | $417,750 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,778 | $394,787 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 67,903 | $393,837 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 75,055 | $383,531 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 36,712 | $371,525 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 28,620 | $371,488 | dollars as filed | |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 1,642,000 | $359,598 | dollars as filed | principal |
| BANCROFT FUND LIMITED | 059695106 | COM | 22,484 | $359,294 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 26,076 | $345,507 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 26,527 | $324,690 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V105 | COM | 29,995 | $322,746 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 20,347 | $315,582 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 38,387 | $307,096 | dollars as filed | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 26,277 | $283,792 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 32,979 | $270,428 | dollars as filed | |
| AI TRANSN ACQUISITION CORP | G01490138 | UNIT 99/99/9999 | 25,000 | $255,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 835 | $246,225 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 99,999 | $192,998 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,883 | $191,791 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 35,823 | $189,504 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 509,088 | $187,853 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 1,527,830 | $180,284 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 933,094 | $172,622 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 1,099,999 | $167,310 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,578 | $164,971 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 633,294 | $145,151 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,817 | $130,237 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 140,000 | $121,716 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 110,000 | $121,418 | dollars as filed | principal |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,523 | $121,107 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 369,302 | $110,791 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M113 | W EXP 10/31/2028 | 127,339 | $108,238 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 1,172,880 | $105,559 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 90,000 | $103,905 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 100,000 | $100,630 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 75,000 | $80,006 | dollars as filed | principal |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 357,538 | $75,083 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 140,861 | $74,656 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 337,618 | $74,276 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 654,647 | $70,833 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 254,329 | $69,915 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 600,000 | $66,060 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 167,227 | $65,219 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 541,763 | $65,012 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 499,999 | $65,000 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 459,084 | $64,272 | dollars as filed | |
| LAVORO LTD | G5391L110 | *W EXP 02/27/202 | 84,690 | $63,518 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 578,133 | $57,813 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 90,000 | $56,250 | dollars as filed | principal |
| METALS ACQUISITION LIMITED | G60409102 | *W EXP 06/15/202 | 32,725 | $55,960 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 538,763 | $55,008 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 530,225 | $53,023 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 55,000 | $50,380 | dollars as filed | principal |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 344,586 | $46,519 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 308,142 | $46,221 | dollars as filed | |
| ALTERNUS CLEAN ENERGY INC | 02157G101 | CLASS A COM | 29,395 | $44,093 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 780,731 | $43,955 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 717,337 | $43,040 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 389,095 | $42,800 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 1,380,948 | $41,428 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 697,905 | $40,409 | dollars as filed | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 200,090 | $39,998 | dollars as filed | |
| CAPTIVISION INC-28 | G18932114 | Stock Warrant | 611,415 | $39,925 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 40,000 | $39,750 | dollars as filed | principal |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 94,653 | $39,745 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 435,555 | $39,200 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 647,633 | $38,858 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 441,777 | $38,523 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 175,000 | $38,500 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 124,999 | $38,250 | dollars as filed | |
| RF ACQUISITION CORP | 74954L120 | RIGHT 05/01/2028 | 379,435 | $37,944 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 288,767 | $37,857 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 290,100 | $37,713 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 408,681 | $36,781 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 300,001 | $36,000 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M125 | RIGHT 05/10/2027 | 294,492 | $34,809 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 558,924 | $34,150 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 256,173 | $33,302 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 473,002 | $33,110 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE | G02532110 | *W EXP 03/06/202 | 84,139 | $33,033 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 167,927 | $31,906 | dollars as filed | |
| CONCORD ACQUISITION II CORP | 20607u116 | WT | 244,040 | $31,725 | dollars as filed | |
| VAST RENEWABLES LIMITED | Q9379E113 | *W EXP 07/01/202 | 312,638 | $31,295 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 359,290 | $30,540 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F133 | *W EXP 11/30/202 | 201,748 | $30,262 | dollars as filed | |
| 0 | G3034H141 | 0 | 193,214 | $29,175 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 229,541 | $27,729 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 211,702 | $27,542 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 543,699 | $27,185 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M125 | RIGHT 12/27/2024 | 246,133 | $27,075 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 228,043 | $26,749 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W113 | RIGHT 07/15/2026 | 148,114 | $26,661 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 212,704 | $25,524 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 397,864 | $25,463 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 632,275 | $25,291 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 252,780 | $25,278 | dollars as filed | |
| Bynordic Acquisition Corp | 124420118 | Warrant | 208,527 | $25,023 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 249,998 | $25,000 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 188,966 | $24,566 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 150,000 | $23,505 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C119 | RIGHT 03/30/2025 | 140,000 | $23,100 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N113 | RIGHT 11/18/2026 | 120,525 | $22,900 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 484,949 | $22,793 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 33,332 | $22,666 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G128 | RIGHT 99/99/9999 | 205,392 | $22,141 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922111 | WT | 96,032 | $22,087 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 145,688 | $22,013 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 100,000 | $21,760 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 845,264 | $21,132 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 192,445 | $20,880 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 230,000 | $20,700 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 514,961 | $20,598 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y121 | RIGHT 03/31/2024 | 114,912 | $20,064 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 180,312 | $20,033 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 141,676 | $19,636 | dollars as filed | |
| ZOOMCAR HOLDINGS INC | 45784g119 | WT | 238,421 | $19,074 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 188,293 | $18,829 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 243,658 | $18,737 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 475,465 | $17,830 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 193,005 | $17,583 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 578,509 | $17,355 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 64,098 | $17,306 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L112 | RIGHT 06/30/2028 | 121,392 | $17,177 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 166,597 | $16,660 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729128 | RIGHT 99/99/9999 | 150,000 | $16,500 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 329,268 | $16,496 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S117 | RIGHT 10/31/2028 | 145,810 | $16,199 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 358,668 | $15,997 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 225,727 | $15,643 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 72,560 | $15,513 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 100,000 | $14,990 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 367,217 | $14,689 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 195,179 | $14,638 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 363,673 | $14,583 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 95,000 | $14,250 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 464,956 | $13,949 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 125,000 | $13,763 | dollars as filed | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 169,111 | $13,546 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 423,227 | $13,501 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 330,960 | $13,404 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 485,346 | $13,347 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 166,129 | $13,290 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 652,964 | $13,125 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 100,000 | $13,000 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 176,458 | $12,934 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 422,280 | $12,668 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 419,356 | $12,539 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 247,820 | $12,391 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 600,926 | $12,019 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 477,203 | $11,930 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 167,451 | $11,738 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001458 | this filing | 2024-02-14 | acceptance time not in the bulk data set |