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Disclosery

13F-HR filed by DLD Asset Management, LP

DLD Asset Management, LP filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 83 holding rows worth $826,691,158.

Accession
0001085146-24-001126
Filer
CIK 1578299
Filed
2024-02-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A holdings report, 83 entries on the cover page, a total value of $826,691,158 stated on the cover page (in dollars after the unit check, H1), rows summing to $826,691,158 with VALUE read as dollars as filed, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
BLOOMIN BRANDS INC094235AB4NOTE 5.000% 5/042,633,000$108,500,985dollars as filedprincipal
ROYAL CARIBBEAN GROUP780153BQ4NOTE 6.000% 8/124,165,000$64,460,138dollars as filedprincipal
ROYAL CARIBBEAN GROUP COMV7780T103Stock406,900$52,681,343dollars as filedput
LIVENT CORP53814LAB4BOND21,678,000$45,682,486dollars as filedprincipal
CHART INDS INC16115QAE0NOTE 1.000%11/115,200,000$35,358,627dollars as filedprincipal
ASPEN AEROGELS INC04523Y105COMMON STOCK2,408,900$32,716,089dollars as filedput
TRANSOCEAN INC893830BW8DEB 4.625% 9/315,413,000$32,136,105dollars as filedprincipal
PROGRESS SOFTWARE CORP743312AB6NOTE 1.000% 4/127,628,000$29,216,610dollars as filedprincipal
GEO CORRECTIONS HOLDINGS INC36166WAB9NOTE 6.500% 2/218,400,000$25,760,000dollars as filedprincipal
WAYFAIR INC94419L101CL A384,600$23,725,974dollars as filedput
VERADIGM INC01988PAF5BOND23,054,000$23,169,270dollars as filedprincipal
MICROCHIP TECHNOLOGY INC. COM595017104Stock83,900$20,830,087dollars as filedput
SAREPTA THERAPEUTICS INC803607AB6DBCV 1.500%11/114,665,000$20,750,975dollars as filedprincipal
STARWOOD PPTY TR INC85571BBA2NOTE 6.750% 7/118,100,000$19,764,964dollars as filedprincipal
VAREX IMAGING CORP92214XAB2NOTE 4.000% 6/015,900,000$18,652,767dollars as filedprincipal
CINEMARK HLDGS INC17243VAB8NOTE 4.500% 8/114,355,000$17,449,938dollars as filedprincipal
PATRICK INDS INC703343AG8NOTE 1.750%12/013,326,000$15,208,298dollars as filedprincipal
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock2,345,100$14,903,110dollars as filedput
NORTHERN OIL & GAS INC665531AJ8NOTE 3.625% 4/111,700,000$13,864,948dollars as filedprincipal
ZIFF DAVIS INC48123VAE2NOTE 1.75% 11/01/202613,970,000$13,254,608dollars as filedprincipal
MARRIOTT VACATIONS WORLDWIDE57164YAD9NOTE 1/114,800,000$13,098,000dollars as filedprincipal
PALO ALTO NETWORKS INC697435AF2NOTE 0.375% 6/04,000,000$11,870,726dollars as filedprincipal
TANDEM DIABETES CARE INC875372AB0NOTE 1.500% 5/011,468,000$10,894,600dollars as filedprincipal
PARSONS CORP DEL70202LAB8BOND7,550,000$10,844,742dollars as filedprincipal
POST HLDGS INC737446AT1NOTE 2.500% 8/110,000,000$10,166,141dollars as filedprincipal
SOUTHWESTAIRLSCO844741108STOK339,100$9,791,512dollars as filedput
EXPEDIA GROUP INC30212PBE4NOTE 2/110,050,000$9,547,500dollars as filedprincipal
ANAVEX LIFE SCIENCES CORP032797300COM NEW1,005,600$9,367,165dollars as filedput
MICROSTRATEGY INC594972AC5NOTE 0.750%12/15,600,000$9,308,835dollars as filedprincipal
NUVASIVE INC670704AJ4NOTE 0.375% 3/19,645,000$9,014,210dollars as filedprincipal
IRONWOOD PHARMACEUTICALS INC46333XAF5BOND8,200,000$8,692,000dollars as filedprincipal
HA SUSTAINABLE INFRA CAP INC41068X100COM312,800$8,628,588dollars as filedput
INTEGRA LIFESCIENCES HLDGS C457985AM1NOTE 0.500% 8/18,961,000$8,468,145dollars as filedprincipal
VERADIGM INC01988P108COMMON STOCK690,000$7,241,550dollars as filedput
MICROCHIP TECHNOLOGY INC. COM595017104Stock69,000$6,222,420dollars as filed
SPLUNK INC848637AD6BOND4,500,000$4,969,536dollars as filedprincipal
BIOMARIN PHARMACEUTICAL INC09061GAH4NOTE 0.599% 8/05,000,000$4,937,500dollars as filedprincipal
NATERA INC COM632307104Stock78,300$4,903,146dollars as filedput
TYLER TECHNOLOGIES INC COM902252105Stock9,992$4,177,855dollars as filed
LIQUIDIA CORPORATION COM NEW53635D202Stock312,100$3,753,002dollars as filedcall
SOUTHWESTAIRLSCO844741108STOK101,291$2,925,284dollars as filed
GUESS INC COM401617105Stock124,000$2,860,060dollars as filedput
IMMUNOGEN INC45253H101COMMON STOCK96,000$2,847,840dollars as filedput
MICROCHIP TECHNOLOGY INC. COM595017104Stock20,300$1,830,756dollars as filedcall
ENVESTNET INC29404K106COM36,000$1,781,460dollars as filedput
PIONEER NATURAL RESOURCES CO723787107COM7,700$1,731,576dollars as filed
IMMUNOGEN INC45253H101COMMON STOCK55,000$1,630,750dollars as filed
UNITED STATES STL CORP NEW912909108COM22,500$1,580,887dollars as filedput
DISH NETWORK CORPORATION25470MAB5NOTE 3.375% 8/12,500,000$1,375,000dollars as filedprincipal
FOUR LEAF ACQUISITION CORP35088F107COM CL A116,000$1,220,320dollars as filed
SPIRIT AEROSYSTEMS HLDGS INC848574109COM CL A35,200$1,118,832dollars as filedput
NATIONAL WESTN LIFE GROUP IN638517102CL A2,200$1,062,644dollars as filed
SAREPTA THERAPEUTICS INC803607100COM10,000$964,050dollars as filedput
Oak Woods Acquisition Corp67190B104Equity78,000$821,340dollars as filed
ALTERYX, INC (CLASS A)02156B103COM CL A16,500$778,140dollars as filed
UNITED STATES STL CORP NEW912909108COM15,400$749,210dollars as filed
HOLLYSYS AUTOMATION TCHNGY LG45667105SHS27,500$724,625dollars as filed
KARUNA THERAPEUTICS INC48576A100COM2,200$696,322dollars as filed
PGT INNOVATIONS INC69336V101COM16,500$671,550dollars as filed
CAPSTAR FINL HLDGS INC14070T102COM33,000$618,420dollars as filed
LUMENTUM HLDGS INC55024UAB5NOTE 0.250% 3/1600,000$606,000dollars as filedprincipal
MARRIOTT VACATIONS WORLDWIDE C COM57164Y107Stock7,100$602,612dollars as filedput
ENDEAVOR GROUP HLDGS INC29260Y109CL A COM22,000$522,060dollars as filed
ENGAGESMART INC29283F103COMMON STOCK22,000$503,800dollars as filed
FIRSTENERGY CORP337932107COM12,500$458,312dollars as filedput
HIRERIGHT HOLDINGS CORPORATI433537107COM27,500$369,875dollars as filed
EVE HLDG INC WTS EXP 05/09/20229970n112WT359,203$352,019dollars as filedcall
ALBERTSONS COMPANIES INC COMMON STOCK013091103Stock11,000$253,000dollars as filed
PRAXIS PRECISION MEDICINES I74006W207COM NEW10,000$222,800dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination396,201$160,739dollars as filedcall
ALLURION TECHNOLOGIES INC WT EXP 08013002008G110Stock271,148$122,017dollars as filedcall
Invest Acquisition CorpG4923T113Warrant493,081$113,014dollars as filedcall
AMPRIUS TECHNOLOGIES INC03214Q116*W EXP 09/14/202288,434$112,489dollars as filedcall
ASPEN AEROGELS INC04523Y105COMMON STOCK5,000$78,900dollars as filed
GENWORTH FINL INC37247D106COM SHS10,000$66,800dollars as filed
SIRIUS XM HOLDINGS INC82968B103COM11,000$60,170dollars as filed
XCF Global Inc22677T110Warrant990,000$59,400dollars as filedcall
SOMALOGIC INC83444K105COM11,000$27,830dollars as filed
OAK WOODS ACQUISITION CORP67190B120RIGHT 03/23/202878,000$11,700dollars as filed
NABORS ENERGY TRANSITION CORG6363K114*W EXP 09/01/20262,499$8,125dollars as filedcall
Oak Woods Acquisition Corp67190B112Warrant78,000$2,028dollars as filedcall
Keen Vision Acquisition Corp W Exp 03/15/202G52443127SPACS Warrant48,928$1,957dollars as filedcall
WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP0535088F115COM65,000$1,950dollars as filedcall

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-24-001126this filing2024-02-12acceptance time not in the bulk data set