13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 849 holding rows worth $1,605,252,962.
- Accession
- 0001085146-24-001396
- Filer
- CIK 1607239
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 849 entries on the cover page, a total value of $1,605,252,962 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,605,252,962 with VALUE read as dollars as filed, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 15,550 | $430,113 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,632 | $428,780 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 28,400 | $422,308 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 508 | $420,975 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 66,100 | $419,735 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,376 | $417,876 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 33,331 | $417,637 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 28,950 | $416,880 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,100 | $416,325 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 38,800 | $414,384 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,629 | $411,585 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,295 | $410,095 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,658 | $408,225 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 908 | $407,103 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,991 | $405,241 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,918 | $404,143 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 8,839 | $404,037 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,324 | $403,820 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 3,338 | $403,788 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 21,590 | $403,301 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 11,858 | $403,172 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,826 | $403,125 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,937 | $402,229 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 36,750 | $402,045 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,260 | $400,724 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 640 | $400,276 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,870 | $398,778 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 19,050 | $398,336 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 5,571 | $398,253 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 19,158 | $397,337 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 27,250 | $396,488 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 9,842 | $396,356 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W622 | S&P 500 PREMIUM | 9,023 | $396,205 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W630 | NASDA 100 ETF | 9,026 | $395,610 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 226,505 | $387,324 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 46,500 | $385,950 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,934 | $385,852 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,621 | $385,686 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 10,513 | $385,410 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 7,308 | $385,373 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 2,630 | $384,559 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,029 | $384,523 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 6,908 | $383,878 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 16,555 | $383,241 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,505 | $383,130 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,133 | $382,229 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,763 | $380,533 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,650 | $380,078 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 25,964 | $379,074 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 534 | $377,266 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,472 | $375,843 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 13,863 | $375,690 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,114 | $375,115 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,519 | $373,845 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,510 | $373,486 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 15,881 | $373,362 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,630 | $371,200 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 8,994 | $371,092 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,057 | $367,729 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 903 | $366,013 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,103 | $365,705 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,032 | $364,895 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 379 | $360,080 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,225 | $360,007 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 66,297 | $359,994 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,290 | $359,681 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 76,634 | $357,116 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 12,860 | $355,450 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 39,985 | $351,067 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,362 | $348,841 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,658 | $346,183 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,367 | $346,151 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 634 | $345,841 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 766 | $345,550 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,137 | $344,743 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,375 | $343,931 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 20,006 | $343,907 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 10,846 | $343,493 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 31,324 | $342,998 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 26,931 | $341,759 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,800 | $341,158 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,223 | $339,839 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,767 | $339,670 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 19,503 | $339,353 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,251 | $339,312 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 22,162 | $339,086 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 31,051 | $338,456 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 19,500 | $338,130 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,448 | $336,809 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 14,550 | $336,687 | dollars as filed | |
| ALICO INC | 016230104 | COM | 11,565 | $336,310 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 8,365 | $336,022 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 9,375 | $334,981 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,877 | $334,603 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,235 | $333,396 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 9,291 | $332,060 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,975 | $331,521 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,600 | $331,128 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,797 | $331,025 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 100,000 | $331,000 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,032 | $330,029 | dollars as filed | |
| Toroso Investments LLC/United States | 88636J105 | RTN STACKED BD | 19,100 | $329,475 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,029 | $326,193 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 17,580 | $324,351 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,657 | $323,357 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 4,600 | $322,782 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 24,500 | $320,950 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,235 | $318,602 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,812 | $317,644 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 9,050 | $317,384 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,778 | $316,487 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,851 | $316,475 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,328 | $316,419 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,675 | $314,507 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,561 | $313,696 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 47,750 | $312,763 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,251 | $312,631 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,470 | $309,836 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 9,770 | $309,514 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,075 | $306,381 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,237 | $306,044 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 2,295 | $305,924 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,747 | $305,469 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,209 | $304,810 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 4,200 | $303,846 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,196 | $301,944 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,502 | $299,906 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 131 | $299,592 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 16,511 | $296,372 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,157 | $295,405 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 14,290 | $294,808 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,017 | $294,595 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,622 | $294,436 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 37,500 | $293,625 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,041 | $293,169 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,988 | $288,103 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,359 | $287,255 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 10,505 | $287,207 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,212 | $286,764 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,355 | $286,739 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,392 | $286,214 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,443 | $286,194 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 46,000 | $286,120 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,208 | $284,818 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N525 | MBS ETF | 5,500 | $284,295 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 26,097 | $282,633 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,234 | $282,438 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,703 | $281,399 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,499 | $280,066 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 3,175 | $279,908 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 35,501 | $279,392 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 623 | $278,039 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,471 | $272,086 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 20,950 | $270,674 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,313 | $270,367 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $269,200 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 8,250 | $269,198 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,974 | $268,425 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 23,700 | $267,336 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,165 | $264,467 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 9,188 | $263,787 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,435 | $262,779 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,305 | $262,247 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,000 | $259,700 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 22,290 | $259,456 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,873 | $258,174 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,919 | $257,882 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,505 | $257,714 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,379 | $257,384 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 905 | $257,255 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,007 | $256,482 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,775 | $256,438 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,849 | $255,897 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,308 | $254,331 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,835 | $254,189 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 40,000 | $254,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 73,986 | $253,032 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 12,323 | $251,631 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,930 | $250,663 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 13,975 | $250,292 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 17,425 | $249,526 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 20,469 | $249,312 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,774 | $249,299 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,372 | $248,078 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 10,800 | $247,617 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N533 | MULTI QIS ALTERN | 10,000 | $247,100 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,532 | $245,626 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 8,860 | $245,333 | dollars as filed | |
| BALL CORP | 058498106 | COM | 4,250 | $244,460 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,695 | $243,778 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 942 | $243,761 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 25,700 | $242,608 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,973 | $242,186 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,174 | $241,797 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,900 | $240,051 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,081 | $239,718 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,120 | $238,305 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,794 | $237,246 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,299 | $236,314 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,827 | $236,121 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 15,000 | $234,750 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,025 | $233,954 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,559 | $233,877 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,750 | $233,830 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 3,848 | $232,483 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,048 | $232,075 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,760 | $231,764 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,878 | $229,740 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,036 | $228,994 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,079 | $228,388 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,347 | $226,854 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,315 | $226,060 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,929 | $225,592 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 29,181 | $225,278 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,583 | $224,296 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,121 | $223,193 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,300 | $223,107 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 823 | $222,888 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,428 | $222,580 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 22,500 | $222,300 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 42,118 | $221,541 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,001 | $220,630 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,326 | $220,003 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 17,750 | $219,923 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,100 | $219,480 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,744 | $219,307 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,710 | $218,726 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,781 | $218,242 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 25,131 | $218,138 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,231 | $215,376 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,799 | $211,335 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N702 | KING TACT BD ETF | 9,150 | $211,228 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,842 | $211,075 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,620 | $210,993 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,750 | $208,333 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,275 | $208,278 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 6,130 | $208,114 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,095 | $207,677 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,001 | $207,548 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,070 | $206,999 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,718 | $205,403 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,301 | $205,303 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,428 | $204,565 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 746 | $204,404 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 4,750 | $203,585 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 7,200 | $202,464 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 6,915 | $202,331 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 16,500 | $201,960 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,980 | $201,940 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 897 | $201,717 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 693 | $201,677 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,324 | $201,569 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H836 | US LRGCP B10 DEC | 7,000 | $200,382 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,016 | $200,110 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 19,100 | $198,449 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,000 | $197,340 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 10,430 | $196,084 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 43,883 | $195,718 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,900 | $193,333 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,900 | $193,320 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,000 | $192,800 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,237 | $190,800 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,100 | $187,878 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 11,386 | $187,414 | dollars as filed | |
| F N B CORP | 302520101 | COM | 13,554 | $186,644 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 68,850 | $186,584 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 63,750 | $178,500 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 34,950 | $177,546 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,311 | $175,616 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 46,107 | $174,746 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 18,650 | $173,632 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 17,000 | $172,210 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 20,600 | $169,538 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 10,005 | $169,385 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,000 | $168,800 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 20,000 | $168,800 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 24,600 | $167,772 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,700 | $166,599 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,800 | $166,374 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 31,925 | $166,329 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,805 | $163,179 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,076 | $159,400 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 32,500 | $156,325 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,500 | $156,165 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $155,800 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 28,850 | $152,617 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 21,700 | $147,560 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 11,100 | $143,634 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,000 | $141,800 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,750 | $140,853 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,600 | $136,836 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 58,100 | $129,563 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,084 | $127,912 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,339 | $126,229 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,085 | $125,155 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 12,750 | $122,910 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,000 | $121,600 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,499 | $120,214 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 15,000 | $119,400 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,326 | $117,136 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 22,613 | $116,907 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 10,000 | $113,600 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,908 | $103,954 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,000 | $100,700 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,125 | $100,594 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 66,750 | $97,455 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,290 | $94,034 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,150 | $84,630 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $78,600 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,850 | $78,526 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,000 | $73,900 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 10,442 | $70,797 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 18,244 | $70,785 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,037 | $70,532 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 22,000 | $65,560 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 17,939 | $59,199 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,000 | $57,100 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $49,800 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,548 | $47,181 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,362 | $44,311 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 10,000 | $31,900 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 97,500 | $24,278 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,500 | $12,750 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 20,000 | $11,456 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 300 | $10,785 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,100 | $8,085 | dollars as filed | call |
| Adobe Inc | 00724F101 | COM | 300 | $6,695 | dollars as filed | call |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,000 | $6,000 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 20,900 | $5,879 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 600 | $5,460 | dollars as filed | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,200 | $5,160 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 500 | $5,150 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 300 | $4,035 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 500 | $3,050 | dollars as filed | call |
| KKR & CO INC | 48251W104 | COM | 100 | $2,750 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $2,700 | dollars as filed | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 500 | $2,600 | dollars as filed | call |
| ALBEMARLE CORP | 012653101 | COM | 100 | $2,330 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $2,255 | dollars as filed | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $2,250 | dollars as filed | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,000 | $2,150 | dollars as filed | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 300 | $1,860 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 500 | $1,825 | dollars as filed | call |
| Applied Materials,Inc. | 038222105 | COM | 100 | $1,615 | dollars as filed | call |
| NIKE,Inc. Class B | 654106103 | COM | 800 | $1,600 | dollars as filed | call |
| GRAHAM CORP | 384556106 | COM | 1,500 | $1,500 | dollars as filed | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 200 | $1,480 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $1,475 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $1,370 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001396 | this filing | 2024-02-14 | acceptance time not in the bulk data set |