13F-HR filed by Kaizen Financial Strategies
Kaizen Financial Strategies filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-18, with 118 holding rows worth $131,975,705.
- Accession
- 0001085146-24-000271
- Filer
- CIK 1842013
- Filed
- 2024-01-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 118 entries on the cover page, a total value of $131,975,705 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,975,705 with VALUE read as dollars as filed, 13F file number 028-20537. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 66,309 | $12,766,522 | dollars as filed | |
| SPY | 78462F103 | SHS | 22,785 | $10,829,852 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 114,430 | $9,493,113 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 44,295 | $7,547,853 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 141,946 | $6,617,545 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 29,692 | $3,887,275 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 14,857 | $3,691,667 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 109,122 | $3,680,685 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 93,942 | $3,295,485 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 6,331 | $3,135,063 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,186 | $3,084,921 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 21,790 | $3,070,826 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,807 | $2,935,599 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 58,123 | $2,889,876 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 62,935 | $2,828,299 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,763 | $2,546,970 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 12,261 | $2,144,080 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,089 | $2,107,782 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,474 | $1,832,216 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,726 | $1,769,880 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 24,653 | $1,364,544 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,459 | $1,243,255 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 20,172 | $1,232,509 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 43,140 | $1,170,820 | dollars as filed | |
| VTI | 922908769 | COM | 4,049 | $960,504 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,668 | $959,219 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 98,320 | $904,544 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,969 | $879,890 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 48,575 | $871,920 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,451 | $865,667 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,850 | $842,776 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,929 | $842,587 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,876 | $748,739 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 24,330 | $726,251 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 18,101 | $710,645 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,155 | $671,402 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 16,008 | $631,356 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 7,811 | $611,418 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 3,733 | $605,056 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 12,780 | $577,912 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,599 | $565,982 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 32,193 | $558,229 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 16,600 | $541,824 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,000 | $521,320 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 7,041 | $511,566 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,312 | $508,146 | dollars as filed | |
| VWO | 922042858 | SHS | 12,308 | $505,850 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,600 | $490,968 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 7,496 | $485,839 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,467 | $482,110 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 997 | $476,405 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,997 | $464,459 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 870 | $461,582 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,304 | $447,092 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 6,362 | $446,718 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,960 | $441,120 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 616 | $435,198 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,937 | $413,324 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,801 | $405,115 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,142 | $364,364 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,339 | $359,178 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,411 | $352,135 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 723 | $352,014 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,420 | $345,142 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,165 | $335,633 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 213 | $334,738 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,823 | $331,827 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,000 | $327,100 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,900 | $326,370 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 707 | $320,241 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,675 | $320,210 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 606 | $319,268 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,477 | $318,735 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,729 | $317,891 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 405 | $317,041 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,975 | $314,578 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 960 | $297,139 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 6,507 | $295,808 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,800 | $290,700 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,821 | $287,814 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,907 | $286,741 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 796 | $283,901 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,131 | $283,082 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 980 | $283,063 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,554 | $280,645 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,255 | $274,239 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,000 | $271,800 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 8,525 | $269,653 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,450 | $258,821 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,221 | $256,082 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,271 | $255,084 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,290 | $252,097 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,750 | $234,975 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 5,048 | $233,954 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,754 | $233,073 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 14,000 | $232,816 | dollars as filed | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,810 | $232,749 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,605 | $231,207 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,071 | $227,928 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,438 | $227,384 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,000 | $224,880 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 2,321 | $224,562 | dollars as filed | |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 7,100 | $222,230 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,094 | $220,775 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,220 | $220,335 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,084 | $214,731 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 7,450 | $214,411 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 323 | $213,171 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,114 | $209,891 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 31,200 | $208,416 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 171 | $206,597 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,000 | $202,900 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,173 | $175,676 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,033 | $173,872 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 12,000 | $146,381 | dollars as filed | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,389 | $115,258 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 22,200 | $56,721 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 20,000 | $48,308 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000271 | this filing | 2024-01-18 | acceptance time not in the bulk data set |