Skip to content
Disclosery

13F-HR/A filed by COWEN AND COMPANY, LLC

COWEN AND COMPANY, LLC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-02-12, with 588 holding rows worth $1,524,593,366.

Accession
0001085146-24-001035
Filer
CIK 48966
Filed
2024-02-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A holdings report, amendment of type restatement, 596 entries on the cover page, a total value of $1,524,593,366 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,524,593,366 with VALUE read as dollars as filed, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ClimateRockG2311X118Warrant100,000$3,000dollars as filed
PLUTONIAN ACQUISITION CORP72942P120*W EXP 10/26/202100,100$2,992dollars as filed
MONEYHERO LIMITEDG6202B119*W EXP 09/13/20240,760$2,857dollars as filed
STONEBRIDGE ACQUISITION CORPG85094129*W EXP 99/99/99989,764$2,764dollars as filed
TLGY ACQUISITION CORPORATION Wg8656t125WT171,711$2,661dollars as filed
Northern Star Investment Corp II66573W115Warrant38,000$2,660dollars as filed
NOVA VISION ACQUISITION CORPG6759A118*W EXP 12/31/202175,400$2,631dollars as filed
SEP ACQUISITION CORP589381110*W EXP 99/99/99935,000$2,625dollars as filed
Distoken Acquisition CorpG27740102Warrant129,399$2,587dollars as filed
EQUITY UNCOVERED AMERICAN CALL56564V119COM139,803$2,586dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A113*W EXP 02/03/20293,517$2,562dollars as filed
CORNER GROWTH ACQUISITION COG2425N113*W EXP 99/99/99940,000$2,480dollars as filed
SMX SEC MATTERS PLCG8267K117*W EXP 03/07/202258,760$2,458dollars as filed
Envoy Medical Inc W Exp 09/29/20229415V117SPAC Combination117,349$2,346dollars as filed
AMERICAN ONCOLOGY NETWORK IN028719110*W EXP 09/20/20210,100$2,323dollars as filed
Goal Acquisitions Corp38021H115Warrant600,036$2,220dollars as filed
BROOGE ENERGY LTDG1611B115*W EXP 12/20/202149,225$2,208dollars as filed
Thunder Power Holdings Inc31561T110Warrant181,977$2,183dollars as filed
Horizon Space Acquisition I CorpG4619M117Warrant103,303$2,066dollars as filed
SUNPOWER INC20460L112*W EXP 07/31/202105,100$2,038dollars as filed
ARBE ROBOTICS LTDM1R95N118*W EXP 99/99/99911,653$2,038dollars as filed
PROJECT ENERGY REIMAGINED ACG72556114*W EXP 99/99/99979,411$1,985dollars as filed
Embrace Change Acquisition CorpG3034H125Warrant149,541$1,944dollars as filed
HORIZON SPACE ACQUSTN I CORPG4619M125RIGHT 12/27/202417,648$1,941dollars as filed
VISION SENSING ACQUISITION C92838J111*W EXP 99/99/999320,153$1,920dollars as filed
ORIGIN MATERIALS INC68622D114*W EXP 06/25/20250,100$1,893dollars as filed
Northern Revival Acquisition CorpG6546R119Warrant183,556$1,872dollars as filed
ATLANTIC COASTAL AQSTN CORP04845A116WARR89,127$1,791dollars as filed
WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20G9889X115COM241,304$1,785dollars as filed
PONO CAP THREE INCG71704111*W EXP 01/11/20225,300$1,771dollars as filed
QUADRO ACQUISITION ONE CORPG52807115*W EXP 06/30/20299,122$1,744dollars as filed
ZALATORIS ACQUISITION CORP89301B112*W EXP 99/99/99943,614$1,731dollars as filed
WTS/BELLEVUE LIFE SCNCS AQSTN CORP079174116COM85,750$1,706dollars as filed
FINTECH ECOSYSTEM DEVE318136116*W EXP 04/01/202182,580$1,697dollars as filed
TWIN RIDGE CAPITAL ACQUISITIONg1893d110WT30,000$1,647dollars as filed
SDCL EDGE ACQUISITION CORPG79471127*W EXP 99/99/99950,000$1,573dollars as filed
Roth CH Acquisition CoG88935120WARRANT61,850$1,546dollars as filed
SWVL HOLDINGS CORPG86302117*W EXP 99/99/999232,903$1,537dollars as filed
IRIS ACQUISITION CORP89601Y119*W EXP 02/28/20250,000$1,505dollars as filed
WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025186760112WARR84,333$1,492dollars as filed
WTS-LEAFLY HLDGS 4FEB2752178J113*W EXP 02/04/20294,146$1,487dollars as filed
SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/202681947T110WARR474,736$1,424dollars as filed
Sbc Med Group Hldgs Inc W Exp 09/17/20273245B115SPAC Combination50,000$1,410dollars as filed
COEPTIS THERAPEUTICS HLDGS I19207A116*W EXP 10/28/20245,400$1,407dollars as filed
LIBERTY RES ACQUISITION CORP53118A113*W EXP 10/31/202280,171$1,400dollars as filed
ALPHA STAR ACQUISITION CORPG0230C132RIGHT 12/13/202613,000$1,300dollars as filed
INTEGRATED RAIL AND RE -CW2345827R114COM13,000$1,300dollars as filed
Futuretech II Acquisition Corp36119D111Warrant87,000$1,296dollars as filed
GLOBAL BLK-CW27 EQUITY37961B120COM84,913$1,273dollars as filed
OCA ACQUISITION CORP670865112*W EXP 01/14/20220,000$1,262dollars as filed
KEYARCH ACQUISITION CORPG5260A120RIGHT 01/24/202719,700$1,235dollars as filed
ATHENA TECHNOLOGY ACQUISITION04687c113WT47,143$1,178dollars as filed
COMPASS DIGITAL ACQUISITION COg2476c123WT22,833$1,127dollars as filed
Aura FAT Projects Acquisition CorpG06362126Warrant75,000$1,125dollars as filed
A SPAC I ACQUISITION CORPG0542S130*W EXP 05/21/20271,050$1,065dollars as filed
Revelation Biosciences Inc W Exp 01/10/20276135L119SPAC Combination100,100$1,061dollars as filed
LAKESHORE ACQUISITION II CORG5352N121*W EXP 11/18/202101,912$1,059dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/20234,500$1,035dollars as filed
DP CAP ACQUISITION I CORPg2r05b126WT51,467$1,029dollars as filed
TNL MediageneG1330L121Warrant51,200$1,024dollars as filed
CAREMAX INC14171W111*W EXP 06/08/202135,178$1,013dollars as filed
PONO CAP -CW22 EQUITY00810J116COM70,592$960dollars as filed
EDOC ACQUISITION CORPG4000A110*W EXP 11/30/20272,700$937dollars as filed
MONTEREY CAP ACQUISITION COR61244M117*W EXP 01/01/202100,000$900dollars as filed
Alphatime Acquisition CorpG0223V121Warrant30,000$888dollars as filed
NEWCOURT ACQUISITION CORPG6448C129*W EXP 01/22/20253,900$862dollars as filed
GLOBAL STAR ACQUISITION INC37962G110*W EXP 07/15/20286,055$860dollars as filed
Estrella Immunopharma Inc W Exp 09/29/202297584112SPAC Combination28,597$857dollars as filed
SPECTAIRE HOLDINGS INC84753t117WT141,677$850dollars as filed
INSIGHT ACQUISITION CORP45784L118*W EXP 08/26/20219,800$792dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS23,900$726dollars as filed
VINTAGE WINE ESTATES INC92747V114*W EXP 06/08/20269,724$718dollars as filed
HUB CYBER SECURITY LTDM6000J127WTS49,456$692dollars as filed
NOCO NOCO INCG7243P117*W EXP 08/25/20287,909$624dollars as filed
APX ACQUISITION CORP IG0440J125*W EXP 99/99/99911,949$597dollars as filed
Constellation Acquisition Corp IG2R18K113WARRANT28,900$549dollars as filed
GLOBALINK INVESTMENT -CW2337892F125COM160,361$529dollars as filed
EXCELFIN ACQUISITION CORP30069X110*W EXP 10/25/20225,947$526dollars as filed
FINNOVATE ACQUISITION CORPG3R34K111*W EXP 09/30/20275,000$525dollars as filed
MOOLEC SCIENCE SAL64875112*W EXP 12/30/20220,174$443dollars as filed
SURROZEN INC86889P117*W EXP 08/01/20318,190$352dollars as filed
PALLADYNE AI CORP80359A114*W EXP 09/24/20259,800$322dollars as filed
KERNEL GROUP HOLDINGS INCG5259L129*W EXP 99/99/99913,020$276dollars as filed
GLOBAL SYSTEMS DYNAMICS INC37653T116*W EXP 04/01/20246,782$219dollars as filed
ACE GLOBAL BUSINESS ACQU LTDG0083E110*W EXP 02/20/20211,584$199dollars as filed
ALLIANCE ENTERTAINMENT HOLDI01861F110WTS25,000$187dollars as filed
BANNIX ACQUISITION CORP066644113*W EXP 07/31/20210,582$132dollars as filed
Relativity Acquisition Corp75944B114Warrant279,989$27dollars as filedValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-24-000862 superseded2024-02-08acceptance time not in the bulk data set
13F-HR/A 0001085146-24-001035this filing2024-02-12acceptance time not in the bulk data set