13F-HR filed by Foundations Investment Advisors, LLC
Foundations Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-08, with 665 holding rows worth $3,725,646,822.
- Accession
- 0001085146-24-000856
- Filer
- CIK 1743404
- Filed
- 2024-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 665 entries on the cover page, a total value of $3,725,646,822 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,725,646,822 with VALUE read as dollars as filed, 13F file number 028-18893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Danaher Corporation | 235851102 | COM | 1,520 | $372,606 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 10,223 | $372,438 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 13,217 | $365,989 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 21,408 | $365,871 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,584 | $364,738 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 16,740 | $364,603 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,896 | $363,373 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U711 | FT VEST U.S EQT | 11,262 | $361,704 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,616 | $360,575 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,210 | $359,078 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 4,293 | $357,950 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,888 | $357,231 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 5,975 | $353,933 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,583 | $352,174 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,766 | $351,171 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,975 | $350,354 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,040 | $349,750 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,901 | $346,175 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 102,000 | $344,760 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,291 | $339,478 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 45,359 | $338,832 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,512 | $336,019 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 18,300 | $334,707 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,005 | $334,683 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 8,391 | $334,281 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,720 | $330,209 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,778 | $328,950 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,060 | $327,574 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,907 | $326,085 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,618 | $323,662 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,370 | $322,476 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 742 | $321,932 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,508 | $320,054 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,130 | $319,581 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 16,540 | $318,810 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 9,105 | $318,129 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 3,104 | $316,670 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,305 | $316,360 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,981 | $315,498 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 4,358 | $315,239 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,765 | $313,900 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 9,348 | $309,753 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 4,612 | $307,733 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,163 | $306,964 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,629 | $306,575 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,445 | $306,453 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 17,470 | $302,930 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,065 | $302,752 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 728 | $297,753 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,330 | $296,539 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,471 | $296,033 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,564 | $295,837 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 10,098 | $294,666 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 9,319 | $293,281 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U695 | FT VEST U.S EQT | 8,923 | $292,139 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,193 | $288,989 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,004 | $288,091 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 7,590 | $287,876 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,918 | $287,257 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,907 | $285,376 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 4,556 | $284,796 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 16,579 | $283,841 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,294 | $283,387 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,094 | $281,451 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,427 | $280,624 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 11,325 | $279,501 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,291 | $279,471 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 21,815 | $277,271 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 8,036 | $277,242 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F391 | FT VEST U.S | 8,727 | $276,779 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,652 | $275,780 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,048 | $275,631 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,581 | $275,475 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 2,466 | $273,923 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,096 | $273,349 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,214 | $272,328 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,124 | $269,005 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,831 | $268,258 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,706 | $267,468 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 46,432 | $266,520 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 8,582 | $264,669 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,307 | $263,567 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 8,264 | $263,498 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,102 | $263,106 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,631 | $262,463 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,554 | $259,736 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,641 | $259,618 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 841 | $258,423 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,113 | $258,350 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 6,412 | $258,341 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 33,192 | $256,574 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 12,103 | $253,922 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,515 | $252,947 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 15,000 | $251,100 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,692 | $250,990 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,013 | $248,238 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,003 | $247,718 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 3,893 | $247,206 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 1,739 | $246,069 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,087 | $245,257 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,788 | $244,457 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,192 | $244,288 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,269 | $241,510 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,352 | $240,592 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 730 | $237,202 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,541 | $236,684 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,000 | $235,350 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 33,931 | $234,803 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 6,940 | $233,531 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,962 | $231,775 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,170 | $231,235 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,494 | $231,061 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,203 | $229,765 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 779 | $228,890 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 254 | $228,318 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 6,769 | $224,663 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,345 | $224,288 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,015 | $224,146 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 6,544 | $223,416 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 911 | $223,044 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 4,189 | $222,649 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,380 | $222,154 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,735 | $221,879 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,459 | $221,646 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,577 | $221,609 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,158 | $221,439 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 2,560 | $219,678 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,669 | $215,750 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 5,586 | $215,340 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,375 | $215,050 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,424 | $214,583 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,481 | $214,493 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 7,129 | $213,157 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,567 | $212,032 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 86,549 | $211,179 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 8,715 | $210,729 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,048 | $209,825 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 397 | $209,330 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 9,305 | $208,711 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,772 | $205,892 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,461 | $202,891 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 3,737 | $200,752 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 90,921 | $195,481 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 19,844 | $175,617 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,967 | $156,725 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,680 | $151,630 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 11,480 | $120,085 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,038 | $87,634 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 17,409 | $86,523 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 20,910 | $84,058 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,269 | $82,460 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,419 | $81,732 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 12,928 | $78,473 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,281 | $76,902 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,243 | $74,633 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 14,276 | $67,667 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 24,000 | $65,520 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 34,692 | $44,059 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 20,000 | $41,400 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 10,000 | $14,200 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,126 | $13,462 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 17,366 | $10,420 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 10,445 | $9,825 | dollars as filed | principal |
| LILIUM N V | N52586109 | COM | 10,000 | $8,586 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 22,304 | $3,792 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000856 | this filing | 2024-02-08 | acceptance time not in the bulk data set |