13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-06, with 2,248 holding rows worth $12,864,060,182.
- Accession
- 0001085146-24-000766
- Filer
- CIK 1567755
- Filed
- 2024-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 2,263 entries on the cover page, a total value of $12,864,060,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,864,060,182 with VALUE read as dollars as filed, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REKOR SYSTEMS INC | 759419104 | COM | 65,955 | $214,770 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,815 | $214,287 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,695 | $213,844 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 479 | $213,625 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 4,753 | $213,553 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 8,774 | $213,383 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2,342 | $213,169 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,582 | $212,335 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,856 | $211,854 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 18,255 | $211,396 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 8,521 | $211,190 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,918 | $210,417 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 20,655 | $210,262 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 47,102 | $210,073 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,194 | $209,935 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,583 | $209,539 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 847 | $209,460 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,408 | $209,410 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,999 | $208,936 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 2,028 | $208,580 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,020 | $208,475 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 36,985 | $208,224 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 8,988 | $208,161 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,322 | $208,051 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 8,200 | $207,558 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,237 | $207,297 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 14,992 | $206,740 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 9,800 | $206,584 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,470 | $206,500 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 59,953 | $206,239 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,720 | $205,958 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 308 | $205,877 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 3,752 | $205,584 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 116,000 | $205,320 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 4,100 | $204,655 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 19,424 | $203,949 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 1,666 | $203,670 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 16,162 | $203,637 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 14,095 | $203,615 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,404 | $203,574 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 6,954 | $203,483 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 16,500 | $202,950 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,718 | $201,737 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 556 | $200,891 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,521 | $200,832 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,656 | $200,817 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,825 | $197,695 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 14,152 | $197,015 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 25,287 | $194,465 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 12,589 | $193,116 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 57,951 | $192,397 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,391 | $190,230 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,704 | $190,020 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 27,994 | $189,801 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,845 | $188,713 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,936 | $188,339 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,000 | $183,360 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,900 | $182,520 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,945 | $179,382 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,851 | $177,173 | dollars as filed | |
| Direxion Daily TSLA Bear 1X Shares | 25460G260 | ETF | 10,750 | $177,140 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 39,360 | $177,136 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 58,430 | $175,874 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 21,524 | $173,914 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 14,462 | $171,519 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P454 | SUSTAINABLE INTL | 11,539 | $168,894 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 36,923 | $165,785 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,863 | $164,543 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 90,560 | $161,617 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,837 | $156,480 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 12,669 | $155,826 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,760 | $155,703 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 47,936 | $154,842 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 12,709 | $154,793 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 23,856 | $152,678 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 17,345 | $152,289 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,867 | $152,007 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 24,020 | $151,807 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 17,785 | $151,528 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,106 | $150,492 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 18,527 | $148,956 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 31,155 | $148,321 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,591 | $146,887 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 22,500 | $144,225 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 62,550 | $141,363 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 10,066 | $141,228 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,616 | $140,925 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,608 | $140,116 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,033 | $137,233 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 24,470 | $135,812 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 20,212 | $134,208 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 36,400 | $131,040 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 10,013 | $127,566 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 12,819 | $126,528 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 43,556 | $126,312 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 39,095 | $124,714 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,447 | $124,319 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,192 | $124,134 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,014 | $123,008 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 11,477 | $118,330 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 31,460 | $118,290 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,089 | $116,588 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 73,179 | $113,427 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 15,017 | $112,632 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 47,599 | $111,386 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 11,779 | $109,507 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 16,085 | $109,218 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,853 | $108,851 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,464 | $108,303 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 11,157 | $107,557 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 12,700 | $103,378 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,136 | $102,671 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,330 | $101,106 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,803 | $98,139 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,077 | $97,748 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,286 | $95,971 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 36,737 | $93,155 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 24,690 | $92,340 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 12,545 | $90,449 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,522 | $90,348 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,254 | $89,620 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 23,065 | $89,031 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 19,716 | $88,325 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 24,225 | $87,889 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,181 | $87,213 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,229 | $86,436 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 28,828 | $86,196 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,888 | $85,795 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,810 | $83,378 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,421 | $81,945 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,244 | $80,525 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 13,266 | $79,596 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 20,944 | $79,378 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,465 | $79,154 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 68,899 | $78,545 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 103,819 | $78,446 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 17,377 | $78,023 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 120,500 | $77,805 | dollars as filed | call |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 12,658 | $77,720 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,609 | $77,200 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 13,104 | $74,943 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 13,735 | $74,444 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,739 | $73,882 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 337,330 | $72,930 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 34,269 | $71,625 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,050 | $70,350 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 13,752 | $70,273 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,675 | $68,239 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,490 | $67,805 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 20,000 | $65,700 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 17,547 | $64,398 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 19,093 | $63,198 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 19,544 | $62,151 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,272 | $60,387 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 12,457 | $59,794 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 10,816 | $59,055 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 16,904 | $56,967 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 11,533 | $55,475 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 10,500 | $52,710 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 16,013 | $50,921 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 50,000 | $49,258 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 95,661 | $49,054 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 13,616 | $48,745 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 29,500 | $47,200 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,135 | $43,094 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 23,962 | $41,935 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 12,352 | $41,875 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 16,605 | $39,852 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,341 | $39,219 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 26,573 | $38,531 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,992 | $37,894 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 19,294 | $37,430 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 22,786 | $36,457 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 49,901 | $36,311 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,975 | $31,529 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 11,666 | $31,383 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 17,938 | $30,316 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,000 | $30,260 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,200 | $29,436 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 26,143 | $28,235 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,659 | $26,967 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 28,854 | $25,241 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,363 | $25,100 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,235 | $25,091 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 31,250 | $24,063 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,663 | $23,652 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 10,950 | $23,214 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 12,340 | $23,076 | dollars as filed | |
| SPY | 78462F103 | SHS | 11,400 | $22,437 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 14,944 | $22,267 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 13,000 | $21,043 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 20,994 | $20,994 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 10,111 | $20,020 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 41,614 | $19,822 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 21,800 | $18,279 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 12,500 | $18,250 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 7,000 | $18,200 | dollars as filed | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,500 | $17,475 | dollars as filed | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 16,605 | $15,810 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 10,000 | $15,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 10,357 | $13,878 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 800 | $13,120 | dollars as filed | call |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 13,000 | $12,861 | dollars as filed | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 15,000 | $12,206 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 13,336 | $12,182 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,655 | $11,882 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 14,013 | $11,771 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,000 | $11,300 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 14,877 | $11,273 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 1,000 | $11,000 | dollars as filed | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,650 | $8,725 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 13,974 | $8,171 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 11,235 | $7,730 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 11,872 | $7,441 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 19,505 | $7,023 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $5,924 | dollars as filed | call |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,870 | $5,638 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,800 | $5,371 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,000 | $5,010 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $4,952 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 5,000 | $4,800 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 67,735 | $4,789 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $4,540 | dollars as filed | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,500 | $3,375 | dollars as filed | put |
| CUE HEALTH INC | 229790100 | COM | 20,000 | $3,250 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $2,320 | dollars as filed | call |
| CARVANA CO CL A | 146869102 | Stock | 100 | $2,260 | dollars as filed | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,062 | $2,213 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 500 | $2,000 | dollars as filed | call |
| SPY | 78462F103 | SHS | 300 | $1,992 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 0 | $1,750 | dollars as filed | callAmount filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $1,350 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,000 | $1,250 | dollars as filed | call |
| Eli Lilly and Company | 532457108 | COM | 300 | $1,200 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 200 | $432 | dollars as filed | put |
| BLACKSTONE INC | 09260D107 | COM | 900 | $423 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 200 | $218 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $205 | dollars as filed | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $120 | dollars as filed | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 500 | $45 | dollars as filed | put |
| McDonalds Corporation | 580135101 | COM | 100 | $40 | dollars as filed | put |
| CONAGRA FOODS INC | 205887102 | COM | 1,000 | $30 | dollars as filed | call |
| BAXTER INTL INC | 071813109 | COM | 600 | $30 | dollars as filed | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,000 | $20 | dollars as filed | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,000 | $10 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $5 | dollars as filed | call |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $5 | dollars as filed | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $2 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000766 | this filing | 2024-02-06 | acceptance time not in the bulk data set |