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Disclosery

13F-HR filed by COWEN AND COMPANY, LLC

COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-08, with 532 holding rows worth $456,343,822.

Accession
0001085146-24-000862
Filer
CIK 48966
Filed
2024-02-08
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A holdings report, 532 entries on the cover page, a total value of $456,343,822 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,343,822 with VALUE read as dollars as filed, 13F file number 028-19611. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
LAKESHORE ACQUISITION II CORG5352N121*W EXP 11/18/202101,912$1,059dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/20234,500$1,035dollars as filed
DP CAP ACQUISITION I CORPg2r05b126WT51,467$1,029dollars as filed
TNL MediageneG1330L121Warrant51,200$1,024dollars as filed
CAREMAX INC14171W111*W EXP 06/08/202135,178$1,013dollars as filed
PONO CAP -CW22 EQUITY00810J116COM70,592$960dollars as filed
EDOC ACQUISITION CORPG4000A110*W EXP 11/30/20272,700$937dollars as filed
MONTEREY CAP ACQUISITION COR61244M117*W EXP 01/01/202100,000$900dollars as filed
Alphatime Acquisition CorpG0223V121Warrant30,000$888dollars as filed
NEWCOURT ACQUISITION CORPG6448C129*W EXP 01/22/20253,900$862dollars as filed
GLOBAL STAR ACQUISITION INC37962G110*W EXP 07/15/20286,055$860dollars as filed
Estrella Immunopharma Inc W Exp 09/29/202297584112SPAC Combination28,597$857dollars as filed
SPECTAIRE HOLDINGS INC84753t117WT141,677$850dollars as filed
INSIGHT ACQUISITION CORP45784L118*W EXP 08/26/20219,800$792dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS23,900$726dollars as filed
VINTAGE WINE ESTATES INC92747V114*W EXP 06/08/20269,724$718dollars as filed
HUB CYBER SECURITY LTDM6000J127WTS49,456$692dollars as filed
NOCO NOCO INCG7243P117*W EXP 08/25/20287,909$624dollars as filed
APX ACQUISITION CORP IG0440J125*W EXP 99/99/99911,949$597dollars as filed
Constellation Acquisition Corp IG2R18K113WARRANT28,900$549dollars as filed
GLOBALINK INVESTMENT -CW2337892F125COM160,361$529dollars as filed
EXCELFIN ACQUISITION CORP30069X110*W EXP 10/25/20225,947$526dollars as filed
FINNOVATE ACQUISITION CORPG3R34K111*W EXP 09/30/20275,000$525dollars as filed
MOOLEC SCIENCE SAL64875112*W EXP 12/30/20220,174$443dollars as filed
SURROZEN INC86889P117*W EXP 08/01/20318,190$352dollars as filed
PALLADYNE AI CORP80359A114*W EXP 09/24/20259,800$322dollars as filed
KERNEL GROUP HOLDINGS INCG5259L129*W EXP 99/99/99913,020$276dollars as filed
GLOBAL SYSTEMS DYNAMICS INC37653T116*W EXP 04/01/20246,782$219dollars as filed
ACE GLOBAL BUSINESS ACQU LTDG0083E110*W EXP 02/20/20211,584$199dollars as filed
ALLIANCE ENTERTAINMENT HOLDI01861F110WTS25,000$187dollars as filed
BANNIX ACQUISITION CORP066644113*W EXP 07/31/20210,582$132dollars as filed
Relativity Acquisition Corp75944B114Warrant279,989$27dollars as filedValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-24-000862this filing2024-02-08acceptance time not in the bulk data set
13F-HR/A 0001085146-24-001035 base2024-02-12acceptance time not in the bulk data set