13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-08, with 776 holding rows worth $1,782,509,586.
- Accession
- 0001085146-24-000861
- Filer
- CIK 1696715
- Filed
- 2024-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 776 entries on the cover page, a total value of $1,782,509,586 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,782,509,593 with VALUE read as dollars as filed, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,393 | $453,438 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 22,074 | $450,746 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 8,220 | $448,154 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,933 | $447,258 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,418 | $446,919 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,794 | $445,612 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,644 | $445,422 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 139,405 | $443,308 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 12,707 | $440,563 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 6,061 | $438,639 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 851 | $438,188 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,039 | $434,633 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,065 | $434,416 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,591 | $432,542 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 14,992 | $430,420 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 5,419 | $424,223 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 26,810 | $423,062 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 1,304 | $422,313 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,644 | $420,738 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,403 | $418,621 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 8,714 | $417,579 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,436 | $417,439 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 8,174 | $414,889 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,082 | $413,471 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 10,529 | $410,947 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,188 | $409,835 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,398 | $409,371 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22,077 | $409,308 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,921 | $407,751 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,735 | $407,665 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 12,410 | $406,676 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 17,201 | $401,127 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,396 | $397,706 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,044 | $395,438 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 2,385 | $393,265 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 2,077 | $390,081 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 6,178 | $388,967 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,305 | $388,152 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,709 | $386,656 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 12,507 | $386,214 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 10,767 | $383,413 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,194 | $381,580 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 14,590 | $379,194 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,755 | $377,278 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,676 | $373,975 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,373 | $373,532 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,455 | $373,099 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 41,897 | $369,532 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,091 | $369,103 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 6,500 | $368,023 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 13,613 | $367,143 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,184 | $366,741 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,194 | $365,634 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 3,331 | $364,778 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,215 | $361,418 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,237 | $361,101 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,204 | $360,542 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,107 | $359,715 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,064 | $358,951 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 706 | $358,210 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,591 | $357,641 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 20,665 | $354,818 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 17,150 | $349,517 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 5,334 | $346,337 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,799 | $346,248 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,115 | $344,927 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 745 | $343,325 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 5,507 | $342,701 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,626 | $342,468 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,125 | $340,715 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,292 | $339,214 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,333 | $338,342 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 5,431 | $336,245 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 9,260 | $335,119 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,667 | $332,794 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,766 | $332,424 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,470 | $331,509 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 13,480 | $331,069 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,926 | $331,003 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 705 | $330,064 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 42,808 | $329,191 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,843 | $328,652 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,884 | $327,635 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,243 | $326,952 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,620 | $325,704 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,802 | $325,493 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,756 | $322,823 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,313 | $321,124 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,195 | $320,365 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,253 | $318,193 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,116 | $317,035 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,864 | $314,699 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 21,762 | $312,803 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,126 | $312,447 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 5,377 | $311,646 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,016 | $310,028 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,130 | $309,326 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,122 | $308,317 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,840 | $307,252 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 17,110 | $307,130 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 14,099 | $305,948 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 20,974 | $305,377 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 985 | $304,877 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,304 | $303,428 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,887 | $302,933 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 21,369 | $302,590 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,501 | $301,358 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 136,807 | $299,607 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,045 | $298,792 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,167 | $298,704 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,380 | $297,763 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,504 | $296,907 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,753 | $293,821 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,328 | $293,739 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 46,612 | $293,653 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,504 | $292,693 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,503 | $291,855 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 506 | $291,507 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 6,721 | $290,897 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,061 | $290,731 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,726 | $288,802 | dollars as filed | |
| CORNING INC | 219350105 | COM | 9,411 | $286,568 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,007 | $286,228 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,883 | $285,475 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 22,888 | $284,953 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,218 | $283,037 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 8,409 | $282,795 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 28,064 | $279,237 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 6,541 | $279,104 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 12,646 | $279,097 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 28,127 | $279,025 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,870 | $278,787 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 14,350 | $278,677 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,984 | $274,642 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 952 | $272,366 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,505 | $270,422 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 4,164 | $270,327 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,181 | $268,429 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,313 | $268,375 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,455 | $267,104 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,467 | $266,127 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,303 | $265,958 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,914 | $264,839 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 12,673 | $264,676 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,270 | $264,296 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,297 | $262,168 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,360 | $261,744 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,503 | $261,558 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,800 | $261,548 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 10,012 | $260,612 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 12,409 | $259,466 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,050 | $257,752 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,198 | $255,549 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 5,504 | $255,132 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 5,918 | $255,066 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,981 | $254,505 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 18,198 | $252,412 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,951 | $252,212 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 609 | $251,048 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 4,150 | $249,747 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,142 | $249,234 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 47,571 | $248,323 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,895 | $247,652 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,259 | $247,618 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,353 | $247,512 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 28,595 | $245,920 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,759 | $242,658 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,454 | $242,587 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 4,726 | $241,973 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,237 | $241,269 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,630 | $240,760 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,927 | $238,319 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,599 | $237,676 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,760 | $237,243 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,913 | $236,165 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,414 | $235,508 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,856 | $234,972 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,058 | $233,269 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,190 | $233,243 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 6,061 | $233,003 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 4,644 | $231,898 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,487 | $231,467 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,745 | $231,006 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,001 | $229,162 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,443 | $228,197 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 1,555 | $227,306 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 7,391 | $226,830 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,680 | $225,046 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 5,400 | $222,264 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,941 | $221,001 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,492 | $219,249 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 6,245 | $219,200 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,296 | $218,464 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,011 | $218,171 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,302 | $217,638 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 1,451 | $217,005 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,943 | $216,262 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,523 | $216,249 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,197 | $215,221 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 43,826 | $215,184 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,996 | $214,574 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,332 | $213,799 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,568 | $213,468 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 6,106 | $213,288 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 965 | $212,715 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 6,973 | $211,976 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 16,537 | $211,674 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,108 | $210,591 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 552 | $209,666 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,072 | $206,060 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 7,425 | $205,598 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 7,156 | $204,447 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,121 | $203,061 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 5,873 | $201,283 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,164 | $200,534 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 16,264 | $198,098 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 15,241 | $190,817 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,445 | $184,734 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,456 | $177,276 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 13,214 | $175,747 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,750 | $174,000 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,911 | $173,225 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,191 | $161,409 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 12,609 | $158,867 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,453 | $141,784 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,237 | $141,690 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 13,908 | $138,385 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,765 | $137,978 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 33,059 | $133,889 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,514 | $133,650 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,450 | $132,940 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 18,867 | $131,126 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,150 | $125,759 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,573 | $124,228 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 37,688 | $123,805 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 16,686 | $122,307 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,070 | $120,220 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,788 | $119,680 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,633 | $109,896 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 14,271 | $105,749 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,434 | $103,088 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 124,482 | $89,627 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 40,700 | $84,860 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,312 | $84,531 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,352 | $79,917 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 19,694 | $74,049 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,033 | $71,291 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 15,898 | $70,906 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 20,925 | $69,471 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 12,000 | $68,640 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 74,000 | $63,544 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 16,700 | $62,458 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,470 | $56,311 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $46,200 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,958 | $42,690 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $37,507 | dollars as filed | call |
| DENISON MINES CORP | 248356107 | COM | 20,358 | $36,034 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 13,626 | $33,384 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,385 | $30,512 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 11,775 | $17,663 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 100 | $17,094 | dollars as filed | call |
| TELLURIAN INC NEW | 87968A104 | COM | 20,100 | $15,188 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 300 | $12,000 | dollars as filed | call |
| GEVO INC | 374396406 | COM PAR | 10,000 | $11,600 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,696 | $9,336 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100 | $8,655 | dollars as filed | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,336 | $4,801 | dollars as filed | |
| DUNXIN FINL HLDGS LTD | 26605Q205 | SPONSORED ADS | 10,000 | $3,910 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 26,441 | $3,845 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 16,345 | $3,629 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,139 | $3,233 | dollars as filed | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 15,625 | $2,813 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 18,666 | $2,361 | dollars as filed | |
| Apple Inc | 037833100 | COM | 100 | $2,360 | dollars as filed | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18,372 | $2,273 | dollars as filed | |
| BIT BROTHER LIMITED | G1144D125 | SHS NEW CL A ORD | 103,000 | $1,102 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000861 | this filing | 2024-02-08 | acceptance time not in the bulk data set |