13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 2,777 holding rows worth $17,968,765,226.
- Accession
- 0001085146-24-001180
- Filer
- CIK 1534468
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 2,777 entries on the cover page, a total value of $17,968,765,226 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,968,765,226 with VALUE read as dollars as filed, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 9,732 | $210,746 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,102 | $210,438 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,459 | $210,402 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 5,893 | $210,321 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,759 | $210,317 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 12,777 | $210,316 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H737 | ALLIA US JUN ETF | 7,781 | $210,282 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12,166 | $210,046 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,532 | $209,808 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 21,135 | $209,448 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 27,625 | $209,398 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,482 | $209,358 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 14,655 | $209,133 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 16,649 | $208,445 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,539 | $207,984 | dollars as filed | |
| BAHL & GAYNOR SMALL/MID CAP INCOME GROWTH ETF | 26922B832 | ETF | 8,245 | $207,785 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 3,496 | $207,558 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 2,673 | $206,489 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,081 | $206,458 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,778 | $206,218 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R601 | CALVERT ULT SHR | 4,100 | $206,038 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,916 | $205,695 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,027 | $205,405 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,123 | $205,152 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,327 | $205,048 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 2,725 | $204,770 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 3,765 | $204,515 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,232 | $204,261 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,158 | $204,143 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 10,610 | $203,288 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 14,018 | $202,978 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 3,976 | $202,761 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,013 | $202,367 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 4,591 | $202,260 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,472 | $202,224 | dollars as filed | |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | 45783Y731 | BUFF STEP UP ETF | 7,103 | $202,136 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 9,084 | $202,028 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 14,409 | $201,931 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 2,512 | $201,341 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,030 | $201,190 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 8,739 | $201,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 1,630 | $200,881 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 3,218 | $200,878 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,849 | $200,745 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 5,707 | $200,683 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 7,980 | $200,540 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,558 | $200,332 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,175 | $199,917 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,771 | $199,704 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 11,360 | $199,141 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $199,064 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 12,944 | $194,031 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,301 | $187,708 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 16,349 | $187,194 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 30,079 | $187,089 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 10,230 | $185,470 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,177 | $183,794 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 30,108 | $183,358 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 26,295 | $183,289 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 11,965 | $183,067 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,857 | $182,506 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,249 | $182,432 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,600 | $181,584 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 18,707 | $181,271 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 36,453 | $181,170 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 42,805 | $177,214 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 14,481 | $176,952 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,150 | $175,606 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,058 | $174,067 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 42,935 | $173,887 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,243 | $172,871 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 28,391 | $172,618 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,156 | $171,430 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 12,790 | $170,619 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 10,118 | $169,982 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 22,314 | $169,363 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,967 | $169,336 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,800 | $168,448 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 14,481 | $166,676 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505558 | INQQ IND INT ETF | 12,072 | $165,990 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,105 | $164,741 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 18,931 | $162,239 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 23,211 | $161,319 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 13,861 | $161,065 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 38,246 | $160,633 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,083 | $159,543 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 14,132 | $159,413 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 12,190 | $158,836 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 49,174 | $158,832 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,849 | $158,499 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,569 | $156,210 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,416 | $156,065 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,477 | $155,708 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,792 | $154,534 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 12,279 | $153,735 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,428 | $151,497 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,210 | $150,800 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 64,330 | $150,532 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 35,652 | $150,095 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 18,000 | $149,220 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,745 | $144,735 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 26,201 | $144,629 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,900 | $144,286 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 78,000 | $143,520 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,186 | $143,306 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,402 | $141,694 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 15,728 | $139,824 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 11,127 | $138,197 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,918 | $136,892 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,490 | $136,110 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,698 | $136,099 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 19,472 | $135,330 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 24,532 | $132,963 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,862 | $131,322 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,935 | $130,234 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,273 | $128,287 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,662 | $127,267 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 11,908 | $125,868 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,630 | $124,910 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 47,451 | $124,796 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,275 | $123,012 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,872 | $120,923 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,999 | $119,449 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,719 | $118,866 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 13,858 | $117,516 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,967 | $116,852 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 22,700 | $115,997 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,812 | $115,507 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 11,941 | $115,470 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 13,687 | $115,354 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,277 | $114,236 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 25,700 | $112,823 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 35,378 | $112,502 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $111,349 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,289 | $111,014 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,657 | $110,039 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 110,000 | $109,657 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 11,694 | $108,286 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 13,500 | $108,270 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,018 | $106,091 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,025 | $100,952 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 11,758 | $100,298 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 90,000 | $100,215 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 15,618 | $99,955 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,766 | $99,326 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,258 | $98,951 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 11,097 | $98,763 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 11,669 | $98,244 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,467 | $94,967 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $93,678 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 107,000 | $92,491 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,279 | $92,408 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 94,000 | $92,214 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,578 | $91,559 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 91,000 | $90,545 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 10,334 | $90,423 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 20,125 | $90,361 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,368 | $86,577 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 91,000 | $83,775 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 85,000 | $83,088 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 95,000 | $81,938 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 10,259 | $81,662 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 80,000 | $81,349 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 37,540 | $78,834 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 81,000 | $78,570 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,294 | $76,691 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 13,242 | $76,539 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 106,000 | $76,319 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 11,828 | $74,753 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,768 | $73,673 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 81,000 | $73,661 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,923 | $73,123 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 20,960 | $71,893 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 27,010 | $71,847 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,020 | $71,640 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 26,013 | $69,195 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,750 | $69,010 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 11,810 | $68,026 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 11,145 | $67,427 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,277 | $65,978 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,659 | $65,447 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 322,800 | $63,914 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 69,000 | $63,610 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,125 | $63,278 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 29,551 | $63,239 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,466 | $62,484 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 49,000 | $62,034 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 25,066 | $61,913 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,043 | $61,510 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,672 | $61,387 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 18,677 | $60,700 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 40,195 | $60,694 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 12,534 | $60,288 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,506 | $59,508 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 10,428 | $58,710 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,160 | $58,669 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 32,075 | $58,377 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 56,000 | $57,506 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,662 | $56,889 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,171 | $56,190 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 10,780 | $56,164 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,514 | $53,411 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 25,112 | $53,237 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 58,000 | $52,339 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,594 | $51,225 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $48,625 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,091 | $48,437 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,150 | $48,329 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 15,301 | $47,433 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 50,000 | $47,300 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,152 | $45,692 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,434 | $45,388 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,627 | $42,322 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12,424 | $41,869 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 11,585 | $41,474 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 45,000 | $39,938 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 43,000 | $38,618 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 12,945 | $37,802 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,413 | $37,777 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,500 | $37,375 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,543 | $37,303 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 19,870 | $35,170 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,410 | $34,298 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 36,000 | $33,660 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 30,628 | $33,385 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $32,680 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 31,000 | $31,915 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 13,840 | $31,694 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 12,500 | $30,875 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,542 | $30,101 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,784 | $29,226 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 14,859 | $29,208 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,063 | $29,096 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 13,288 | $28,956 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 31,000 | $28,241 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 14,127 | $26,700 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 32,200 | $26,658 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,570 | $25,897 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,550 | $24,265 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 89,767 | $22,711 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 800 | $22,376 | dollars as filed | call |
| VUZIX CORP | 92921W300 | COM NEW | 10,259 | $21,390 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 24,035 | $21,026 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 22,000 | $19,602 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 11,000 | $18,920 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 17,000 | $18,420 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 91,000 | $18,218 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 22,400 | $17,136 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 20,651 | $15,509 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,500 | $14,670 | dollars as filed | call |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $13,114 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 14,000 | $12,321 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,300 | $12,143 | dollars as filed | |
| Electriq Power Holdings Inc | 285046108 | Equity | 38,126 | $12,105 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 46,033 | $11,840 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 10,348 | $11,797 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 20,300 | $11,673 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 12,000 | $11,195 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $10,600 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,855 | $9,444 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 16,090 | $9,216 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,652 | $6,730 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $5,600 | dollars as filed | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,262 | $5,234 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 19,210 | $5,033 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 11,848 | $4,711 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,800 | $4,462 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 10,625 | $3,328 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,800 | $3,240 | dollars as filed | put |
| SPY | 78462F103 | SHS | 6,500 | $2,600 | dollars as filed | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,200 | $1,560 | dollars as filed | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,000 | $950 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,157 | $930 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 11,220 | $920 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $90 | dollars as filed | call |
| BALL CORP | 058498106 | COM | 400 | $60 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 200 | $2 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001180 | this filing | 2024-02-13 | acceptance time not in the bulk data set |