13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 552 holding rows worth $1,244,887,450.
- Accession
- 0001085146-24-001385
- Filer
- CIK 1655006
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 552 entries on the cover page, a total value of $1,244,887,450 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,244,887,450 with VALUE read as dollars as filed, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,194 | $230,692 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,539 | $230,530 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,001 | $226,174 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,236 | $224,204 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,692 | $223,881 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 633 | $223,820 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 7,765 | $219,750 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 10,153 | $218,593 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 5,340 | $218,175 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 8,802 | $216,343 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 569 | $216,123 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 4,708 | $215,427 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,603 | $215,112 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,175 | $213,092 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,560 | $212,378 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 450 | $212,005 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,967 | $211,276 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 7,859 | $211,018 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,608 | $210,640 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 3,040 | $209,140 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,050 | $208,549 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 71,388 | $207,739 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,571 | $205,904 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 672 | $204,647 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,623 | $204,568 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,280 | $203,799 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,777 | $203,278 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 665 | $202,841 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 808 | $202,566 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 439 | $200,981 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 15,520 | $200,518 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,468 | $193,470 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,484 | $192,696 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,126 | $188,363 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,630 | $173,337 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 24,779 | $172,957 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 10,060 | $170,517 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,859 | $121,389 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,596 | $118,132 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,283 | $106,532 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,175 | $102,583 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 50,000 | $101,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 15,000 | $83,850 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 125,000 | $79,250 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 35,866 | $72,091 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 15,621 | $63,265 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 10,342 | $58,639 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 11,600 | $54,752 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 35,000 | $38,500 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,382 | $33,079 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 68,000 | $17,592 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $7,528 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001385 | this filing | 2024-02-14 | acceptance time not in the bulk data set |