13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 2,235 holding rows worth $12,309,664,036.
- Accession
- 0001085146-24-001187
- Filer
- CIK 1666741
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 2,235 entries on the cover page, a total value of $12,309,664,036 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,309,664,036 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,611 | $215,890 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 10,623 | $215,434 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,320 | $215,309 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,244 | $215,181 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 2,173 | $214,888 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 4,459 | $214,745 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,135 | $214,475 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 5,118 | $214,075 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,942 | $213,872 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,420 | $213,256 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 3,915 | $212,663 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 5,799 | $211,821 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,658 | $211,684 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 10,657 | $211,541 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,768 | $211,001 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,280 | $210,101 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 23,926 | $210,067 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 4,765 | $209,296 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 47,477 | $208,899 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 3,723 | $208,004 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 8,792 | $207,843 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,595 | $207,199 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,412 | $206,347 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 24,769 | $206,326 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,662 | $205,904 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,535 | $205,475 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,813 | $205,449 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,522 | $205,199 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 12,634 | $205,182 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,503 | $205,144 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,218 | $204,856 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 8,692 | $204,784 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 7,576 | $204,325 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,873 | $203,573 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 1,847 | $203,558 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 4,718 | $203,366 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,228 | $202,486 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,220 | $202,375 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 269,459 | $202,364 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 102,058 | $202,076 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 20,545 | $201,345 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,383 | $201,221 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 11,831 | $201,113 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,776 | $200,843 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 3,204 | $200,699 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 8,265 | $200,509 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,686 | $200,449 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 3,537 | $200,115 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,306 | $200,060 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,742 | $199,990 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 13,965 | $199,141 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 31,464 | $197,911 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,948 | $196,865 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 16,837 | $196,657 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,373 | $195,166 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 13,640 | $194,641 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 23,064 | $192,697 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,811 | $192,242 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 37,628 | $191,901 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 42,189 | $188,161 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,016 | $182,973 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,104 | $181,706 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 15,687 | $180,557 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 19,146 | $180,167 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 18,223 | $180,043 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 18,321 | $179,915 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,980 | $178,535 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 20,728 | $177,846 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 34,666 | $176,101 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 10,467 | $174,119 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,389 | $173,725 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,000 | $173,550 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 11,646 | $173,525 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 13,455 | $169,529 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,908 | $168,980 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,862 | $167,589 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,056 | $167,404 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,462 | $165,630 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 69,277 | $165,571 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,157 | $164,442 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 13,938 | $161,541 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 18,057 | $159,985 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,998 | $159,251 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 22,040 | $158,468 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,010 | $156,098 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,539 | $155,274 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,286 | $154,149 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,415 | $152,655 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,068 | $152,112 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,352 | $151,946 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,576 | $151,796 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,105 | $151,171 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,784 | $149,521 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 11,015 | $148,485 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,555 | $147,897 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,580 | $147,563 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,414 | $147,462 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,474 | $147,442 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 18,925 | $147,426 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,234 | $145,323 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 20,734 | $144,723 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,668 | $141,988 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,412 | $141,382 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 24,344 | $139,005 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 49,182 | $137,710 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,347 | $137,639 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 81,334 | $137,454 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,153 | $134,690 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,344 | $134,056 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,723 | $133,998 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,303 | $132,331 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,287 | $131,808 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,727 | $128,629 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 31,314 | $128,386 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 21,952 | $128,197 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 29,000 | $128,180 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,550 | $127,820 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 17,689 | $126,476 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 12,772 | $125,932 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,750 | $125,135 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,000 | $122,118 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,559 | $120,578 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 33,937 | $120,208 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 21,748 | $118,962 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 20,795 | $117,074 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,666 | $116,368 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,088 | $116,167 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 19,081 | $115,440 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 15,333 | $114,077 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 12,093 | $112,944 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,268 | $111,436 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,780 | $111,203 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,379 | $110,048 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 18,406 | $109,884 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,552 | $106,793 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,606 | $101,252 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 98,450 | $100,419 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,694 | $100,128 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 14,000 | $100,100 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,723 | $99,882 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,659 | $98,991 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,438 | $98,884 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,350 | $98,240 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 36,003 | $96,848 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,460 | $95,291 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,136 | $91,519 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 14,361 | $88,177 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,869 | $87,820 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,070 | $87,266 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 18,458 | $87,122 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,662 | $86,924 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,369 | $85,909 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,462 | $85,056 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 40,000 | $84,800 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,632 | $82,076 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,101 | $80,344 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 187,790 | $79,811 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,678 | $72,826 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 30,691 | $70,589 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,065 | $70,098 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,313 | $66,860 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 10,325 | $66,080 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,860 | $65,079 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,694 | $58,587 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 11,354 | $58,210 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,781 | $58,198 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,772 | $54,722 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,844 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,500 | $48,300 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,205 | $45,268 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,043 | $42,994 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 120,100 | $41,134 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,829 | $41,072 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,643 | $40,837 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 13,439 | $40,451 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,568 | $40,026 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 11,200 | $38,417 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 20,362 | $36,652 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,025 | $35,188 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,000 | $34,958 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 14,347 | $32,855 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 10,000 | $31,700 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 16,827 | $30,794 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 11,840 | $29,008 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 29,000 | $28,884 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 37,392 | $28,253 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,365 | $27,933 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 71,407 | $27,849 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,800 | $27,734 | dollars as filed | put |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 12,484 | $26,716 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $26,312 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,615 | $24,424 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,014 | $24,034 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 20,328 | $23,127 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 30,000 | $18,750 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 10,479 | $18,338 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 12,000 | $18,120 | dollars as filed | |
| NULL | 09071M205 | NULL | 10,884 | $17,088 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 68,148 | $17,057 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,200 | $15,796 | dollars as filed | call |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 15,577 | $15,342 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 10,320 | $15,067 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 16,916 | $12,856 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,000 | $11,000 | dollars as filed | call |
| NIKOLA CORP | 654110105 | COM | 11,854 | $10,370 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,294 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 15,901 | $9,967 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 145,086 | $9,576 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,700 | $9,450 | dollars as filed | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 10,000 | $9,125 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,000 | $6,600 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 4,000 | $6,400 | dollars as filed | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $4,050 | dollars as filed | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $3,760 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,100 | $3,624 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 14,406 | $3,290 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 118,900 | $3,139 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $2,440 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 900 | $1,800 | dollars as filed | put |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $1,800 | dollars as filed | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $1,386 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 300 | $1,020 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 400 | $960 | dollars as filed | put |
| ISHARES TR | 464287168 | COM | 500 | $850 | dollars as filed | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $840 | dollars as filed | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $405 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 100 | $362 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 300 | $319 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $244 | dollars as filed | put |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $190 | dollars as filed | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 300 | $180 | dollars as filed | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 300 | $156 | dollars as filed | put |
| KELLANOVA | 487836108 | COM | 200 | $120 | dollars as filed | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 200 | $70 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $46 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001187 | this filing | 2024-02-13 | acceptance time not in the bulk data set |