13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 1,788 holding rows worth $7,216,575,387.
- Accession
- 0001085146-24-001189
- Filer
- CIK 1534400
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,788 entries on the cover page, a total value of $7,216,575,387 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,216,575,387 with VALUE read as dollars as filed, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,750 | $262,130 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 860 | $262,076 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,487 | $261,776 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 585 | $261,080 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,579 | $260,530 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,830 | $260,193 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 15,546 | $258,842 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,739 | $257,407 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,595 | $256,863 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,943 | $256,678 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 613 | $256,308 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,881 | $254,885 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,162 | $254,673 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 6,317 | $254,664 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 6,987 | $254,228 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 9,560 | $253,255 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 10,184 | $252,971 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 7,239 | $252,869 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 4,927 | $252,278 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,334 | $251,952 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 3,251 | $251,822 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 35,587 | $251,244 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,157 | $251,177 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,693 | $250,927 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 24,858 | $247,335 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,905 | $247,059 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,206 | $246,984 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 830 | $246,792 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 4,079 | $246,519 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,195 | $246,411 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,431 | $246,380 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,406 | $245,973 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 5,507 | $245,722 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 746 | $245,616 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,251 | $244,806 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 10,635 | $244,720 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,133 | $244,522 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 7,308 | $243,941 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 489 | $243,887 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,947 | $243,214 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,025 | $243,110 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 26,690 | $242,078 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 14,874 | $241,848 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 10,325 | $241,605 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,145 | $241,355 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 5,249 | $241,010 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,862 | $240,785 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 9,347 | $240,779 | dollars as filed | |
| RH | 74967X103 | COM | 825 | $240,471 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 12,886 | $240,004 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 68,181 | $239,997 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 14,114 | $238,950 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,369 | $238,497 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 7,719 | $237,297 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,461 | $237,290 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 8,215 | $236,838 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,053 | $235,672 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 6,446 | $235,191 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,513 | $234,207 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 12,009 | $233,629 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,973 | $233,625 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,834 | $233,123 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F417 | FT VEST U.S | 10,958 | $232,531 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 12,970 | $232,293 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 11,638 | $232,178 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 7,372 | $231,989 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,159 | $231,280 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 15,766 | $230,972 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,333 | $230,253 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 11,998 | $230,171 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,530 | $229,767 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 27,090 | $229,723 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 2,000 | $228,710 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,906 | $228,548 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,599 | $228,530 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,308 | $228,369 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 10,598 | $227,850 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 24,640 | $226,934 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,437 | $225,949 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,231 | $225,893 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 6,701 | $225,399 | dollars as filed | |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 6,295 | $225,046 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 7,895 | $223,863 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,623 | $223,795 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 16,085 | $223,738 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 4,349 | $223,582 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,706 | $222,765 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,555 | $221,484 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 3,687 | $220,937 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 668 | $219,926 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 581 | $219,874 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 4,967 | $218,498 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 16,184 | $218,160 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 2,202 | $217,756 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 5,529 | $217,290 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 7,858 | $217,207 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,424 | $215,408 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 8,901 | $215,041 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,402 | $214,862 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,583 | $214,526 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 5,116 | $213,286 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 3,256 | $213,254 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,751 | $213,219 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 3,379 | $213,041 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 4,457 | $212,688 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 3,888 | $212,635 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,406 | $212,176 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 9,509 | $211,670 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,313 | $211,327 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 364 | $211,317 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,945 | $211,110 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 12,871 | $210,964 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,918 | $210,736 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,418 | $210,064 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 10,447 | $209,467 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,472 | $209,098 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,922 | $208,487 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 8,996 | $208,347 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 3,507 | $208,035 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,661 | $207,583 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 46,527 | $207,509 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 3,899 | $207,427 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,855 | $206,678 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 54,901 | $206,428 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,090 | $206,253 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,096 | $205,569 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,370 | $205,521 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 5,869 | $205,417 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,025 | $204,810 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 4,358 | $204,434 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5,980 | $204,409 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,830 | $204,045 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,557 | $203,277 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 1,804 | $203,148 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,041 | $202,888 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,521 | $202,841 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 9,586 | $202,797 | dollars as filed | |
| NATIONWIDE S&P 500 RISK-MAN | 26922B766 | ETP | 9,436 | $202,713 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 6,717 | $202,182 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,057 | $202,151 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,372 | $201,917 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,153 | $201,112 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 944 | $200,895 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,150 | $200,796 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 7,558 | $200,665 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,291 | $200,583 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 6,771 | $200,357 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,999 | $200,159 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,071 | $198,298 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,675 | $195,765 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 10,148 | $195,357 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 20,243 | $195,140 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,645 | $194,719 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,419 | $192,799 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 19,575 | $188,312 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,009 | $187,095 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,253 | $186,693 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 10,376 | $186,560 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 15,381 | $185,033 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,153 | $184,949 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,407 | $184,846 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,374 | $183,018 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 13,500 | $182,250 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,289 | $181,877 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 50,300 | $179,068 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26,458 | $178,856 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,799 | $175,481 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 21,804 | $171,379 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 33,500 | $170,850 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,680 | $169,418 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,000 | $166,210 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,564 | $164,940 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,194 | $162,678 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 12,489 | $154,487 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,249 | $154,373 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 20,563 | $149,699 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,825 | $146,672 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,359 | $141,756 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,864 | $137,374 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 38,184 | $136,699 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 42,145 | $136,128 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 13,165 | $132,572 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,393 | $130,426 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 40,590 | $129,483 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 22,638 | $129,263 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 11,475 | $126,569 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,763 | $126,519 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 21,000 | $125,370 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 15,940 | $124,810 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 15,000 | $120,750 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,909 | $116,140 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,100 | $113,053 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,366 | $111,615 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 18,045 | $109,175 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,134 | $108,090 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 97,000 | $108,010 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 45,686 | $106,904 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 15,251 | $101,419 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 15,999 | $100,634 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 100,000 | $99,500 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,894 | $97,880 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 98,000 | $96,138 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 13,736 | $95,877 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,848 | $93,816 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,043 | $92,094 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $91,495 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 27,069 | $91,223 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 15,875 | $90,805 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,523 | $89,534 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,375 | $89,018 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,483 | $88,477 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 12,626 | $87,751 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 101,000 | $87,304 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 37,373 | $85,958 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 86,000 | $84,065 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 88,000 | $81,013 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 112,000 | $80,639 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 86,000 | $79,282 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,700 | $76,670 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,097 | $75,570 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,650 | $75,260 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 59,000 | $74,694 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 38,733 | $73,205 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 32,249 | $72,560 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,486 | $72,391 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,178 | $70,418 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 33,352 | $70,039 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 70,000 | $69,782 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 75,000 | $68,205 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 61,000 | $62,641 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 24,355 | $61,131 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 19,138 | $60,859 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 68,000 | $60,350 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 53,000 | $57,426 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 59,000 | $57,230 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 64,000 | $57,024 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,542 | $55,556 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 16,360 | $55,133 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,592 | $54,649 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,898 | $51,221 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 10,428 | $50,159 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 48,000 | $48,422 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 20,100 | $47,610 | dollars as filed | put |
| HANESBRANDS INC | 410345102 | COM | 10,642 | $47,463 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 16,095 | $43,939 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 43,000 | $43,725 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,074 | $43,419 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 10,305 | $43,384 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 36,289 | $42,324 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $41,536 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 46,000 | $41,510 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 42,000 | $39,270 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 42,000 | $38,262 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 37,000 | $38,092 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,434 | $37,980 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 41,000 | $36,822 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,043 | $35,652 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,018 | $35,464 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 10,169 | $34,473 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,930 | $31,258 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 35,000 | $30,146 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,172 | $29,941 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,782 | $28,804 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 29,000 | $28,124 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 28,000 | $27,888 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 27,450 | $27,335 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 31,000 | $26,738 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,027 | $26,445 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,000 | $26,280 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 4,400 | $25,080 | dollars as filed | put |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $24,919 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $23,861 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 13,500 | $20,385 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,600 | $17,600 | dollars as filed | put |
| AMERICAN RES CORP | 02927U208 | CL A | 10,500 | $15,645 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 12,001 | $13,921 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $13,438 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 11,078 | $12,629 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 18,500 | $10,597 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 13,560 | $7,797 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,300 | $6,950 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,900 | $6,784 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,700 | $3,340 | dollars as filed | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,000 | $1,740 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 15,000 | $1,574 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,200 | $1,056 | dollars as filed | put |
| INPIXON | 45790J867 | COMMON | 10,067 | $566 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 900 | $36 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001189 | this filing | 2024-02-13 | acceptance time not in the bulk data set |