13F-HR filed by Stratos Investment Management, LLC
Stratos Investment Management, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-24, with 182 holding rows worth $844,984,552.
- Accession
- 0001085146-24-000444
- Filer
- CIK 1707206
- Filed
- 2024-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 182 entries on the cover page, a total value of $844,984,552 stated on the cover page (in dollars after the unit check, H1), rows summing to $844,984,552 with VALUE read as dollars as filed, 13F file number 028-19493. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 462,148 | $48,631,915 | dollars as filed | |
| ALPS ETF TR | 00162Q346 | SMITH CORE PLUS | 1,648,434 | $42,842,800 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 574,981 | $40,409,689 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,056,411 | $30,815,509 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 409,768 | $30,138,458 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 67,737 | $25,471,870 | dollars as filed | |
| Apple Inc | 037833100 | COM | 123,940 | $23,862,293 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 475,884 | $22,904,309 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 63,233 | $19,658,178 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 133,486 | $18,646,659 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 312,567 | $17,547,537 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34,631 | $16,541,019 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 293,740 | $16,149,833 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 97,099 | $16,045,762 | dollars as filed | |
| SCHD | 808524797 | COM | 207,146 | $15,770,053 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 453,685 | $14,599,601 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 228,906 | $14,304,381 | dollars as filed | |
| IJH | 464287507 | COM | 50,685 | $14,047,506 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 54,050 | $14,026,692 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 123,607 | $13,678,403 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 411,078 | $12,574,900 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 257,731 | $12,239,659 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 218,196 | $10,501,815 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,645 | $9,859,866 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 55,700 | $9,474,602 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 19,139 | $9,318,396 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 154,866 | $9,271,869 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 289,496 | $9,177,041 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,676 | $8,253,469 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 21,891 | $7,586,521 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 65,646 | $7,106,236 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 27,121 | $7,061,011 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 145,862 | $6,986,797 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 24,171 | $6,961,859 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 25,518 | $6,714,894 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 11,167 | $6,662,232 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 15,507 | $6,614,161 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 93,291 | $6,563,092 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 127,909 | $6,462,009 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 39,112 | $6,166,076 | dollars as filed | |
| Boeing Company | 097023105 | COM | 23,127 | $6,028,458 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 5,280 | $5,893,915 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 34,455 | $5,851,886 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 37,812 | $5,745,206 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 192,731 | $5,556,462 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 37,803 | $5,539,756 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 90,652 | $5,506,215 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 159,672 | $5,376,184 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,924 | $5,230,546 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 17,168 | $5,090,620 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 174,109 | $5,012,604 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 33,576 | $5,008,329 | dollars as filed | |
| American Express Company | 025816109 | COM | 25,370 | $4,752,826 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 20,256 | $4,712,488 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 168,264 | $4,678,615 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 21,670 | $4,544,485 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 27,239 | $4,269,461 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 97,003 | $4,253,593 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 42,206 | $4,052,251 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 53,025 | $3,840,603 | dollars as filed | |
| Deere & Company | 244199105 | COM | 9,227 | $3,689,787 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,602 | $3,504,624 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 26,300 | $3,501,705 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 19,333 | $3,300,442 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 29,811 | $3,236,652 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 38,304 | $3,155,529 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,409 | $3,153,211 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,132 | $3,112,594 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,673 | $3,047,407 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 21,440 | $3,021,539 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 32,635 | $2,745,965 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 15,174 | $2,717,697 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 38,084 | $2,633,889 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 50,865 | $2,594,038 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,707 | $2,493,202 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 23,812 | $2,463,351 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 20,274 | $2,353,225 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,932 | $2,319,520 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,293 | $2,270,689 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 21,693 | $2,105,145 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,994 | $2,070,809 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 12,137 | $2,068,896 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 44,133 | $2,061,037 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 13,284 | $2,058,743 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,531 | $2,055,289 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 8,745 | $1,842,025 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 31,051 | $1,829,881 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 3,728 | $1,690,056 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 6,879 | $1,689,707 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 21,883 | $1,685,482 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,335 | $1,561,247 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,079 | $1,496,635 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,651 | $1,410,331 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,771 | $1,381,361 | dollars as filed | |
| VTI | 922908769 | COM | 5,691 | $1,350,153 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 39,404 | $1,275,507 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,070 | $1,268,988 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,320 | $1,067,933 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,132 | $1,013,402 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 61,311 | $976,688 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,665 | $960,229 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,241 | $958,485 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 36,773 | $909,784 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,641 | $905,184 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,259 | $832,088 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,626 | $805,619 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,131 | $747,929 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,880 | $746,887 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,906 | $699,844 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 52,370 | $696,521 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,044 | $664,145 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,951 | $656,833 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,431 | $631,090 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,230 | $580,174 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 14,113 | $569,336 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 12,733 | $540,043 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,173 | $519,036 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 13,521 | $509,779 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,066 | $493,742 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,664 | $491,728 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,598 | $467,847 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,517 | $460,446 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,578 | $456,144 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,753 | $455,754 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,036 | $453,939 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,272 | $450,237 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,758 | $447,640 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,078 | $443,416 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,934 | $439,152 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,838 | $428,362 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,664 | $426,302 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,921 | $425,148 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,816 | $402,369 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,924 | $391,644 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 13,704 | $383,581 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 6,122 | $379,057 | dollars as filed | |
| MGC | 921910873 | COM | 2,166 | $366,660 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,619 | $362,790 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 11,450 | $361,156 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,305 | $345,282 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,123 | $323,982 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,045 | $319,425 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,706 | $318,102 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 13,190 | $314,713 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 12,654 | $314,325 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 12,480 | $313,139 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,279 | $309,057 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 12,701 | $303,572 | dollars as filed | principal |
| EOG RES INC COM | 26875P101 | Stock | 2,489 | $301,140 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 12,902 | $298,165 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,295 | $291,190 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,788 | $290,749 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,139 | $290,291 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,428 | $284,010 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 34,022 | $274,904 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,839 | $274,098 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,888 | $273,797 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,708 | $272,128 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,173 | $271,409 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 661 | $270,733 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,352 | $268,511 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,071 | $266,122 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,122 | $259,772 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,182 | $255,779 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,153 | $253,341 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,321 | $250,385 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,619 | $245,704 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 31,916 | $245,439 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,743 | $245,125 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,736 | $244,459 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,592 | $234,097 | dollars as filed | |
| WISDOMTREE VOYA YIELD BOND ETF | 97717Y469 | COM | 4,698 | $232,367 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 285 | $223,229 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,557 | $222,440 | dollars as filed | |
| VWO | 922042858 | SHS | 5,404 | $222,123 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 6,772 | $211,151 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,565 | $208,662 | dollars as filed | |
| Linde plc | G54950103 | COM | 502 | $206,491 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,721 | $205,003 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 4,103 | $204,863 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,040 | $204,517 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,150 | $32,785 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000444 | this filing | 2024-01-24 | acceptance time not in the bulk data set |