13F-HR filed by Caprock Group, LLC
Caprock Group, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-18, with 693 holding rows worth $1,564,948,248.
- Accession
- 0001085146-24-000318
- Filer
- CIK 1610769
- Filed
- 2024-01-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 693 entries on the cover page, a total value of $1,564,948,248 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,564,948,248 with VALUE read as dollars as filed, 13F file number 028-16427. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 2,629 | $332,253 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 30,351 | $332,040 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 4,660 | $331,552 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,814 | $329,908 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 11,937 | $329,222 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 2,214 | $328,181 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,593 | $328,094 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,527 | $326,893 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,883 | $325,935 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,408 | $325,558 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,740 | $324,757 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,413 | $323,746 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,177 | $322,031 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,363 | $321,067 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 6,414 | $319,674 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,107 | $317,676 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 42,782 | $317,021 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 18,064 | $313,772 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,014 | $313,019 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 23,281 | $312,897 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,562 | $312,459 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 4,884 | $310,830 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,035 | $310,082 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,567 | $308,467 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 1,466 | $308,139 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,102 | $307,544 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,870 | $307,465 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,270 | $307,391 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,647 | $306,787 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 34,978 | $306,407 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,609 | $301,484 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 5,774 | $301,403 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,608 | $299,796 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,504 | $299,522 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,033 | $299,289 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 11,213 | $297,713 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,506 | $296,443 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6,440 | $296,433 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,017 | $296,404 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,346 | $292,275 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 64,800 | $290,304 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,960 | $288,453 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 945 | $288,225 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,038 | $287,567 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,979 | $287,056 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,102 | $285,794 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,966 | $284,983 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,227 | $283,903 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,685 | $282,552 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 7,641 | $281,647 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,530 | $281,246 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 8,750 | $280,541 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,382 | $280,419 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,972 | $280,240 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 3,176 | $279,657 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 33,959 | $279,484 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,697 | $279,332 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,613 | $277,468 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 19,219 | $276,761 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 7,716 | $276,626 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,514 | $276,058 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,449 | $272,823 | dollars as filed | |
| KBHOME | 48666K109 | COM | 4,366 | $272,700 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,878 | $272,280 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,414 | $271,436 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,421 | $270,289 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,573 | $268,807 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 21,382 | $267,703 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,183 | $267,301 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,837 | $266,868 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,654 | $266,600 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 5,098 | $266,563 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 5,198 | $265,566 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,222 | $264,618 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,198 | $262,422 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,065 | $262,255 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,174 | $261,972 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 14,019 | $261,314 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,946 | $260,893 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,508 | $260,539 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 20,198 | $260,047 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 4,673 | $259,944 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 760 | $257,207 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,298 | $255,817 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,506 | $253,859 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,233 | $252,562 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,092 | $250,050 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 27,879 | $248,908 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,181 | $247,100 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,033 | $246,766 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,105 | $245,956 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,338 | $244,812 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,461 | $244,746 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,198 | $244,647 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,701 | $244,522 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,449 | $243,583 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,251 | $242,465 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,902 | $242,315 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,655 | $242,165 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,410 | $241,190 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 9,387 | $239,650 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,782 | $239,626 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 11,014 | $237,919 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 2,560 | $235,366 | dollars as filed | |
| BALL CORP | 058498106 | COM | 4,089 | $235,199 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 714 | $235,070 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,341 | $234,627 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 9,675 | $233,264 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 12,536 | $231,300 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,767 | $230,876 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,124 | $230,838 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,508 | $230,407 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,263 | $229,637 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,997 | $229,174 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 18,843 | $229,131 | dollars as filed | |
| SPDW | 78463X889 | COM | 6,730 | $228,887 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 2,744 | $228,877 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,260 | $228,837 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 389 | $225,830 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 8,609 | $224,437 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,294 | $223,461 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 142 | $223,159 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,401 | $222,563 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 5,969 | $221,927 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 609 | $221,191 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,004 | $220,759 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 537 | $219,552 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 2,738 | $218,602 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,638 | $216,445 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 233 | $216,317 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 60,993 | $216,193 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,582 | $215,571 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,060 | $214,290 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,291 | $213,957 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,224 | $213,221 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 18,689 | $212,681 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 3,309 | $211,841 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 1,943 | $210,854 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 7,738 | $208,694 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,254 | $207,492 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,433 | $206,573 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 4,879 | $206,528 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,083 | $204,613 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,888 | $203,171 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 4,464 | $202,755 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,553 | $201,988 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,546 | $201,944 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 799 | $201,535 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 2,429 | $201,243 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,778 | $200,694 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 4,595 | $200,020 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 60,812 | $198,855 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 16,296 | $198,659 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,403 | $192,872 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,500 | $191,705 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 26,652 | $186,680 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 111,000 | $182,040 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,820 | $181,450 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,445 | $179,955 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 39,497 | $178,135 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 71,687 | $172,854 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 17,410 | $162,087 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 29,684 | $161,184 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,437 | $143,215 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 23,944 | $137,917 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 36,769 | $126,487 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 10,000 | $126,200 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 13,000 | $125,580 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 25,102 | $123,000 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 24,154 | $116,181 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 22,000 | $115,280 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,777 | $109,947 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 31,000 | $109,430 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,761 | $108,444 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 35,994 | $106,217 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,598 | $105,194 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 22,000 | $79,640 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 54,389 | $79,408 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 30,000 | $76,500 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,182 | $68,016 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 18,702 | $67,701 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,765 | $67,651 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,154 | $58,667 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,502 | $55,440 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,228 | $55,271 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 20,600 | $53,972 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 20,345 | $30,721 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 21,525 | $22,171 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $19,400 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 17,438 | $14,421 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 12,926 | $7,559 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $5,701 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 22,691 | $3,944 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000318 | this filing | 2024-01-18 | acceptance time not in the bulk data set |