13F-HR filed by GREAT VALLEY ADVISOR GROUP, INC.
GREAT VALLEY ADVISOR GROUP, INC. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-06, with 711 holding rows worth $2,849,750,360.
- Accession
- 0001085146-24-000745
- Filer
- CIK 1769897
- Filed
- 2024-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 711 entries on the cover page, a total value of $2,849,750,360 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,849,750,360 with VALUE read as dollars as filed, 13F file number 028-19465. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,153 | $410,907 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 7,022 | $410,504 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 7,935 | $407,938 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,018 | $407,704 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,203 | $406,575 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,134 | $405,822 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 8,145 | $405,428 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 24,900 | $404,626 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 9,627 | $404,236 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,408 | $399,251 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,089 | $397,966 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,413 | $397,690 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 8,427 | $396,154 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,722 | $394,947 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,022 | $394,909 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,403 | $391,913 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,694 | $389,262 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,748 | $388,788 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,415 | $388,211 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 2,298 | $387,500 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 14,161 | $383,338 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,440 | $380,320 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,928 | $379,935 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,786 | $378,289 | dollars as filed | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 12,886 | $378,248 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 991 | $376,084 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,916 | $374,032 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 12,937 | $371,421 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 17,227 | $371,048 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 11,821 | $371,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,932 | $368,075 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 5,494 | $358,974 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 989 | $358,890 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 20,697 | $358,885 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 17,488 | $357,106 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,038 | $356,463 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,167 | $356,122 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,493 | $355,166 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,083 | $354,854 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,756 | $349,934 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 6,023 | $348,373 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,836 | $348,371 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,522 | $346,140 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,732 | $343,158 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,291 | $342,009 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 3,472 | $340,389 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 11,295 | $340,203 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,256 | $338,907 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,390 | $335,005 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,066 | $334,944 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 857 | $334,895 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,065 | $331,757 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 17,000 | $331,160 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,825 | $330,285 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 46,242 | $330,169 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,840 | $330,155 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 9,108 | $326,432 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 21,237 | $324,926 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,587 | $323,322 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 11,231 | $323,224 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,519 | $323,028 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 5,185 | $312,988 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 5,077 | $310,517 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,099 | $310,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,680 | $308,934 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,028 | $307,211 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,354 | $307,000 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,883 | $306,407 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 7,446 | $305,211 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 8,466 | $304,000 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,530 | $303,827 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,985 | $303,715 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,725 | $303,368 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 17,997 | $303,184 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,609 | $302,080 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,638 | $299,829 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 983 | $299,373 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 4,000 | $298,632 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,274 | $298,167 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 23,153 | $297,053 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 12,313 | $296,867 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 12,102 | $295,530 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 6,408 | $295,332 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,278 | $295,283 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,526 | $294,551 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,341 | $294,067 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 9,989 | $292,869 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,069 | $290,984 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 2,523 | $288,534 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,531 | $286,323 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,925 | $286,008 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 11,609 | $285,571 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,187 | $285,136 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 6,619 | $284,485 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,780 | $281,384 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 11,574 | $281,124 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 11,000 | $281,050 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,515 | $280,749 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,897 | $280,384 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,486 | $279,047 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,260 | $277,198 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 8,547 | $275,727 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,245 | $274,393 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,071 | $273,149 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 9,124 | $271,787 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6,083 | $271,345 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 8,065 | $270,865 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,036 | $268,677 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,940 | $266,612 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,564 | $265,448 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,033 | $262,156 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,157 | $260,999 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,154 | $260,645 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,142 | $260,029 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,837 | $258,760 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 581 | $255,601 | dollars as filed | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 11,367 | $254,731 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,735 | $252,704 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,120 | $251,395 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,092 | $250,761 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 4,501 | $248,810 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 2,495 | $247,277 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 9,137 | $246,884 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,791 | $245,092 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,607 | $244,733 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,519 | $243,465 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,580 | $242,443 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,811 | $240,985 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 47,168 | $240,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,747 | $235,293 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,518 | $235,204 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,449 | $234,272 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,505 | $233,854 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 521 | $233,586 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 20,633 | $232,917 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,551 | $232,269 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,400 | $232,050 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 7,842 | $231,242 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,450 | $229,086 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,333 | $227,113 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 839 | $226,726 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,770 | $226,431 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,002 | $225,716 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,115 | $224,775 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,791 | $224,410 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,526 | $224,042 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,473 | $223,860 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,505 | $223,812 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 10,110 | $223,734 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,621 | $221,949 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 936 | $221,210 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,232 | $220,918 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,004 | $220,517 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,450 | $220,079 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,421 | $219,762 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,063 | $218,664 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,500 | $216,505 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,782 | $216,420 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,466 | $215,587 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 7,458 | $213,745 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,458 | $213,633 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,779 | $211,506 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,006 | $210,691 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,232 | $209,839 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,250 | $209,670 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,645 | $209,070 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 7,736 | $208,641 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,866 | $208,509 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,100 | $207,308 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,983 | $204,372 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 835 | $203,120 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,271 | $201,335 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 5,550 | $201,299 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,761 | $201,194 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,424 | $198,919 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,640 | $190,960 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,379 | $180,168 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,100 | $166,056 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,717 | $161,887 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 22,408 | $156,856 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,033 | $156,019 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 16,000 | $151,200 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 11,200 | $126,673 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,973 | $124,585 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,896 | $117,220 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,815 | $115,785 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,844 | $113,817 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 11,192 | $108,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,300 | $97,637 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,723 | $92,218 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,628 | $91,298 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 34,023 | $88,800 | dollars as filed | |
| VIVAKOR INC | 92852R403 | COM | 69,357 | $73,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,803 | $67,773 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 13,018 | $63,659 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 17,654 | $57,022 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,280 | $56,290 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,044 | $47,480 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,639 | $46,698 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 20,000 | $42,400 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,793 | $34,024 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 17,961 | $33,946 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 11,000 | $19,690 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 31,850 | $18,627 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 10,328 | $18,032 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,000 | $15,400 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 11,000 | $13,000 | dollars as filed | principal |
| NIKOLA CORP | 654110105 | COM | 13,189 | $11,539 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 18,370 | $8,726 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,000 | $4,824 | dollars as filed | |
| SOCIETY PASS INC | 83370P102 | COM | 10,000 | $3,002 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000745 | this filing | 2024-02-06 | acceptance time not in the bulk data set |