13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 1,139 holding rows worth $7,188,180,614.
- Accession
- 0001085146-24-001195
- Filer
- CIK 1269119
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 3,250 entries on the cover page, a total value of $7,188,180,614 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,188,180,614 with VALUE read as dollars as filed, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerFiera Capital
- included managerAtalanta Sosnoff Capital
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerGW&K Investment Management
- included managerHerndon Capital Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerStephens Inv Mgt
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerDF Dent
- included managerFederated
- included managerTran Capital Mgmt
- included managerNuveen
- included managerPolen Capital
- included managerSGA
- included managerSpyglass
- included managerVan Kampen
- included managerPutnam Investment
- included managerStonebridge
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTERA ENERGY INC | 65339F713 | CONV | 7,752 | $295,506 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 260,000 | $295,100 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 3,001 | $294,728 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 299,000 | $294,694 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 4,666 | $294,565 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 10,868 | $293,979 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 17,796 | $293,278 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 5,622 | $292,682 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,889 | $290,622 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 8,079 | $289,147 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 20,453 | $288,387 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 8,980 | $281,792 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 14,779 | $280,210 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 27,434 | $279,278 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,877 | $273,545 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 28,870 | $269,646 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 103,607 | $269,378 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 7,603 | $267,778 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 12,644 | $267,294 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 9,685 | $266,434 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 488 | $266,365 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,274 | $265,358 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 13,573 | $264,809 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,521 | $264,715 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 206,000 | $264,710 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 10,512 | $263,641 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,730 | $263,254 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 5,128 | $262,553 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,357 | $261,115 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 23,019 | $260,115 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,352 | $253,025 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 23,034 | $252,683 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 18,981 | $252,637 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 2,949 | $252,287 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,340 | $251,995 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,363 | $251,653 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,401 | $251,298 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,339 | $250,764 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,722 | $249,937 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 2,700 | $248,238 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 8,594 | $247,335 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 20,854 | $247,120 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,263 | $245,717 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 176,000 | $245,696 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,607 | $244,324 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 222,000 | $242,535 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 244,000 | $239,364 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,239 | $239,080 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 31,076 | $238,664 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 16,234 | $238,477 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 4,286 | $238,216 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 6,463 | $234,995 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,159 | $230,815 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 258,000 | $229,620 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 1,446 | $229,017 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 15,213 | $228,956 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 29,077 | $228,254 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 207,000 | $227,452 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 8,557 | $227,188 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 217,000 | $226,548 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 262,000 | $225,975 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,960 | $225,548 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 2,586 | $223,999 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 16,049 | $223,402 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 174,000 | $223,242 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 219,000 | $222,692 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 3,949 | $222,684 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 12,138 | $222,125 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 248,000 | $220,565 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 25,960 | $218,843 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,011 | $218,174 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,866 | $218,117 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 217,000 | $216,870 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 7,311 | $216,332 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 214,000 | $216,247 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,391 | $215,598 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 6,559 | $214,217 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 878 | $214,144 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,671 | $213,066 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,593 | $212,124 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 213,000 | $211,935 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 184,000 | $206,190 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 4,428 | $203,954 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 2,110 | $202,919 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 8,242 | $202,671 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 4,958 | $202,584 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,557 | $202,410 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 220,000 | $202,400 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,888 | $202,095 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 182,000 | $201,911 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 215,000 | $201,885 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 3,198 | $200,834 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 2,535 | $200,088 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 169,000 | $196,885 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 257,000 | $194,678 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 215,000 | $191,479 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 214,000 | $190,674 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,052 | $187,771 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 159,000 | $187,461 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 32,455 | $186,941 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 17,472 | $184,155 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 39,717 | $182,698 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 197,000 | $182,521 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 221,000 | $181,640 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 16,373 | $179,121 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 164,000 | $176,300 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 192,000 | $174,912 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 170,000 | $171,785 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 52,738 | $170,871 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 134,000 | $170,180 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 13,892 | $169,899 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 20,065 | $167,141 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 12,963 | $165,797 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 176,000 | $164,560 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,062 | $163,667 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 10,572 | $159,743 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 162,000 | $159,327 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 229,000 | $154,232 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 131,000 | $150,585 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 18,718 | $148,247 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 16,760 | $148,158 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 23,907 | $147,984 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 130,000 | $143,195 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 14,718 | $131,873 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,470 | $129,985 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 13,403 | $129,205 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 17,091 | $126,132 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 17,238 | $124,458 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 34,291 | $124,133 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 117,000 | $123,084 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 117,000 | $114,297 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 16,750 | $111,053 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 21,173 | $103,959 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 13,791 | $100,536 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 85,000 | $83,088 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 85,000 | $78,838 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 38,603 | $74,890 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 17,207 | $71,237 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 20,845 | $54,822 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001195 | this filing | 2024-02-13 | acceptance time not in the bulk data set |