13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 1,051 holding rows worth $3,020,218,555.
- Accession
- 0001085146-24-001392
- Filer
- CIK 1541625
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,051 entries on the cover page, a total value of $3,020,218,555 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,020,218,555 with VALUE read as dollars as filed, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,137 | $204,546 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 41,299 | $204,017 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,345 | $203,103 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 364 | $202,038 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 128 | $201,157 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 12,891 | $200,326 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 26,425 | $200,302 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,479 | $196,801 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,047 | $188,651 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 12,303 | $187,375 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,849 | $179,947 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,998 | $159,487 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,158 | $147,044 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,154 | $140,678 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,000 | $139,400 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,000 | $134,700 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 16,325 | $108,561 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,847 | $103,632 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,492 | $98,940 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 19,571 | $88,070 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,000 | $84,480 | dollars as filed | |
| STEM INC | 85859N102 | COM | 20,835 | $80,840 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,575 | $79,725 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,319 | $79,663 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 31,462 | $75,194 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,650 | $71,648 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,772 | $62,042 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,277 | $60,280 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 16,000 | $53,920 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 12,016 | $53,832 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 12,772 | $53,770 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 14,150 | $53,629 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 41,755 | $47,601 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 57,493 | $46,782 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,557 | $46,451 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 21,330 | $44,793 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,578 | $41,333 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,967 | $39,024 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 20,535 | $32,856 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 25,100 | $18,966 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 10,500 | $18,480 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 15,000 | $17,700 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,700 | $17,526 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 30,500 | $12,017 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 11,025 | $11,356 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,925 | $9,505 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,405 | $7,346 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,000 | $6,779 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,200 | $3,421 | dollars as filed | |
| SOCIETY PASS INC | 83370P102 | COM | 10,950 | $3,287 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 11,025 | $662 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001392 | this filing | 2024-02-14 | acceptance time not in the bulk data set |